Compliance Analyst — Suitability & Regulatory Reviews
TRC Talent Solutions
TRC Talent Solutions is partnering with a leading wealth management firm to hire a Compliance Analyst responsible for suitability reviews of VA, RILA, FIA, and other investments. You will research transactions, document findings, and approve or reject submissions in line with firm policies and regulatory requirements. Under supervision, you will communicate analyses and decisions to advisors and supervisors, ensuring timely processing and adherence to internal controls and industry standards. #J-18808-Ljbffr TRC Talent Solutions
Vacancy posted 1 day ago
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