Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Internal Audit Director - Institutional Securities Group (Equities)

$108k - $154.5k

Morgan Stanley

Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities We're seeking someone to join our team as a Director to serve as an Auditor in Charge responsible for leading and executing assurance activities of the ISG Equities portfolio in the Americas.The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley’s system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm’s risk management framework to foster continual improvement of risk management processes. This is a Director level position within Business Audit, which is responsible for inspecting controls in front, middle and back offices.Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.Location: New York, NY (4x per week in office)What you'll do in the role:- Help identify risk and impact to relevant coverage area to prioritize areas of focus - Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment- Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner - Assist in managing multiple deliverables in line with team priorities - Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peersWhat you'll bring to the role: - Understanding of business line and key regulations relevant to coverage area- Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring) - Ability to identify and analyze multiple data sources to inform point of view- Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly- A commitment to practicing inclusive behaviors- At least 4 years' relevant experience would generally be expected to find the skills required for this role- Relevant certifications (i.e., CIA, CPA, CFA, CIDA, SIE, Series licenses, etc.) preferredWHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste into your browser.Expected base pay rates for the role will be between $108,000 and $154,500 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.For more information, please visit: .Employment Type:Full timeJob Level:ProfessionalPosted Date:Sep 22, 2026ATS Job Description Test:Department:Business Audit

Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Internal Audit Director - Institutional Securities Group (Equities) in New York, NY vacancy
  • $135k - $202.5k

     ...someone to join our team as a Director responsible for the execution and leadership of audit activities of Financial...  ...(FRS), including secured funding, collateral management...  ...risk management within the Institutional Securities business.The Internal Audit Division (IAD)... 
    Suggested
    Temporary work
    Work at office

    Morgan Stanley

    New York, NY
    3 days ago
  •  ...join our dynamic Financial Institutions Group within Specialty Finance and...  ...analysis, preparing and presenting internal committee memoranda and...  ...of cash and/or forfeitable equity, awarded in recognition of individual...  ...across banking, markets, securities services and payments.... 
    Employment Equity
    Work experience placement

    JP Morgan Chase

    New York, NY
    2 days ago
  •  ...join our dynamic Financial Institutions Group, offering an exceptional opportunity...  ..., preparing and presenting internal committee memoranda and...  ...of cash and/or forfeitable equity, awarded in recognition of individual...  ...payments, markets and securities services. The world’s most... 
    Employment Equity
    Work experience placement

    JP Morgan Chase

    New York, NY
    3 days ago
  •  ...President in the Financial Institutions Group (FIG) Banks group, you will...  ...trends. You will work with internal teams to deliver comprehensive...  ...payments, asset management, and securities services.Job...  ...of cash and/or forfeitable equity, awarded in recognition of individual... 
    Employment Equity

    JP Morgan Chase

    New York, NY
    4 days ago
  •  ...Analyst to join our dynamic Financial Institutions Group (FIG) team, offering an exceptional opportunity...  ...the form of cash and/or forfeitable equity, awarded in recognition of individual...  ...leader across banking, markets, securities services and payments. Corporations, governments... 
    Employment Equity
    Work experience placement

    JP Morgan Chase

    New York, NY
    2 days ago
  • $200k - $250k

     ...offices, endowments, foundations, charities, institutions, consultants, and financial...  ...0 colleagues worldwide, all of whom are equity owners of the firm. Abu Dhabi | Austin |...  ...Short Term Disability• Paid parental leave• Group Long Term Disability• Pet Insurance• 401... 
    Employment Equity
    Full time
    Temporary work
    H1b
    Work at office
    Worldwide

    Brown Advisory

    New York, NY
    3 days ago
  •  ...goals. We are seeking a Tax Director for our Employee Benefits Group who will participate in...  ...for restricted stock and equity awards, including...  ...Benefits Tax practice.Conduct internal training on emerging developments...  ...sophisticated financial institutions and start-ups, global... 
    Employment Equity
    Full time
    Local area

    EisnerAmper

    New York, NY
    3 days ago
  • Executive DirectorPrivate Bank, Portfolio Solutions Group - Head of Equity Investment SpecialistsJ.P. Morgan Asset & Wealth Management, with...  ...in investment and wealth management. Its clients include institutions, high-net-worth individuals and retail investors in every... 
    Employment Equity
    Work at office
    Local area

    JP Morgan Chase

    New York, NY
    23 hours ago
  •  ...Description Job Description Financial Institutions Group (FIG) Analyst Career Launch AI...  ...Financial Institutions Transactions Private Equity & Venture Capital Corporate Finance...  ...platform designed to help job seekers secure competitive roles efficiently. Members... 
    Employment Equity
    Full time
    Internship

    Career Launch AI

    New York, NY
    28 days ago
  •  ...AuditJob Description:The Senior Audit Group Manager leads and develops a...  ...Audit Manager will support Internal Audit coverage of Liquidity...  ...'s leading global financial institutions and is the fifth largest...  ...eligibility for cash and/or equity incentive awards, generally... 
    Employment Equity
    Full time
    Local area
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    2 days ago
  • $150k - $225k

     ...: Investment Banking & Capital Markets – Banker – Financial Institutions Group (FIG) Corporate Title: Associate Location: New York...  ...underpinned by one of the world's largest and most successful debt and equity capital markets platforms. Our reputable FIG team covers a... 
    Employment Equity
    Full time
    Work experience placement
    Work at office

    Deutsche Bank

    New York, NY
    1 day ago
  • $244k - $305k

     ...thousands of companies globally, Datadog security products uniquely leverage Datadog’s unified...  ...way.In this competitive market, the Group Product Manager for Code Security will play...  ...competitive global and US benefitsNew hire stock equity (RSUs) and employee stock purchase... 
    Employment Equity
    Work at office

    Datadog

    New York, NY
    4 days ago
  •  ...life sciences, private equity, real estate,...  ...strategic, industry-fluent Director, Client Development to...  ...deep experience in the institutional real estate ecosystem,...  ...and represent Goodwin internally and externally as a credible...  ..., and aligned to the group’s growth objectives.... 
    Employment Equity
    Full time

    Goodwin Procter

    New York, NY
    23 hours ago
  • $90k - $100k

     ...Summer Analyst In The Institutional Client Group At Apollo Global Management...  ...investment grade to private equity with a focus on three investing...  ...clients achieve financial security by providing a suite of retirement...  ...and mentorship. Interns in CPS Global Wealth Management... 
    Employment Equity
    Full time
    Summer work
    Internship
    Work at office

    Apollo Global Management, Inc.

    New York, NY
    3 days ago
  • $108k - $154.5k

    Morgan Stanley is seeking an experienced Audit Professional to join the Audit Practices Group (APG) as a Director within the Internal Audit Department. APG is responsible for developing, maintaining, and enhancing the department's audit methodology, supporting audit teams... 
    Temporary work
    Work at office

    Morgan Stanley

    New York, NY
    4 days ago
  •  ...analysis, preparing and presenting internal committee memoranda and...  ...one of the oldest financial institutions, offers innovative financial...  ...of cash and/or forfeitable equity, awarded in recognition of...  ...leader across banking, markets, securities services and payments.... 
    Employment Equity
    Work experience placement

    JP Morgan Chase

    New York, NY
    3 days ago
  • $146k - $255k

     ...Overview Employer: DWS Group Title: Private...  ...) – US & Canadian Institutional Location: New...  ...Infrastructure and Commodity Securities) and Sustainable...  ...insights to clients and internal stakeholders....  ...serious about diversity, equity and creating an inclusive... 
    Employment Equity
    Full time
    Work at office
    Local area
    Immediate start
    Work from home
    Flexible hours
    New York, NY
    a month ago
  • $200k - $220k

    Group Account Executive - Healthcare Vertical The...  ...excellence, maintaining internal stakeholder alignment,...  ...the senior facility directors executing at each site...  ...efficiency framing for private-equity-owned clients,...  ...framing for academic institutions, clinical-outcomes framing... 
    Employment Equity
    Daily paid
    Contract work
    Remote work

    JLL

    New York, NY
    2 days ago
  • $95k - $190k

     ...Stanley Fund Services (MSFS) is a global business within the Institutional Equities Division (IED) that provides fund administration services...  ...reconciliations between clients and their custodiansCoordinating year-end audit with client and independent auditorsPreparing/reviewing... 
    Employment Equity
    Contract work
    Temporary work
    Work at office

    Morgan Stanley

    New York, NY
    3 days ago
  • Institutional Investment Solutions (“IIS”) is a highly specialized global team of seasoned investment...  ...with sophisticated clients and internal partners.A collaborative approach, strong...  ...in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements... 
    Employment Equity
    Work at office
    Flexible hours

    JP Morgan Chase

    New York, NY
    1 day ago
  • $275k - $300k

     ...compelling returns for institutional and individual...  ..., private equity, credit,...  ...Overview:The Managing Director of Intelligence is a senior security leader...  ...relationships, and internal reporting channels...  ..., and Internal Audit.Contribute to post...  ..., industry groups, and external intelligence... 
    Employment Equity
    Full time
    Local area

    Blackstone Group

    New York, NY
    23 hours ago
  • $150k - $160k

     ...industry, including retail securities brokerage, institutional sales and trading,...  ...corporate and public finance), equity & fixed income research, market...  ...of industry and product groups enables the firm to...  ...offering memoranda, preparing internal committee memoranda, preparing... 
    Employment Equity

    Oppenheimer & Co

    New York, NY
    3 days ago
  • $110k - $125k

     ...Position Overview Job Title Institutional Client Group, Rates Sales, Americas Corporate Title...  ...funds, insurers, hedge funds, private equity, central banks, and sovereign wealth funds...  ...our colleagues to stay financially secure and strike balance between work and home... 
    Employment Equity
    Full time
    Work at office
    Work from home
    New York, NY
    8 days ago
  •  ...goals. EisnerAmper is seeking a Tax Director to join our Real Estate Tax...  ...directly with entrepreneurs and ownership groups on tax planning, structuring, transactions...  ...primarily focused on public REITs, institutional real estate private equity funds, or investment management... 
    Employment Equity
    Full time
    Local area

    EisnerAmper

    New York, NY
    1 day ago
  • $100k - $150k

     ...specific needs including real estate private equity funds, public and private REITs, as well...  ...line within the firm, EisnerAmper’s Tax Group does not only provide trusted and...  ...enterprises as diverse as sophisticated financial institutions and start-ups, global public firms, and... 
    Employment Equity
    Full time
    Work at office
    Local area

    EisnerAmper

    New York, NY
    1 day ago
  • $250k - $330k

    We are seeking a Director of Engineering to lead a growing Institutional Engineering organization focused on delivering innovative...  ...manager, hedge fund, private equity firm, fintech, market data...  ...practices, automation, observability, security, and continuous deliveryClient &... 
    Employment Equity
    2 days per week
    3 days per week

    Solomon Page

    New York, NY
    4 days ago
  •  ...partnerships, private equity structures, joint ventures...  ...established industry groups. The Client Base The...  ...operating companies. Institutional investors. REITs and related...  ...tax matters using the Internal Revenue Code, Treasury...  ...Senior Manager, Director and Partner-level opportunities... 
    Employment Equity
    Work at office
    Local area

    Insite US

    New York, NY
    16 hours ago
  • $150k - $170k

     ...funds, and financial institutions on high-stakes M&A, securities, regulatory matters...  ..., including equity offerings, convertible...  ...Marketing, Practice Group Management and other...  ...RelationshipsReports to the Director of Business...  ...in relevant internal databases and submission... 
    Employment Equity

    Fried, Frank, Harris, Shriver & Jacobson LLP

    New York, NY
    3 days ago
  • $117.73k - $138.5k

     ...from Day One.Job DescriptionSUMMARYThe Institutional Client Group (ICG) Portfolio Manager partners with...  ...your health, protect your financial security and give you peace of mind. Our...  ...incentive and recognition programs, equity stock purchase 401(k) contribution and... 
    Employment Equity
    Full time
    Work experience placement
    Local area
    3 days per week

    US Bank

    New York, NY
    4 days ago
  • $150k - $200k

     ...over 300,000 commercial, institutional, payments, and retail...  ...institutional investing, StoneX Group is made up of four...  ...asset classes, such as equities, options, fixed income securities, and advanced trading, research...  ...of the applicant, internal equity and alignment with... 
    Employment Equity
    Permanent employment
    Full time

    StoneX

    New York, NY
    1 day ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Internal Audit Director - Institutional Securities Group (Equities). Be the first to apply!