Fund Compliance Analyst: Regulatory Oversight & Reporting
TEEMA Solutions Group
A leading talent network for compliance roles is seeking a Fund Compliance Analyst to support fund operations and investment teams. This role involves monitoring compliance with internal policies, assisting in compliance program development, and ensuring adherence to regulatory requirements. Ideal candidates hold a Bachelor's degree in a relevant field and possess strong analytical and organizational skills. This position offers a collaborative environment working closely with legal and risk management teams. #J-18808-Ljbffr TEEMA Solutions Group
$140k - $185k
...job description represents a sample Fund Compliance Analyst position commonly found through the... ...-career roles in fund compliance, regulatory oversight, and internal control for investment... ...Track regulatory filings, reporting deadlines, and changes in relevant...RegulatoryFull time$75k - $80k
...Position Overview: The Compliance Analyst supports the organization's... ...for ensuring adherence to regulatory requirements, funder expectations... ...to risk mitigation and reporting processes. Duties and... ...Systems & Documentation Oversight • Supports accurate...RegulatoryPermanent employmentContract workWork at officeLocal area- ...is seeking a Legal and Compliance Associate based in San... ...with respect to the oversight, coordination and execution... ...governance issues, regulatory compliance, and... ...Compliance Associate will report to the General Counsel... ...Company’s new investment funds and special purpose...RegulatoryWork experience placementWork at office
- ...new positions become available. Reporting to Director, Compliance & Oversight, the Health Plan Oversight Auditor... ...partners with internal teams to support regulatory compliance, identify control gaps,... ...applicable to publicly funded programs. Contribute to departmental...RegulatoryWork at office
- ...payments company in San Francisco seeks a Licensing and Reporting Senior Analyst to manage regulatory licenses and reporting. The candidate will coordinate with internal and external stakeholders to ensure compliance with licensing requirements across the US and Americas...Regulatory
- Fund Administration/Taxation Analyst page is loaded## Fund Administration/Taxation Analystlocations... ....S. mutual fund-level tax compliance and reporting, as well as security-level... ...accounting, financial and regulatory reporting, and NAV calculation oversight functions. We seek an...RegulatoryWork at officeLocal areaRemote workWorldwideFlexible hours
- ...Reporting to the Regulatory and Quality Reporting Manager. The analyst's primary responsibilities include: data collection, metric validation, performance and health outcome measurement, benchmarking, stratification, and visual presentation of analytic results. Collaborate...Regulatory
- Major Responsibilities 55% - Preparation of regulatory reports: ensure the accurate and timely preparation and filing of various financial regulatory reports for the Bank and Holding Company in compliance with regulatory requirements, Company policies and procedures, and...Regulatory
- ...closings. You'll support our Compliance and Payment Operations... ...executed in accordance with regulatory requirements, network rules,... ...payments focused on governance, oversight, and operational execution*... ...Improvement & Growth*** Track and report on key operational and risk...RegulatoryRemote jobDaily paidWork at officeFlexible hours
- ...Development Team, the Energy Policy Compliance Analyst plays a vital role in... ...high-quality performance reports, compliance insights, and data validation that underpin funding eligibility and long-term system... ...adherence to program and regulatory requirements. This position...RegulatoryWork experience placement
- Senior Regulatory Reporting Analyst, Vice President Full-time Senior Regulatory Reporting Analyst, Vice President Exp 10-15 years Deg Bachelors... ...preparation and filing of various financial regulatory reports in compliance with all legal and regulatory requirements, company...RegulatoryFull time
$300k - $350k
...closed-end private investment funds and operates as a relying... ...and collaborative legal and compliance leader to join the firm as Chief... ...of 1940 and provide legal and regulatory support across fund formation... ...investor-related matters. Reporting to the Executive Vice President...RegulatoryFull time- ...audit-ready evidence across all active compliance frameworks Update and maintain quality... ...CAPA/Deviation logs and produce status reports on aging, closure rates, and overdue items... ...training materials to reflect current regulatory requirements and internal policy changes...RegulatoryFull timePart timeFor contractorsFlexible hours
- ...Job Summary The Regulatory Specialist role involves managing... ...operations of the program. They will report to the Research Nurse Manager... ...members to manage regulatory compliance for investigator-initiated... ...for budget, accounting and fund management, and / or personnel...RegulatoryFull timeTemporary workWork experience placement
$270k - $345k
...Anthropic's Integrity & Compliance (I&C) function is building the... ...frontier. The Governance & Oversight pillar is the operational and... ...training, GRC tooling, and reporting that hold the rest of the function... ...pillars - Privacy Programs, Regulatory Programs, and Corporate...RegulatoryInterim roleWork at officeVisa sponsorshipFlexible hours3 days per week- ...Communications Division's Carrier Oversight and Programs Branch,... ...Safety section, this analyst will fulfill the role... ...preparing detailed reports will be key components... ...~ PUBLIC UTILITIES REGULATORY ANALYST I... ...experience in conducting compliance evaluations and enforcement...RegulatoryPermanent employmentFull timeTemporary workWork at officeLocal areaRemote workMonday to Friday2 days per week
$90k - $110k
Our client is seeking a Fund Accountant to join their San Francisco... ...-based team where they will report directly to the CFO and... ..., performance reporting, and compliance within an investment firm. Responsibilities... ...Support annual and regulatory compliance filings, tax...RegulatoryWork at officeLocal area- ...leading technology company in finance, is seeking a Compliance Operations Associate in Berkeley, California. In... ...compliance within an SEC-registered firm. You'll manage key regulatory filings, review critical compliance reports, and assist with training. Ideal candidates have 2-...Regulatory
- A financial services company located in San Francisco is seeking a Legal and Compliance Associate to assist attorneys with regulatory compliance and legal governance issues. Candidates should have a Bachelor’s degree and relevant experience, ideally within the finance...RegulatoryWork at office
$88k - $110k
...Licensing And Reporting Senior Analyst - Regulatory Compliance Nium, the global leader in real-time, cross-border payments, was founded on the mission... ...businesses everywhere collect, convert, and disburse funds instantly across borders. Its payout network supports...RegulatoryOdd jobWork at officeLocal areaFlexible hours3 days per week$125k - $190k
This role leads the valuation oversight function across U.S. mutual funds, UCITS, private funds, and... ...and aligned with applicable regulatory requirements, while exercising... ...functions including regulatory reporting, treasury, legal, compliance, operations, portfolio management...Regulatory$160k - $180k
...President, Venture Capital Fund Accounting Ares... ...to-day accounting and oversight of several private... ...quarterly and annual reporting deadlines for the various... ...investor relations, legal, compliance, operations, tax, FP&A... ...instruments, and regulatory requirements Strong...RegulatoryTemporary workWork experience placementFlexible hours- ..., administering or managing research oversight and compliance committee activities related to research... ...Professional will represent the Regulatory Sponsor (UCSF) and provide strategic... ...records Validation protocols and reports Analytical methods and specifications...RegulatoryContract work
- ...of us. About The Role The Compliance Advisory Manager will serve... ...providing strategic guidance on regulatory requirements for our digital... ...by Design.' This role reports to the Senior Regulatory Compliance... ...to Compliance Provide oversight for Compliance Third-Party Risk...Regulatory
- ...Branch (BVM)/ California Advanced Service Fund (CASF) Adoption & Access: Job... ...for the Broadband Adoption Account. The analyst filling this position will review and evaluate... ...assessment; gather and compile data for reports; organize and/or attend workshops, and coordinate...RegulatoryPermanent employmentFull timeTemporary workRemote work
- ...Environmental Operations Manager, the Regulatory Specialist supports the... ...Operations Manager with compliance of the Airport's environmental... ...that balances administrative oversight with extensive field work. Track, develop, implement, report and/or enforce plans, policies...RegulatoryWork experience placementLocal area
- ...the Bank’s risk appetite. The ITRC Analyst is responsible for monitoring, reporting, and executing risk management... ...with key stakeholders to ensure compliance with the IS and IT frameworks. Primary... ...800‑53, CSA CCM, CIS v8.1, and regulatory requirements in FHFA Advisory...RegulatoryWork at office
$51 - $57 per hour
Job Description The Regulatory Specialist will be responsible for preparing... ...studies, ensuring full compliance with Stanford HRPP and... ...also involves department‑wide oversight of regulatory submissions, with... ...reviews and final reports. The Specialist will develop...RegulatoryHourly payLocal area10 hours per week$125k - $190k
...in San Francisco is seeking a leader for the valuation oversight function across various funds. Responsibilities include end-to-end governance, ensuring timely and accurate valuations, and compliance with regulatory requirements. The ideal candidate will have deep...Regulatory- ...Corporation is seeking a Clinical Quality and Oversight Nurse based in San Francisco. This role is essential in ensuring compliance with regulatory requirements for utilization management... ...departments, and preparing audit reports. The ideal candidate should have a current...Regulatory
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