Fund Compliance Analyst: Regulatory Oversight & Reporting
TEEMA Solutions Group
A leading talent network for compliance roles is seeking a Fund Compliance Analyst to support fund operations and investment teams. This role involves monitoring compliance with internal policies, assisting in compliance program development, and ensuring adherence to regulatory requirements. Ideal candidates hold a Bachelor's degree in a relevant field and possess strong analytical and organizational skills. This position offers a collaborative environment working closely with legal and risk management teams. #J-18808-Ljbffr TEEMA Solutions Group
$140k - $185k
...job description represents a sample Fund Compliance Analyst position commonly found through the... ...-career roles in fund compliance, regulatory oversight, and internal control for investment... ...Track regulatory filings, reporting deadlines, and changes in relevant...RegulatoryFull time- Nium, a global leader in payments, is seeking a Regulatory Compliance Analyst to support their compliance function in the US. This role involves onboarding oversight, transaction monitoring, and providing regulatory guidance. The ideal candidate will have 4 - 6 years of...Regulatory
- ...site in the specified locations.The Financial and Regulatory Reporting Team function within Schwab Asset Management (SAM) is responsible for oversight of the following functions with respect to the proprietary mutual funds and exchange-traded funds (ETFs), and bank...RegulatoryFull timeWork at office
- ...Regulatory Reporting Analyst Full-time Company Description Financial Services - Commercial Banking Job Description Regulatory Reporting... ...reports (including FFIEC 009, FFIEC 031, FRY9-C) in compliance with all regulatory requirements, Company policies and...RegulatoryFull time
- ...including Kleiner Perkins, Founders Fund, Sequoia, Greenoaks, and... ...are looking for a Legal and Compliance Ops Associate to join our... ...an emphasis on supporting our regulatory licensing activities. You will... ...or improvement, tracking and reporting. Create and maintain clear documentation...RegulatoryWork at officeFlexible hours3 days per week
- ...finance industry together.The Liquidity regulatory reporting team within the Treasury manages,... ...associated public disclosures, Net Stable Funding Ratio (NSFR), FR 2052a Liquidity... ...liquidity management policies, ensuring compliance at all times, and escalating issues to...RegulatoryFull time
- Lateral Link seeks an Investment Funds Associate in the Bay Area with 2-8 years of funds experience... .... The role emphasizes governance, compliance, and ongoing operations, including board reporting, fee arrangements, and regulatory matters, with a focus on timely, #J-18808...Regulatory
$100k - $120k
...Regulatory Compliance Analyst Location: Austin, Denver, or San Francisco Work Model: Hybrid, in-office role Compensation: $100,000-$... ...Assess and catalog regulatory and RTO/ISO registration and reporting obligations Manage and maintain all regulatory logins...RegulatoryLocal areaRemote work- ...for the full‑time position of Regulatory Affairs Associate . Bridge HIV is a grant‑funded research unit affiliated with the... ...San Francisco. The position reports to the Medical Director and involves... .... Track and ensure staff compliance with mandatory institutional and...RegulatoryFull timeTemporary workMonday to Friday
$130k - $160k
...KKR sponsors investment funds that invest in private... ...Credit is seeking a Compliance Officer (“Officer”) to... ...Compliance team to provide oversight and monitoring to the... ...across Asia. The role reports to the KKR Public... ...business personnel on regulatory and internal policy issues...RegulatoryWork at officeLocal area- ...achieve more.About the RoleHappen Bank’s Compliance Team is looking for an experienced... ..., implementing, and maintaining various reports and processes to support the Compliance... ...performance monitoring related to BSA/AML and regulatory complianceEnhance and Develop Community-...RegulatoryFull timeWork at officeLocal areaRemote workRelocationFlexible hours
- ...We are seeking a Privacy & Compliance Specialist to build and run Superpower... ...exchanges, genetic reports, wearables, and the AI-powered... ...research and understand new regulatory requirements. ~ Independent... ...former partner at Founder’s Fund, regarded as one of the top angels...RegulatoryFull timeFixed term contractRelocationVisa sponsorship
$99.2k - $148.8k
...value it more than anything else. In this role, you'll report to the Senior Compliance Manager and serve as a core executor on Harvey's certification... ...to validate control implementations and translate regulatory language into testable technical configurations What You...Regulatory$150k - $200k
...Overview We're hiring a GRC Senior Analyst to help build the compliance foundation powering the future of... ...navigate an increasingly complex regulatory landscape. We're looking for... ...regulatory responses, and compliance reporting. Manage the security issue lifecycle...RegulatoryFull timeWork at officeRemote work2 days per week$150k - $185k
...exciting opportunity for a Sr. Regulatory Affairs Specialist on the... ...submission packages DSURs, Annual Reports, SUSAR submissions... ...scientific rigor, regulatory compliance, and internal alignment. Understand... ...management. Assist with oversight of vendor and CRO...RegulatoryLocal area- UCSF Health is seeking a Research Compliance Analyst to provide regulatory guidance to the research leadership team and staff. The role involves preparing... ...of research grants, subcontracts, and progress reports, and works with leadership to assess metrics for the research...Regulatory
$110k - $140k
...Security Compliance Analyst We are looking for a highly motivated individual with information... ...for accuracy and properly adhering to regulatory expectations. Implement ISMS in... ...external requirements placed on Hive Report actual or suspected security and/or policy...Regulatory$150k - $180k
...Role We're looking for a GRC Analyst to join our growing Security... ...be the backbone of all the compliance work at the intersection of... ...security and compliance Translate regulatory and contractual requirements... ...data analysis workflows for reporting and tracking Bonus points...RegulatoryFull timeImmediate startRemote workWork from homeFlexible hours- ...firm's general ledger structure and fund financial reporting.Review quarterly and annual fund financial... ...for accuracy, completeness, and compliance with U.S. GAAP.Partner with internal... ...underlying portfolio investments.Assist with regulatory and compliance reporting requirements...Regulatory
- ...seeking a Controller with extensive Hedge Fund experience. The firm has broken records... ...owner of fund accounting and financial reporting.Oversee NAV calculations, investor allocations... ....Coordinate audits, tax reporting, and regulatory deliverables.Drive process improvements,...Regulatory
$125k - $190k
...in San Francisco is seeking a leader for the valuation oversight function across various funds. Responsibilities include end-to-end governance, ensuring timely and accurate valuations, and compliance with regulatory requirements. The ideal candidate will have deep...Regulatory- Join to apply for the Fund Treasury Analyst role at Dodge & Cox Join to apply... ...U.S. mutual fund-level tax compliance and reporting, as well as security-level taxation... ...accounting, financial and regulatory reporting, and NAV calculation oversight functions. We seek an...RegulatoryFull timeWork at officeLocal areaRemote workFlexible hours
- ...within the Public Advocates Office is seeking a Public Utilities Regulatory Analyst II or III to join its Resource Planning team. Under general... ...incumbent will be expected to independently develop written reports, memoranda, sworn testimony, and comments in CPUC...RegulatoryWork at office
- Atlantic Group in San Francisco, CA seeks a Finance Manager (Hedge Fund) to oversee fund accounting, financial reporting, tax and regulatory reporting within a global investment management environment. This highly visible role partners with finance leadership, fund administrators...RegulatoryWork at office
- ...our bank and broker-dealers. We monitor regulatory ratios and adherence, and develop associated... ...liquidity management policies, ensuring compliance at all times, and escalating to senior... ..., process documentation, and analytical reports Ability to thrive in a fast-paced,...RegulatoryFull timeWork experience placement
$93.6k - $176.8k
Considine Search is seeking a Fund Formation Paralegal in San Francisco, CA to support attorneys with venture fund work, documentation, and regulatory compliance. Candidates should have at least 5 years of relevant experience and a Bachelor's degree, with excellent communication...Regulatory$118k - $130k
...collaborative environment? As an experienced Regulatory Reporting Senior Consultant, you will have the... ...the defined scope of 40 Act and non-40 Act funds in the investment management space. This role ensures regulatory compliance, accuracy, and timeliness of all filings,...RegulatoryLocal areaVisa sponsorship- ...Senior Vice President, Fund Controller About the Company Fast-growing... ...all processes related to financial reporting and accounting for multiple real estate... ...reports. The role also involves ensuring compliance with lender and regulatory requirements, as well as...Regulatory
- ...real estate, seeks a Corporate Paralegal to support legal, compliance, fund operations, and investor matters across its investment platform... ...The role collaborates with Legal Counsel on private funds, regulatory filings, investor documentation, and governance initiatives,...Regulatory
- ...Venture platform is seeking a Fund Accounting Manager to... ...a Senior Financial Analyst and junior staff with an... ...facility activity, covenant compliance, monthly servicing reporting, and quarterly compliance... ...accounting staff Comfort owning regulatory and tax compliance...RegulatoryWork at office
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