Fund Compliance Analyst: Regulatory Oversight & Reporting
TEEMA Solutions Group
A leading talent network for compliance roles is seeking a Fund Compliance Analyst to support fund operations and investment teams. This role involves monitoring compliance with internal policies, assisting in compliance program development, and ensuring adherence to regulatory requirements. Ideal candidates hold a Bachelor's degree in a relevant field and possess strong analytical and organizational skills. This position offers a collaborative environment working closely with legal and risk management teams. #J-18808-Ljbffr TEEMA Solutions Group
$140k - $185k
...job description represents a sample Fund Compliance Analyst position commonly found through the... ...-career roles in fund compliance, regulatory oversight, and internal control for investment... ...Track regulatory filings, reporting deadlines, and changes in relevant...RegulatoryFull time$134k - $156k
...management across multiple funds.We’ve established a... ....The RoleThe a16z Compliance Team is looking for a Compliance Analyst to join their group and own the regulatory requirements... ...will also include oversight of external compliance... ...Analyst will report directly to the Deputy...RegulatoryWork at office2 days per week$160k - $180k
...with the administration, compliance, governance, data and reporting that their structures depend... ...Our IQ is our technical, regulatory and operational expertise... ...guidance with minimal oversight from senior leadershipYou... ...managers launching their first fund, in an environment where...RegulatoryLocal area$120k - $185k
...Technical Compliance AnalystNew York City, NY (Hybrid)... ...Technical Compliance Analyst to serve as the operational... ...process.Metrics & Reporting: Build and maintain compliance... ...reports to satisfy regulatory and audit requirements... ...solutions, robust funding, and is scaling rapidly...Regulatory$36.31 - $38.22 per hour
Job Summary The Compliance Specialist ensures that the regulatory and compliance requirements are... ...met for each property and reports to the Associate... ...Housing Subsidy Programs Oversight: Reviews and disseminates... ...management principles, including funding and regulatory...RegulatoryHourly payFull timeWork at officeLocal areaMonday to Friday$86.7k - $170.9k
...Summary Consultant - Regulatory & Compliance - Enterprise Operations &... ...responsible for: Support regulatory reporting remediation and... ...industry, including execution or oversight processes, risk assessments... ..., or Chartered Financial Analyst designation The wage range...RegulatoryLocal areaVisa sponsorship- ...Description Our law firm client is seeking a Fund Formation Paralegal to support... .... Prepare and file required regulatory notices and filings. Support fund formation... ...documentation. Assist with SEC compliance reporting for venture fund clients. Provide general...Regulatory
- ...worldwide. We are seeking a Principal Regulatory Affairs Specialist to drive... ...post-market commitments and compliance (establishment registrations, certifications, reporting, special controls, etc) and... ...and initiatives with minimal oversight.Strong ability to translate complex...RegulatoryLocal areaWorldwideRelocation
$97.6k - $108.4k
...most: their constituents. The Senior Compliance Analyst will serve as a dedicated compliance resource... ..., coordinating, and supporting key regulatory compliance obligations for... ...systems for high-risk filing, registration, reporting, recordkeeping, and deadline-management...RegulatoryFull timeCasual workWork at officeLocal areaRemote work$99.2k - $181.3k
...value it more than anything else. In this role, you'll report to the Senior Compliance Manager and serve as a core executor on Harvey's... ...Security to validate control implementations and translate regulatory language into testable technical configurations What...Regulatory$260k - $390k
...Registered Funds Associate Attorney Direct Counsel is seeking a Registered... ...advisers on a broad range of regulatory, transactional, and compliance matters. This role offers the opportunity... ...information, shareholder reports, and other fund-related documents....Regulatory- ...are seeking a meticulous and proactive Compliance Analyst to join our growing Legal & Compliance... ...structures, preparing risk assessment reports for senior management approval. Policy... ...to the Compliance Officer. Regulatory Alignment: Stay updated on local and international...RegulatoryLocal area
- ...real estate private equity fund clients. This is a senior,... ...with fund accounting, reporting, governance, compliance, and real estate expertise... ...ManagementLead financial oversight across complex real estate... ...compliance professionals on fund regulatory obligations, including...RegulatoryFull time
- ...Associate position to support investment and fund management teams. The role involves... ...portfolio activity, and ensuring accurate reporting. Ideal candidates will hold a Bachelor’s... .... This position is pivotal for ensuring compliance and enhancing operational efficiency...
- ...achieve more.About the RoleHappen Bank’s Compliance Team is looking for an experienced... ..., implementing, and maintaining various reports and processes to support the Compliance... ...performance monitoring related to BSA/AML and regulatory complianceEnhance and Develop Community-...RegulatoryFull timeWork at officeLocal areaRemote workRelocationFlexible hours
$185k - $205k
...Role >>> Associate Director, Global Regulatory Affairs, Compliance and Project Management As the Global... ..., compliance and project management reporting to the Senior Director, Global Regulatory... ...to patients. The role involves oversight of all regulatory compliance activities...RegulatoryWork at officeFlexible hours- ...Treasury System and Fortress Compliance Platform, ensuring Members of... ...ROLE Based in San Francisco, reporting to the Americas Compliance Director... ...Business (KYB), source of funds, client information, client... ..., meeting all best practice, regulatory and statutory requirements,...RegulatoryPermanent employmentWork at officeLocal areaWorldwide
$110k - $140k
...Seattle, New York, and Delhi. Security Compliance Analyst We are looking for a highly motivated... ...for accuracy and properly adhering to regulatory expectations. Implement ISMS in coordination... ...requirements placed on Deploy Report actual or suspected security and/or policy...Regulatory$125k - $190k
This role leads the valuation oversight function across U.S. mutual funds, UCITS, private funds, and... ...and aligned with applicable regulatory requirements, while exercising... ...functions including regulatory reporting, treasury, legal, compliance, operations, portfolio management...Regulatory- ...Vice President, Banking Compliance, HMDA & CRA Officer About the... ...pivotal in leading Fair Lending oversight and requires the ability to advise senior leaders on regulatory risk while maintaining a... ...disclosures, overseeing HMDA data and reporting, and preparing for...Regulatory
$115k - $130k
...me on LinkedIn Mahmoud Adam, CPA 🚀 VC Fund Accountant Associate | $115K-$130K + Bonus... ..., capital accounts, allocations, and LP reporting schedulesSupport valuations, portfolio... ...investment transactions, cash tracking, and regulatory filingsImprove processes and leverage AI...Regulatory$115k - $180k
..., and Amsterdam. The Compliance team is responsible for... ...As a GTM Compliance Analyst, you’ll help Plaid evaluate... ...the company from regulatory and compliance risk.... ...Product, and Customer Oversight to translate complex requirements... ..., workflows, and reporting needed to make GTM...RegulatoryRemote jobFull timeWork experience placementWork at officeLocal area$115k - $130k
...Mahmoud Adam, CPA — and send me your resume directly here! VC Fund Accountant | $115K-$130K + Bonus + Carry📍 San Francisco... ..., auditors, and tax advisorsMaintain portfolio data, reporting systems, and regulatory trackersUse AI tools like Claude to build dashboards, automate...Regulatory- ...questions regarding this listing. Hedge Fund Controller | San Francisco|... ...monthly closes, expense reporting, transparency reports, and investor... ...strategic initiativesPartner with compliance, legal, tax, and operations teamsLead regulatory reporting and high-level special...RegulatoryWork at officeFlexible hours
- Jeff Abrams with Robert Half is looking for a Financial Reporting Manager to lead fund reporting activities and support the broader finance... ...tied to underlying portfolio investments.• Support regulatory and compliance-related reporting needs as required by the business.•...Regulatory
- ...or questions regarding this listing. Fund Accounting Manager | Leading Investment... ...Responsibilities:Oversee fund financial reporting and ensure US GAAP complianceReview... ...capital calls and distributionsSupport regulatory and compliance initiativesPartner with leadership on...Regulatory
- ...seeking a Controller with extensive Hedge Fund experience. The firm has broken records... ...owner of fund accounting and financial reporting.Oversee NAV calculations, investor allocations... ....Coordinate audits, tax reporting, and regulatory deliverables.Drive process improvements,...Regulatory
$150k - $180k
...CPA — and send me your resume directly!💰 Fund Accounting Manager | $150K-$180K + ~20%... ...in assets.This is more than a financial reporting role. You’ll work closely with Finance... ...inquiries and support ad hoc reporting and regulatory complianceIdentify process improvements...Regulatory$125k - $190k
...in San Francisco is seeking a leader for the valuation oversight function across various funds. Responsibilities include end-to-end governance, ensuring timely and accurate valuations, and compliance with regulatory requirements. The ideal candidate will have deep...Regulatory- ...high-performing finance team, with broad exposure across fund accounting, reporting, valuation, transactions, and finance operations.Ideal for... ...cash, investment, portfolio, and operational trackersSupport regulatory filing processesImprove finance systems and...RegulatorySeasonal workWork at officeFlexible hours
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