Associate Wealth Advisor

Build a Career, Not Just a Job United Success Wealth Management ("USWM") is an independent Registered Investment Adviser (RIA) located in Chatham, New Jersey. We provide investment management, financial planning, retirement planning, insurance planning, and wealth management solutions to individuals, families, professionals, retirees, and business owners. Location: Chatham, New Jersey | Job Type: Full‑Time | Compensation: $40,000 – $80,000 Base Salary (commensurate with experience) + Performance Bonus | Employment Status: Full‑Time with 90‑Day Introductory Period About the Role We are seeking an ambitious, self‑motivated Associate Wealth Advisor & Investment Analyst who wants to develop into a well‑rounded wealth management professional. This is not a sales‑only position or a corporate cubicle role. It is an opportunity to work directly with the firm’s Managing Partner, Chief Investment Officer, and Chief Compliance Officer while gaining hands‑on experience across all aspects of a growing independent wealth management firm. The successful candidate will learn and participate in investment management, trading, client relationship management, insurance planning, operations, workflow management, regulatory compliance, practice management, and business development. Primary Responsibilities Investment Management & Trading Monitor investment portfolios and client holdings Assist with trade preparation, implementation, and reconciliation Conduct investment and market research Maintain investment watchlists and research databases Prepare portfolio review materials and performance reports Assist with options overlay implementation and monitoring Track market trends, economic developments, and investment opportunities Assist in preparing comprehensive financial plans Gather and organize client financial information Support retirement, tax, insurance, education, and estate planning analyses Prepare planning recommendations and client deliverables Assist with planning software and financial modeling tools Client Service & Relationship Management Participate in client meetings Prepare meeting agendas, reports, and follow‑up notes Coordinate account paperwork and client requests Maintain accurate CRM records and documentation Assist with client onboarding and account servicing Deliver a high level of responsiveness and professionalism Operations & Administration Learn and execute firm operating procedures Maintain internal workflows and task management systems Support technology platforms and advisor systems Assist with document management and reporting Identify opportunities for process improvement and efficiency Compliance & Regulatory Support Assist with compliance‑related workflows and documentation Maintain records and support regulatory requirements Participate in annual reviews and compliance monitoring activities Learn the operational and regulatory requirements of an independent RIA Insurance Planning Support Learn insurance planning concepts and product solutions Assist with policy reviews and case preparation Learn insurance carrier and planning software platforms Support insurance implementation and servicing processes Required Qualifications Bachelor’s degree in Finance, Financial Planning, Economics, Accounting, Business, or a related field 2‑3+ years of experience in one or more of the following: Wealth Management, Investment Management, Insurance Planning, Banking Strong proficiency in Microsoft Excel, Word, PowerPoint, Outlook Excellent written and verbal communication skills Strong analytical and problem‑solving abilities High attention to detail Ability to manage multiple priorities and deadlines Professional demeanor and strong work ethic Preferred Qualifications Experience within an RIA, broker‑dealer, family office, insurance agency, or wealth management firm Familiarity with financial planning concepts and software Experience using CRM and reporting systems Life & Health Insurance License Series 65, Series 7, or equivalent securities licensing Master’s degree in Finance or a related field Ideal Candidate Profile Takes initiative without being asked Is naturally curious about investing, markets, business, and wealth management Wants to continuously learn and improve Is highly organized and accountable Enjoys solving problems and creating solutions Has an ownership mentality rather than an employee mentality Is comfortable working in a fast‑paced entrepreneurial environment Wants exposure to investments, planning, insurance, compliance, operations, and client service Seeks mentorship and long‑term career growth The 90‑Day Introductory Period All new hires begin with a 90‑day introductory period. During this period, performance will be evaluated based on initiative and self‑management, professionalism, ability to learn firm systems and procedures, client service capabilities, investment and financial planning knowledge, reliability and accountability, and overall cultural fit. Successful completion may result in confirmation of permanent full‑time employment and expanded responsibilities. What You Will Gain Direct mentorship from an experienced portfolio manager and business owner Exposure to all aspects of a wealth management business Experience in investment management and trading Financial planning and client advisory experience Insurance planning knowledge Regulatory and compliance experience Long‑term career advancement potential Performance‑based bonus opportunities #J-18808-Ljbffr Pomona College