Registered Client Associate

Req #: 5037394 | Type: Full Time | Posted:9/29/2014| Edited: 10/27/2014 |Fee:25.00%Percentage Computed On Base Salary Base Salary - $30,000 - $45,000 Target - $40,300 Benefits - FullRelocation Assistance Available - No Travel - None Bonus : NA Honor Period: 6 months Job Description Opening accounts and processing paperwork working with internal departments and/or directly with the client in solving service/operational issues. Answering or providing information regarding procedural/sales questions. Processing client service requests (address changes, statement copies, etc.). Processing the movement of funds and equities. Scheduling appointments for new and existing clients. Monitoring and tracking referrals and sales results. Maintaining compliance files. Issuing sales/marketing information to clients. Preparing sales packages. Ordering supplies. Maintaining file system for prospective and existing clients. Reviewing paperwork for completeness and forwarding to management for review. May act as a back‑up in taking and executing unsolicited investment orders directly from clients and/or via toll‑free number. Basic Qualifications Series 7 and 63 (or equivalent) licenses required. Minimum Qualifications Insurance licenses or ability to obtain within 120 days. Client service oriented detail oriented and ability to multi‑task. Good written and verbal communication skills. Preferred Qualifications Fully licensed at time of hire (S7, 63 or equivalent, and Insurance). Other Qualifications ***PLEASE NOTE: YOU MUST HAVE BOTH THE SERIES 7 AND THE SERIES 63 OR EQUIVALENT TO BE CONSIDERED FOR THIS POSITION*** DO NOT SUBMIT ANYONE WITHOUT THEIR SERIES 7 AND THE SERIES 63 Additional Information All your information will be kept confidential according to EEO guidelines. #J-18808-Ljbffr