Senior Compliance Analyst - SEC & RIA Compliance
Trajan Wealth LLC
Trajan Wealth LLC in Scottsdale, AZ is seeking a Senior Compliance professional to oversee the Investment Advisers Act and SEC requirements for our registered investment adviser. This onsite role requires five days in the office at our Scottsdale corporate office.You will review advertising, assist onboarding of advisors, manage regulatory disclosures and filings, and support testing and examinations. Five+ years in investment adviser compliance are required; occasional travel for reviews or #J-18808-Ljbffr Trajan Wealth LLC
Vacancy posted 1 day ago
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