Financial Services Associate
$265kSterling St James LLC
Capital Markets Associate (New York or New Jersey) – Hybrid Our client is seeking a Corporate Associate with significant capital markets and public company experience to join its growing Securities Practice in either New York or New Jersey. This attorney will support the firm’s national Capital Markets and Public Company Advisory practice, advising innovative public company clients, with a particular focus on SEC reporting, corporate governance, and capital markets transactions. Prior experience at a large law firm is highly preferred. Key Responsibilities Advise public company clients on SEC reporting obligations and ongoing compliance matters. Prepare, review, and file: Periodic reports (Forms 10-K, 10-Q, and 8-K) Proxy statements Section 13 and Section 16 filings Counsel boards of directors and senior management on corporate governance and Nasdaq/NYSE listing requirements. Support a broad range of capital markets transactions and securities offerings. Conduct legal research and draft sophisticated legal documents, including transaction documents and client memoranda. Manage complex transactions from inception through closing. Collaborate with attorneys and business professionals across multiple practice areas. Stay current on securities laws, SEC regulations, and market developments. Participate in professional development, firm initiatives, and pro bono activities. Qualifications J.D. from an accredited law school. Admission to practice law in New York or New Jersey. Minimum of 3 years of capital markets experience. Experience advising large-cap and mid-cap public companies. Strong knowledge of: Securities Act of 1933 Securities Exchange Act of 1934 SEC reporting and disclosure requirements Nasdaq and NYSE listing standards and corporate governance requirements Prior experience at an AmLaw 100 firm is strongly preferred. Experience advising public companies on securities law and governance matters. Strong communication and client relationship management abilities. Manage sophisticated capital markets matters independently. Compensation, Benefits & Work Environment Salary: $265,000–$435,000 annually, based on experience and geographic location. Comprehensive benefits package, including medical, dental, vision, and 401(k). Hybrid work arrangement in New York or New Jersey #J-18808-Ljbffr
$130k - $205k
.... Benefiting from EY’s full spectrum of services, we’ve reimagined strategic consulting to... ...sub service line, the Deal Management - Financial Services practice works on the most... ...learning.Your key responsibilitiesAs a Senior Associate-Consultant in EY-Parthenon’s Strategy...SuggestedWork experience placementSummer holidayWork at officeFlexible hours$260k - $390k
...BANKING & FINANCE ASSOCIATE ATTORNEYOur client, a prestigious Amlaw 50 firm, is seeking a... ...growth capital transactions.Strong client service orientation with the ability to manage... ...Banking & Finance team that advises leading financial institutions, private credit sponsors,...SuggestedWork at office$77k - $214k
...AssociateJob Description & SummaryA career in our State and Local Tax Financial Services practice, within State and Local Tax services, will provide... ...progress in our careers, now and in the future.As a Senior Associate, you'll work as part of a team of problem solvers, helping...SuggestedFull timeH1bLocal area- ...Job Description Job Description Fintech & Financial Services Mid-Level Associate (3rd–5th Year) Direct Counsel represents a well-regarded law firm seeking a talented mid-level associate (3rd–5th year) to join its market-leading Fintech & Financial Services practice...Suggested
$82.6k - $162.8k
...and technical skills. This role fits professionals across core financial accounting, procure-to-pay, or order-to-cash implementation... ...not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Deloitte...SuggestedLocal areaVisa sponsorship$110k - $125k
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management... ...investor clients.Within this multi-faceted group, the Analyst/Associate will concentrate on the marketing of municipal new issue to...Temporary workWorldwide$125k - $170k
...Consumer Financial Services Career Associate Attorney Locations: CA (Los Angeles, Orange County, San Diego, San Francisco) | GA (Atlanta) | MA (Boston) NY (New York) VA (Richmond, Virginia Beach) HYBRID A premier AmLaw 100 firm is seeking a talented Career Associate...Work at office$150k
...FINANCIAL ASSOCIATE Financial Services Co., (New York, NY) seeks Financial Associate responsible for coordinate daily financial operations, perform detailed financial analysis & build financial models to support strategic decision-making and investment analysis, including...- State Farm Insurance Agent located in New York, NY is seeking an outgoing, career-oriented professional to join their team. As a State Farm team member for Austin Raab - State Farm Agent, you will build and develop customer relationships within the community to promote ...
$235k - $365k
...Job Description Job Description Direct Counsel is representing an Am Law 100 firm seeking a Litigation Associate to join its Financial Services Litigation Practice Group Position Overview This is an exciting opportunity for a junior to mid-level associate with at...$250k - $280k
...Job Description Job Description Financial Services Litigation Associate New York, NY | 5–7 Years Experience Direct Counsel represents a leading national law firm seeking an experienced Financial Services Litigation Associate to join its busy and growing New...Work at office$65k - $80k
...Bank Of America Financial AdvisorAt Bank of America, we are guided by a common purpose to help make financial lives better through the... ...needsTriages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholdsMitigates...Temporary workWork at officeMonday to FridayDay shift- ..., is seeking an energetic and highly motivated Advisor for its Financial Aid Department . If you possess a desire to help others succeed... ...The Financial Aid Advisor always provides high-level customer service to prospective students and students regarding the financial aid...Full timeWork at officeAfternoon shift
- ...Financial Solutions Advisor - Southern NJ Market Absecon, New Jersey;Toms River, New Jersey... ...makes referrals to appropriate internal service providers based on client needs and... ...information on the in-office expectations associated with your role. These expectations are...Temporary workWork at officeMonday to FridayShift workDay shift
- East West Bank in New York seeks an Executive Assistant to provide high-level administrative support to C-suite executives, ensuring smooth daily operations and strict confidentiality. You will manage complex calendars, coordinate meetings and travel for domestic and international...
$61.88k
...Here: Santander is a global leader and innovator in the financial services industry and is evolving from a high-impact brand into a technology... ...Want to Talk to You! The Difference You Make The Associate Financial Advisor is responsible for helping clients...Hourly payFull timeContract workWork experience placementWork at officeShift work$100k - $250k
...We are seeking experienced, driven, and focused Financial Advisors to join our fast-growing firm. Candidates must be dedicated to growing... ...while providing a very high level of coordinated advice and service to their clients. Our Financial Advisors must be proficient with...- ...Job Description Financial Advisor Jobs at First Command: Shaping Positive Financial Behaviors since 1958 First Command Financial... ...and licensing program designed for veterans, transitioning service members and military spouses to start and grow a successful Financial...Hourly payTemporary workFor contractorsTraineeshipWork at officeLocal areaHome office
$130k - $150k
...Financial PlannerWe are seeking a Wealth Planning Specialist to serve as a dedicated planning and investments resource within our Private Banking division. This individual will work in close partnership with Private Bankers (PBs) across our New York, California, and Florida...Work at officeLocal area$61k - $119k
...Financial Advisor OpportunityBecoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you... ...Income Protection · Education Funding · Investment & Advisory Services · Trust Services · Retirement Solutions · Business Needs AnalysisNorthwestern...Full timeContract workFor contractorsWork at office$400k
...A leading financial services firm is seeking Sales Consultants to support small and mid-sized businesses in accessing capital solutions. Candidates will thrive in a commission-based role with potential earnings of $400,000 to $600,000 annually. The role emphasizes building...- ...commissioned career opportunity based out of our Parsippany, NJ financial center. Advise clients on financial plans utilizing knowledge... ...to establish investment strategies. Responsibilities Services an existing group of clients. Providing an understanding of investment...Full timeLocal areaWork visaFlexible hours
- ...future for the communities we serve. How you'll contribute A Financial Counselor maintains and processes all assigned patient accounts... ...portion of patient's bill based on expected length of stay and services rendered, so that final accounting of self-pay amount is...Temporary workWork at officeFlexible hoursShift workWeekend workAfternoon shift
$34.5k - $125k
...its clients. Our network of over 4,300 financial professionals across the U.S. is committed... ...and guidance Product and Service Consultation: Discuss financial products... ...Corporate Advisory, Ratings Advisory - Associate New York, NY $95,000.00-$125,000.00 2 months...Full timeWork experience placementWork at officeLocal areaFlexible hours- ...Overview Our Financial Advisors act as advocates for clients and are committed to continually enhance, enrich, and serve their community... ...Advisor with National Financial Network you will gather, manage and service a book of investment-oriented clients by identifying and...Flexible hours
$78.52k - $117.52k
...for this role. Line Of Business TD Wealth Job Description The Financial Advisor (FA) role is a three-year program with a forgivable draw... ...management solutions. A FA will need to leverage their experience to service the unique and complex needs of TD Wealth clients by reviewing...Work at officeLocal areaWork from homeFlexible hours$58.44k - $93.5k
...Personal Financial Counselor, PFC - Atlantic City, NJThis position will provide personal financial services at assigned military installations. Primary responsibilities include the... .... May consider applicants with an associate degree plus 4 years' experience in lieu...Contract workTemporary workWork experience placementWork at office- ...Your OpportunitySchwab's branch team is at the heart of our commitment to helping clients own their financial futures. As a Financial Consultant, you'll combine planning expertise with a thoughtful approach to holistic financial guidance including investing, retirement...
$45k - $100k
...may close early due to the volume of applicants. Join a financial services firm where your contributions are valued. Edward Jones is a... ...People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe...TraineeshipWork at officeLocal areaWork from homeHome officeFlexible hours- ...The ideal candidate will deliver personalized investment solutions to help clients work toward their long-term financial goals. They should be comfortable creating financial plans and cross checking work to ensure complete accuracy of information. Responsibilities Provide...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Financial Services Associate. Be the first to apply!
- junior financial advisor New York, NY
- financial advisor part time New York, NY
- finance associate New York, NY
- financial counselor New York, NY
- associate corporate finance New York, NY
- private wealth advisor New York, NY
- financial consultant New York, NY
- estate planning consultant New York, NY
- financial planning assistant New York, NY
- work from home financial advisor New York, NY


