Senior Legal & Regulatory Strategist - Capital Markets
Jobleads-US
BNY Mellon is seeking a senior Legal Advisor to support regulatory, risk and compliance matters for fixed income and equity trading.
You will draft, review and negotiate contracts; advise on new markets and products; and collaborate with Compliance, Credit, Risk and Legal to ensure adherence to regulatory obligations.
Strong written and verbal communication, sharp problem solving and the ability to manage multiple priorities in a fast-paced environment are essential.
#J-18808-Ljbffr Jobleads-US- Coinbase seeks a Senior Accountant on the Capital Markets Accounting team to own accounting and regulatory reporting for the FCM and Broker-Dealer entities, ensuring financial... ...Accounting, Product, Engineering, Operations, Legal, and Compliance to launch new products and...SeniorLegalRegulatory
$230k - $297.5k
...transactional work, supporting Circle's global capital markets business — including crypto exchanges,... ...on a variety of novel and complex legal issues at the cutting edge of crypto... ...crypto environment.Ability to identify regulatory, tax, accounting, and other potential implications...SeniorLegalRegulatoryContract workImmediate startFlexible hours$148.5k - $174.7k
...Law Division is seeking an experienced attorney to join the Capital Markets Legal Team. We are looking for an individual who can work... ...will be responsible for a variety of transactions and related regulatory matters. Preferred candidates will have 5-8 years of corporate...SeniorLegalRegulatoryFull timeLocal area3 days per week$175k - $200k
...transaction documentation and regulatory requirements. Develop,... ...advisory relationships with senior business leaders, serving as... ...deliver training programs for capital markets professionals. Monitor and advise... ...contributing to global legal & compliance and broader corporate...SeniorLegalRegulatory$119k - $218.3k
Position Summary Senior Consultant - Capital Markets Surveillance Our Enterprise Operations & Risk... ...trading anomalies. This role combines regulatory knowledge, analytical skills, and... ...industries/sectors you serveMust be legally authorized to work in the United...SeniorLegalRegulatoryWork at office$110.7k - $218.3k
Position Summary Senior Consultant - Capital Markets Operations and Technology Our Enterprise Operations... ...and risk analytics, and improve regulatory reporting. Leveraging our deep... ...industries/sectors you serveMust be legally authorized to work in the United States...SeniorLegalRegulatoryWork at office- ...asset servicing unit, a global market leader in operational... ...technical knowledge transfer and capital markets and commercialization... ...Solutions, operational units, legal & compliance and IMS leadership... ...and core accounting, tax and regulatory concepts that drive ETF...SeniorLegalRegulatoryFull timeFlexible hours
- ...business needs. Responsibilities Lead Capital Markets transformation initiatives across front... ...operations Client onboarding Regulatory operations Assess current‑state operational... ...Experience working at a Big Four firm. Legal Notice Forvis Mazars, LLP is an equal opportunity...SeniorLegalRegulatory
$81.4k - $151.8k
...Family Group Audit, Risk & Compliance The Capital Markets Senior Compliance Officer will assist in the... ...internal business partners to ensure regulatory, corporate and fiduciary obligations... ...controls. Partner with business, legal, risk, and operations teams to provide...SeniorLegalRegulatoryLocal area$130.9k - $154k
...part of a championship team. As a Senior Accountant on the Capital Markets Accounting team within Finance, you... ...businesses. You'll own the accounting and regulatory reporting for our registered... ...Product, Engineering, Operations, Legal, and Compliance to launch new products...SeniorLegalRegulatoryLocal area$110k - $125k
...Description Job Description Position: Senior Associate, Capital Markets/Private Client Group Department:... ...platform Preparation of regulatory and audit responses for: internal audit... ...modeling. ~ Ability to review legal agreements. ~ Strong written and verbal...SeniorLegalRegulatoryFull timeContract workWork at office$220k - $260k
...BPCE is in search of a skilled attorney to join its CIB Americas Legal Department at Natixis in New York. This position involves... ...advice on structured derivative transactions and navigating complex regulatory landscapes. As part of a five-person Derivatives Legal team,...SeniorLegalRegulatory- ...based in New York is looking for a junior to mid-level attorney to join its capital markets legal team. This role involves providing legal advice on securitization transactions and regulatory issues, with a focus on CLOs and ABS. Candidates should have a minimum of 4-5...SeniorLegalRegulatoryWork at officeRemote work
- Senior Quantitative Strategist, Global Banking & Markets, FICC Systematic Market Making (New York, NY, United States) Senior... ...Gain understanding of evolving regulatory framework and leverage... ...skills to help the firm manage capital resources. Engage with business...SeniorRegulatoryFull timeTemporary workWork experience placementWork at office
- ...Crusoe is seeking a Director, Legal Counsel, Capital Markets to join our Legal team. This crucial role involves leading capital markets and financing activities, ensuring compliance with regulatory frameworks, and collaborating across functions to support our rapid growth...LegalRegulatory
$157k - $210k
...publicly traded company (Nasdaq: CRWV) in March 2025. Learn more at .About the RoleCoreWeave is seeking a dynamic Senior Counsel, Capital Markets, to join our Legal and Government Affairs team. If hired, you will support a broad range of corporate transactional matters,...SeniorLegalPermanent employmentFull timeTemporary workCasual workWork at officeFlexible hours- ...team member for the role of Senior Vice-President/Counsel to join our Global Markets and Treasury ServicesTeam in our Legal Hub and Practice. The... ...mitigate potential legal and regulatory risks including... ...transactions, central clearing, and capital markets transactions;...SeniorLegalRegulatoryWorldwideFlexible hours
$120k - $205k
In-House Legal Coverage Position for Fixed Income Sales & Trading... ...-house attorney to support senior legal coverage to the public... ...).> Advising the Municipal Capital Markets, Client Finance and Capital... ...alternatives from a legal, regulatory and franchise perspective> Experience...LegalRegulatoryTemporary work- ...PayPal seeks a seasoned capital markets attorney to join its Legal team. The role supports consumer lending and credit products including BNPL, credit cards, and working capital, in the US and internationally. The ideal candidate has deep transactional experience,...SeniorLegal
- ...prestigious US law firm is seeking a talented Capital Markets Associate to join its high-performing... ...partners on complex structuring and regulatory aspects under US securities laws.... ...creating equitable pathways.Discipline(s): Legal Private PracticeJob type: PermanentLegalRegulatoryPermanent employmentWork at office
$120k - $160k
...Corporate Paralegal - Capital Markets / Securities Location: Midtown Manhattan... ...Prior experience in a legal or financial services environment... ..., and file documents with regulatory agencies Manage multiple... ...Competitive benefits package Seniority level Mid‑Senior level Employment...LegalRegulatoryFull timeWork at officeRemote work$120k - $205k
Morgan Stanley Wealth Management's Legal and Compliance Division is seeking to hire... ...President to provide legal coverage for its Capital Markets and Private Markets businesses.... ...ultra-high net worth clients> Advising on regulatory changes, technology and operational builds...LegalRegulatoryTemporary work$95.04k - $316.92k
...leading Investment Management, Markets, and specialist teams to... ...Partner with Risk, Credit, and Legal teams to establish and maintain... ..., appropriateness, and regulatory standards.Uphold the firm's reputation... ...-------Job Family:Investment Capital Markets----------------------...SeniorLegalRegulatoryFull timeWork at office- ...companies and/or investment banks for a Capital Markets & Public Companies with a Premier... ...listings, and follow-on offerings. Provide legal guidance on securities law compliance and... ...governance, disclosure controls, and regulatory matters. Work closely with management...LegalRegulatoryWork at office
$107.6k - $209.1k
...AXA XL Americas, our Middle Market business focuses on the expansion... ...Commercial P&C market. As a Senior Underwriting Officer -... ...including Claims, Compliance, Regulatory, Legal and other functions to... ...comprehensive and efficient capital platform, data-driven insights...SeniorLegalRegulatoryFlexible hours- ...financial services firm is seeking a Senior Market & Counterparty Risk... ...front‑office, compliance, and legal teams to ensure adherence to internal risk policies and regulatory standards. Identify and recommend... ...and optimizing the firm’s capital through strategic risk...SeniorLegalRegulatoryFull time
$178k - $235k
...company is looking for a Vice President, Capital Markets Counsel to oversee their Investment... ...institution. This hybrid role involves providing legal advice, drafting transaction documents,... ...various teams to address legal and regulatory issues. Competitive salary between $178...LegalRegulatory- ...member for the role of Senior Product Manager, Collateral & Funding Markets to join our Global Collateral... ...years of experience in capital markets, product... ...sector, central-bank, or regulatory-facing initiatives, preferably... ...collaborating with legal, compliance, risk, operations...SeniorLegalRegulatoryWorldwideFlexible hours
$104.5k - $325k
Overview We are seeking an Equity Capital Markets Counsel to join our Corporate and Securities... ...— along with strong transactional and regulatory capabilities in corporate securities and... ...corporate governance materials. Providing legal guidance on IPO processes, SEC filings,...LegalRegulatoryFull timeFlexible hours- Coinbase is seeking a Senior Accountant for the Capital Markets Accounting team. This role involves owning the accounting and regulatory reporting for Coinbase's registered Futures Commission Merchant and Broker-Dealer entities. As part of a dynamic team, you'll ensure...SeniorRegulatory
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