VP, Electronic Trading Compliance & Controls
Goldman Sachs Group, Inc.
A global investment firm in New York is seeking a Vice President in Compliance to enhance governance frameworks for electronic trading activities. The ideal candidate will possess deep expertise in electronic trading and compliance regulations. Responsibilities include overseeing regulatory risk assessments, collaborating with global teams, and providing compliance training. Candidates should have a strong background in risk management and regulatory compliance, with at least 3 years of relevant experience. This role offers a competitive salary and a supportive environment for growth. #J-18808-Ljbffr
- ...Santander Consumer USA Inc. is hiring a VP – Securitized Product Control Manager to enhance risk analysis and market... ...New York. This pivotal role focuses on compliance, efficiency improvement, and risk reduction for the trading of securitized products. The ideal candidate...Suggested
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...Job Description Jefferies is looking to hire a Compliance Officer into its Global Control Group, IB and Research Compliance team. This is an exciting... ...markets firm that provides advisory, sales and trading, research, and wealth and asset management services. With...SuggestedFull timePart timeLocal area- ...Compliance, GBM Public - Electronic Trading Compliance, Vice President, New York New York, New York, United States Job Description Global Compliance Our... ...compliance risk management program. As an independent control function and part of the firm’s second line of defense...SuggestedFull timeWork experience placementWork at office
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$150k
...as a CFO Business Partnering & Controls VP where you’ll have the chance... ...improvements to enhance efficiency and compliance. To be successful as a CFO... ...Financing, Clearing and Electronic high/low touch execution businesses including trade flows and controls knowledge Change...SuggestedHourly payTemporary work$150k
...CFO Business Partnering & Controls VP To provide financial expertise... ...financial risk management and compliance practices. Analysis and presentation... ...Financing, Clearing and Electronic high/low touch execution businesses including trade flows and controls knowledge...Hourly payTemporary work- ...TwinThread is seeking a Control Manager - NA Rates Trading - Vice President to manage and oversee the control environment for the North America Rates business. This role involves identifying control gaps, implementing firm-wide policies, and managing operational risk...
- ...A prominent investment firm in New York is seeking a compliance attorney to support its control room function. This role will interact regularly with investment teams and involve ensuring compliance with policies related to private investment activities. Candidates should...
- ...Citibank (Switzerland) AG is seeking a Markets E-Trading Risk & Controls Senior Vice President in New York. The role involves real-time monitoring of trading activities and governance oversight of E-Trading businesses. The ideal candidate should have over 10 years of experience...
- ...services firm is seeking an experienced E-Trading Risk professional in New York to oversee... ...over 10 years of experience in risk controls and a deep understanding of E-Trading regulations... ...protocols, and participating in compliance initiatives. Competitive salary and comprehensive...
$135k - $192k
...and work remotely one day. A member of our recruitment team will provide more details. Role Summary: The VP, Technology Risk Management - Control Officer is a First Line of Defense (FLOD) partner supporting MUFG Securities Americas (MUSA) business and technology...Work at officeLocal areaRemote workShift work- Electronic Trading Product Manager - Equity Algorithms & Smart Order Router , VP Apply (opens in new window) Job Req Id: 26961731 Location... ...Trading, Sales, Legal, and Compliance teams to translate complex business... ...regulatory compliance, and control frameworks in accordance...Full timeCasual workWork from home
$125k - $164k
...experience in ITIL Foundation* Demonstrated experience with Risk and Control design and assessments.* 2-4 years’ experience in Application... ..., and identifying issues resulting from internal and external compliance examinations* Experience evaluating process documentation,...Work at officeRemote work$129.84k - $194.76k
...Overview E-Trading Risk and Controls (ETRC) is a First-Line risk team which is part of the Global Markets... ...banking and securities regulators, Compliance testing, and Internal Audit of E-... ...Qualifications Subject matter expertise with Electronic Trading Risks, Controls and Market...Full timeWork experience placement2 days per week1 day per week- ...A mid-sized independent investment bank in New York is seeking a dynamic professional for a corporate bond electronic credit sales and trading role. This position offers the chance to work in a collaborative environment, promoting innovative electronic trading solutions...
$145k - $195k
...You Make:The Corporate Investment Banking (CIB) Finance Product Control Vice President manages and monitors large project or... ...reviewing financial information, reporting, and disclosures.Ensures compliance and regulatory standards are met within the department.Researches...Hourly payContract workWork at officeShift work- ...MooMoo seeks a Vice President of Trading Surveillance to monitor, investigate, and escalate potential market abuse and regulatory violations. The role demands a solid understanding of equities, options, and crypto surveillance, along with strong analytical and communication...Work at office
- ...VICE PRESIDENT, CREDIT ADMINISTRATION AND CONTROL Credit Administration and Control (... ...Standard Operating Procedure ensuring compliance with the Banks policies and regulatory... ...estate, construction, project financing, and trade. Manages the safe keeping of the...Work at office
- ...Global Compliance Our division prevents, detects and mitigates compliance, regulatory... ...risk management program. As an independent control function and part of the firm's second line... ..., such as law, accounting, sales, and trading. We look for those who possess sound...
$115k - $165k
...A leading financial services company is seeking a Vice President of Trading Surveillance in Jersey City, NJ. This role involves monitoring and investigating potential market abuse across equities, options, and crypto. Candidates must have over 7 years of experience in...- ...Compliance, GBM Public Compliance - Digital Assets, Vice President, New York New York, NY,... ...risk management program. As an independent control function and part of the firm’s second... ...backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound...
- ...Vice President, Regulatory Affairs, Quality Assurance & Quality Control Reporting to: Chief Product Officer Location:... ...global leadership across regulatory, quality, ensuring safety, compliance, product excellence, and operational rigor across the organization...Work at office
$120k - $172.5k
...President in ISG Equity Operations. The New York Equity Derivative Trade Support Group is the point on all operational issues for the... ...Trading Desks. They communicate daily with Traders, Sales, Compliance, Controllers, and Information Technology. A Vice President in this role...Temporary work- ...TwinThread is seeking a member of the Electronic Client Solutions team to enhance algorithmic equities trading capabilities. This role involves collaborating with Sales, Prime Brokerage, and Trading to deliver solutions across algorithmic execution and analytics. The...
- ...Vice President, Compliance & Control We're seeking a future team member for the role of Vice President, Compliance & Control to join our Core Compliance – Regulatory Change Management team. This role is located in Lake Mary – HYBRID In this role, you'll make an...Full timeFlexible hoursShift work
$120k - $160k
...Inc.: Offering a data-rich trading platform, we provide unparalleled... ...role supports the firm’s compliance with FINRA, SEC, and other... ...FINRA investigations Electronic Blue Sheet (EBS) requests... ...thresholds, procedures, and controls to address evolving market structure...Contract workWork at officeLocal areaRemote work- ...BNY Administrative Services LLC is seeking a Vice President, Compliance & Control II to join their New York, NY team. This role focuses on managing compliance within various business units while collaborating with regulators and conducting analytical reviews of processes...Remote work
- ...planning and leading audit engagements, overseeing testing, and collaborating with various stakeholders. You will enhance internal controls and have a highly visible role, exposing you to senior executives across the bank. The ideal candidate has 7+ years of auditing...
- ...Vice President of Compliance About the Company Prominent financial services firm specializing... ...in investment management, research & trading services Industry Financial... ...responsible for ensuring that appropriate controls, documentation, and regulatory alignment...
- twentysix is seeking a Vice President, Global Controller to oversee financial reporting and compliance across its international operations. This role requires a strong leader with 10-15 years of experience, particularly in high-growth environments, and unparalleled precision...
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