Chief Compliance Officer — Scale AI-Driven Investing (New York)
Full-time
Socket.dev
Moment is hiring a Chief Compliance Officer to own and elevate our compliance program for the RIA and BD entities. You will partner with product, engineering, and leadership to ensure fast, safe, and compliant growth in a high-stakes financial technology environment.
You will interact with regulators such as SEC and FINRA, manage exams, and lead firm-wide training to embed a culture of compliance across the organization.
#J-18808-LjbffrVacancy posted 10 hours ago
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