Director of Compliance: Regulatory Examinations & AML
Moomoo Inc.
Futu US Inc. is seeking a Director of Compliance to lead regulatory examinations, investigations, and AML controls within a global financial services group. Based in Dallas, TX or Jersey City, NJ, this role requires extensive experience with FINRA and SEC rules for broker-dealers, and a proven ability to manage cross-functional teams and regulatory responses. The position offers a pathway to shape compliance programs across clearing, surveillance, and reporting in a fast-paced environment. #J-18808-Ljbffr Moomoo Inc.
Vacancy posted 3 days ago
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