VP, Branch Regulatory Oversight & Compliance
$125k - $150kVetJobs
VetJobs is looking for a Branch Administrative Manager in New York City. This Vice President-level role involves providing regulatory supervision over client relationships within the bank's International Private Bank division. You will work closely with senior leaders and other advisors to ensure compliance with financial regulations and manage various risks. The position offers a salary range of $125,000 to $150,000, reflecting the candidate's skill set and experience. Ideal candidates should possess relevant licenses and demonstrate a strong analytical mindset. #J-18808-Ljbffr VetJobs
- Deutsche Bank is seeking a Branch Administrative Manager in New York to supervise regulatory compliance for Ultra-High Net Worth clients. The role requires a Vice President with strong regulatory background, tasked with managing risks and implementing strategic initiatives...Suggested
$145k
Job Overview Join us as a Securitized Product Business Oversight Compliance - VP, where you’ll provide expert oversight and ensure adherence to legal, regulatory, and firm-wide compliance standards. In this role, you’ll assess and challenge securitized product activities...SuggestedHourly payTemporary work$125k - $150k
A leading global bank in New York is seeking a Branch Administrative Manager (Vice President) to oversee regulatory supervision for Ultra-High Net Worth Banking clients... ...risks, review client transactions, and ensure compliance with financial regulations. This role offers a...Suggested$145k - $200k
Barclays in New York is seeking a Securitized Product Business Oversight Compliance - VP to ensure adherence to compliance standards in securitized product activities. This position requires a strong understanding of US securities regulations and involves working closely...Suggested$125k - $150k
Job Description: Job Title: Branch Administrative Manager... ...other BSO Advisors to provide Regulatory Supervision over the International... ...as a gatekeeper to provide oversight, approvals, exceptions, and... ...ll Lead Liaise with Legal, Compliance, Divisional Control Office,...SuggestedWork at officeWork from home- ...Vice President, Senior Compliance Officer, Monitoring & Compliance Oversight About the Company Leading global financial institution with broad exposure... ...a strong background in monitoring, testing, and regulatory compliance, particularly within complex financial institutions...
- ...Vice President, Regulatory Oversight Management At BNY, our culture allows us to run our company better and enables employees' growth and... ...a strong risk – and – control mindset. Partnering across Compliance, Legal, Operations, and Technology, we deliver accurate, on...Work experience placementWorldwideFlexible hours
$121k - $175k
...deposit products and services through a network of full-service branches and regional offices, as well as through digital and... ...THE OPPORTUNITY The Vice President, Financial Reporting & Regulatory Compliance position is responsible for planning, executing, and completing...Work at officeLocal areaImmediate startFlexible hoursShift work- ...Job Title: Vice President, Deputy Chief Compliance Officer Reports to (title): Senior Vice... ...will provide leadership and hands‑on oversight of the firm’s compliance program. The Deputy... ...as the firm’s primary compliance and regulatory liaison, providing strategic and...Contract workWork at office
- ...VP, Compliance page is loaded## VP, Complianceremote type: Remotelocations... ...operating over 700 branches and servicing loans across all... ...operational leader, translating regulatory expectations into structured... ...Responsibilities:*** Provide end-to-end oversight of CrossCountry Mortgage’s...Temporary workLocal areaRemote work
- Cerberus Capital Management, L.P. is seeking an analytical compliance officer to safeguard its investments against financial crimes. This role requires a minimum of 5 years of compliance and white-collar litigation experience, along with knowledge in anti-money laundering...
$150k - $200k
Barclays is seeking an Operational Risk VP - Digital Assets to lead independent review and oversight of operational risk frameworks. This role is critical in shaping risk management for digital assets and emerging technologies. The ideal candidate will have significant...- Citigroup Inc. is seeking a Branch Manager SAFE Act in New York to lead sales strategies and manage a team effectively. The ideal candidate... ...employee performance to achieve business goals while ensuring compliance with regulations. The salary range for this position is...
$180k - $200k
...you will lead the overall HR Compliance and Labor Relations functions... ...and ethical behavior, ensure regulatory obligations are met and prevent... ...compliance risks. As VP, Labor Relations and Employment... ...Employment Compliance & Regulatory Oversight Develop and maintain...Local areaMonday to Friday$140k - $180k
...financial products across its global branches. Department Overview: The Americas Division... ...performs business functions. The Regulatory Compliance Department (“RCD”) provides support to... ...and HO management and committees for oversight of ongoing compliance with all relevant...Full timeWork at officeLocal areaWork from homeFlexible hours2 days per week- ...GAAP accountant in New York to manage regulatory reports. Key responsibilities include preparing... ...the FRY-15 report and ensuring compliance with all regulatory requirements. The ideal... ...and provide guidance to other branches, contributing to the organization's regulatory...
$107.12k - $160.68k
The Branch Manager SAFE Act is a senior management professional responsible for providing full leadership and direction to a team of... ...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to policy...Temporary work- ...meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together. As an Assistant Branch Manager (ABM) within Schwab's Branch Network, you have the unique opportunity to center your work around development and growth - for...Local areaRelocationFlexible hours
$110k - $230k
...leading global bank located in New York is seeking a Vice President for Regulatory Affairs. This role involves communicating with regulators, managing regulatory examinations, and overseeing compliance matters. The ideal candidate will have at least 10 years of experience...- ...responsible for implementing quality improvement initiatives and ensuring compliance across Community Services. The role emphasizes collaboration with stakeholders to facilitate audits and oversight of incident management functions. Your expertise in management,...
$120k - $205k
Morgan Stanley is seeking a skilled professional in New York to manage credit risk within the Wealth Management Credit Risk Management team. You will oversee a residential mortgage lending portfolio and actively monitor performance indicators. The ideal candidate has a...- ...JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping... ...President Compliance Risk Management Oversight Program Lead in Asset Management Compliance... ...set of operational activities and regulatory obligations. Job responsibilities:...Full time
$102k - $228k
...team member for the role of Senior Vice President, US Control Oversight to join our Global Collateral Control team. This role is... ...U.S. region, with responsibilities including leading U.S. regulatory compliance, product governance, and regional escalations. Additionally...Temporary workWorldwideFlexible hours- ...Title: Vice President, Regulatory Affairs, Quality Assurance & Quality Control... ...regulatory, quality, ensuring safety, compliance, product excellence, and operational rigor... ...Provide executive leadership and oversight of Regulatory Affairs, Quality Assurance...Work at office
$184k - $230k
...Title: Vice President Environmental Compliance Resume Due Date: Until Filled Department... ...related to both TBTA and CBDTP. The VP ensures agency input into capital... ...strengthen response capabilities. Regulatory and Audit Oversight: Direct the preparation and...Temporary workFor contractorsWork at officeLocal areaRemote work1 day per week$150k - $170k
...Hours: 40 Line of Business: Compliance Pay Detail: $150,000 - $170,000 USD... ...Job Description: TD Securities' Regulatory Compliance Management (RCM) Framework has... ...risk. This is a newly created VP Data Infrastructure & Reporting role on...Work experience placementWork at officeLocal areaWork from homeFlexible hours- ...Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture... ...include: Providing advice and compliance oversight to GBM Private personnel on transactions,...
$120k - $205k
...Fixed Income Municipals Compliance Coverage Company Profile Morgan Stanley is a leading global financial services firm providing a wide... ...the firm from sanctions with policies and procedures that meet regulatory requirements around the world. They also strive to maintain...Temporary workLocal areaWorldwide$150k - $200k
...Job Summary Job Summary: The VP of Compliance will be responsible for managing and coordinating... ..., as appropriate. Monitor legal and regulatory developments relating to Essen operations... ...guidance to address issues. Provide oversight in the development, implementation,...For contractorsWork at officeLocal area- ...Deputy Chief Compliance Officer We are actively recruiting for... ...appropriately addresses the regulatory risks relative to the Division... ...compliance advice, monitoring and oversight of effective Programs. The... ...Program for the New York Branches, which includes the BSA/AML...
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