Fund Compliance Analyst: Regulatory Oversight & Reporting
TEEMA Solutions Group
A leading talent network for compliance roles is seeking a Fund Compliance Analyst to support fund operations and investment teams. This role involves monitoring compliance with internal policies, assisting in compliance program development, and ensuring adherence to regulatory requirements. Ideal candidates hold a Bachelor's degree in a relevant field and possess strong analytical and organizational skills. This position offers a collaborative environment working closely with legal and risk management teams. #J-18808-Ljbffr TEEMA Solutions Group
$140k - $185k
...job description represents a sample Fund Compliance Analyst position commonly found through the... ...-career roles in fund compliance, regulatory oversight, and internal control for investment... ...Track regulatory filings, reporting deadlines, and changes in relevant...RegulatoryFull time- Nium, a global leader in payments, is seeking a Regulatory Compliance Analyst to support their compliance function in the US. This role involves onboarding oversight, transaction monitoring, and providing regulatory guidance. The ideal candidate will have 4 - 6 years of...Regulatory
$110k - $140k
...Specialist to join its legal department in San Francisco. The ideal candidate will manage corporate and regulatory tasks, support the legal team in managing funds, and assist attorneys in filings and contract preparation. Applicants should possess a strong academic background...RegulatoryContract work- ...Regulatory Reporting Analyst Full-time Company Description Financial Services - Commercial Banking Job Description Regulatory Reporting... ...reports (including FFIEC 009, FFIEC 031, FRY9-C) in compliance with all regulatory requirements, Company policies and...RegulatoryFull time
- Dodge & Cox is seeking a fund treasury analyst to join our Fund Treasury team. This... ...accounting, financial and regulatory reporting, and NAV calculation oversight functions. In addition, the analyst... ...U.S. mutual fund-level tax compliance and reporting, as well as security...RegulatoryLocal area
- Under minimal supervision, the Research Compliance Analyst will provide regulatory guidance and support to the research leadership team, faculty... ...research grants, subcontracts, and progress reports for ongoing funded research. The incumbent will work closely with the...RegulatoryTraineeship
- ...Development Team, the Energy Policy Compliance Analyst plays a vital role in... ...high‑quality performance reports, compliance insights, and data validation that underpin funding eligibility and long‑term system... ...adherence to program and regulatory requirements. This position...RegulatoryWork at office
- Senior Regulatory Reporting Analyst, Vice President Full-time Senior Regulatory Reporting Analyst, Vice President Exp 10-15 years Deg Bachelors... ...preparation and filing of various financial regulatory reports in compliance with all legal and regulatory requirements, company...RegulatoryFull time
- Reporting to the Regulatory and Quality Reporting Manager. The analyst's primary responsibilities include: data collection, metric validation, performance and health outcome measurement, benchmarking, stratification, and visual presentation of analytic results. Collaborate...Regulatory
- ...Project Supervisor or a Senior Analyst of the Communications... ...Branch – California Teleconnect Fund (CTF) section, the incumbent... ...developing and implementing a price reporting methodology for carriers to... ...to CTF and assure carrier’s compliance with the reporting requirements...Regulatory
- ...Campus locations. Job Summary The Regulatory Specialist will manage... ...overall administrative operations. Reporting to the Research Nurse Manager... ...role coordinates regulatory compliance for investigator‑initiated... ...procedures for budget, accounting, fund management and/or personnel...RegulatoryFull timeTemporary workWork experience placement
$150k - $185k
...exciting opportunity for a Sr. Regulatory Affairs Specialist on the... ...submission packages DSURs, Annual Reports, SUSAR submissions Protocols... ...rigor, regulatory compliance, and internal alignment. Understand... ...management. Assist with oversight of vendor and CRO performance...RegulatoryLocal area- ...Supervisor or a Senior Analyst of the Communications... ...California Teleconnect Fund (CTF) section, the... ...implementing a price reporting methodology for carriers... ...and assure carrier's compliance with the reporting requirements... ...~ PUBLIC UTILITIES REGULATORY ANALYST I...RegulatoryPermanent employmentFull timeTemporary workWork at officeRemote workMonday to Friday2 days per week
$74.8k - $112.2k
...reimagined how loans are originated, funded, and traded in secondary markets. From... ...motivated and detail‑oriented Senior Compliance Associate to join our legal and compliance... ...oversee critical annual and periodic regulatory reporting, and serve as the lead point of...RegulatoryVisa sponsorshipWork visa$130k - $160k
...KKR sponsors investment funds that invest in private... ...Credit is seeking a Compliance Officer (“Officer”) to... ...Compliance team to provide oversight and monitoring to the... ...across Asia. The role reports to the KKR Public... ...business personnel on regulatory and internal policy issues...RegulatoryWork at officeLocal area$122k
...Job Category: Compliance / Risk / Quality... ...governance, standards, oversight, and tools to... ...enterprise governance and reporting. The department... ...all legal and regulatory requirements, and... ...Expert Analyst is focused on compliance... ...related to government funding compliance risks...RegulatoryFull timeContract workWork experience placementWork at officeRemote work- ..., administering or managing research oversight and compliance committee activities related to research... ...Professional will represent the Regulatory Sponsor (UCSF) and provide strategic... ...batch records, validation protocols and reports, analytical methods and specifications...RegulatoryContract work
$150k - $180k
...Role We're looking for a GRC Analyst to join our growing Security... ...be the backbone of all the compliance work at the intersection of... ...security and compliance Translate regulatory and contractual requirements... ...data analysis workflows for reporting and tracking Bonus points...RegulatoryFull timeImmediate startRemote workWork from homeFlexible hours$270k - $345k
...role Anthropic’s Integrity & Compliance (I&C) function is building... ...frontier. The Governance & Oversight pillar is the operational and... ...training, GRC tooling, and reporting that hold the rest of the function... ...pillars — Privacy Programs, Regulatory Programs, and Corporate...RegulatoryInterim roleWork at officeVisa sponsorship3 days per week- RIMBA - LCA Compliance Analyst RIMBA builds software that automates renewable fuel compliance.... ...platform replaces spreadsheets, manual reporting, and fragmented workflows that fuel producers... ...run LCA models, and translate complex regulatory requirements into clear, actionable...RegulatoryVisa sponsorshipFlexible hours
$120k - $140k
...their information and ensuring compliance with stringent regulations.... ...is always primarily on legal, regulatory and compliance issues – in... ...Stockholm and NYC. You will report to the Head of Regulatory Content... ...in private equity, the hedge fund space and asset management as...RegulatoryWork experience placementWork at office$125k - $190k
This role leads the valuation oversight function across U.S. mutual funds, UCITS, private funds, and... ...and aligned with applicable regulatory requirements, while exercising... ...functions including regulatory reporting, treasury, legal, compliance, operations, portfolio management...Regulatory- ...of us. About The Role The Compliance Advisory Manager will serve... ...providing strategic guidance on regulatory requirements for our digital... ...by Design.' This role reports to the Senior Regulatory Compliance... ...to Compliance Provide oversight for Compliance Third-Party Risk...Regulatory
- ...environment. Role Overview As the Compliance Specialist, you’ll ensure... ...the property by maintaining regulatory accuracy, supporting audits,... ...programs. Compliance Oversight & Regulatory Expertise Oversee... ..., and timely compliance reporting by maintaining reliable tenant...RegulatoryContract workLocal area
$160k - $180k
...for our Venture Capital fund accounting team. The... ...to-day accounting and oversight of several private funds... ...quarterly and annual reporting deadlines for the... ...investor relations, legal, compliance, operations, tax, FP&A... ...instruments, and regulatory requirements Strong problem...RegulatoryTemporary workWork experience placementFlexible hours$74.8k - $112.2k
...reimagined how loans are originated, funded, and traded in secondary markets. From... ...motivated and detail-oriented Senior Compliance Associate to join our legal and compliance... ...oversee critical annual and periodic regulatory reporting, and serve as the lead point of...RegulatoryRemote workVisa sponsorshipWork visa$220k - $325k
...functions - focused on fund administration, LLC management, compliance, human resources, technology... ...1-2 weeks per year. Reporting This position will... ...request. Oversee fund regulatory updates and related projects... .... Provide vendor oversight and relationship management...RegulatoryPermanent employmentFull timeTemporary workWork experience placementWork at officeRemote workRelocationOverseas$125k - $190k
...in San Francisco is seeking a leader for the valuation oversight function across various funds. Responsibilities include end-to-end governance, ensuring timely and accurate valuations, and compliance with regulatory requirements. The ideal candidate will have deep...Regulatory$113.8k - $178.3k
The Senior Data & AI Compliance Specialist will be responsible for... ...data sources by Enterprise reporting teams. A ServiceNow solution... ...engagements. Once the Data Sharing Oversight Committee has completed... ...apply expert-level knowledge in regulatory guidelines and security...RegulatoryWork at office- ...within the Public Advocates Office is seeking a Public Utilities Regulatory Analyst II or III to join its Resource Planning team. Under general... ...incumbent will be expected to independently develop written reports, memoranda, sworn testimony, and comments in CPUC...RegulatoryWork at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Fund Compliance Analyst: Regulatory Oversight & Reporting. Be the first to apply!
- regulatory officer San Francisco, CA
- regulatory compliance specialist San Francisco, CA
- senior compliance officer San Francisco, CA
- research compliance officer San Francisco, CA
- coding compliance specialist San Francisco, CA
- trade compliance specialist San Francisco, CA
- legal compliance analyst San Francisco, CA
- medicare compliance specialist San Francisco, CA
- aml compliance analyst San Francisco, CA
- healthcare compliance officer San Francisco, CA


