Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Vice President, Senior Compliance Manager - Regulatory Counsel (Chicago)

$200k - $230k
Part-time

Antares Capital

Job DescriptionThe Compliance team is a critical and strategic function at Antares Capital, playing a central role in enabling the firm’s growth while upholding the highest regulatory and ethical standards. We are seeking a highly motivated, intellectually curious, and driven individual to join our team. This individual will be an integral member of a 7-person Compliance team, reporting directly to the Managing Director, Chief Compliance Officer, and will have meaningful exposure to senior leadership across the firm.This role offers a unique opportunity to engage deeply across all facets of the compliance program and to contribute as a trusted advisor and subject matter expert. The successful candidate will help advance the firm’s compliance framework by: (1) Providing thoughtful, practical guidance on the application of global regulations, evolving industry developments, and best practices in support of our private credit strategy and fund structures and the general growth of the firm’s asset management transactional activities; (2) Interpreting and operationalizing compliance policies and procedures to align with the firm’s existing and newly developing products and business activities and the firm’s expanding jurisdictional reach; (3) Leading and coordinating the implementation of new regulatory requirements and enhancements to existing frameworks; and (4) Partnering cross-functionally to represent Compliance in enterprise-wide initiatives, while supporting day-to-day matters and broader program oversight.This position is designed for impact and growth, with a path to expand responsibilities over time, including the potential to evolve into a Deputy CCO role.ResponsibilitiesAssist in the oversight of the firm’s compliance program through development and enhancement of the processes and procedures required to comply and align with all laws, regulatory rules, and relevant firm policies.Identify potential areas of compliance vulnerability and risk. Develop and implement corrective action plans for resolution of problematic issues and provide general guidance on how to avoid or deal with similar situations in the future.Assist in management of the firm’s compliance risk assessment that focuses on the identification and evaluation of Compliance risks throughout the company.Lead and participate in cross-functional teams of internal staff and be responsible for complex projects.QualificationsA minimum of 8-10 years of relevant compliance experience in the asset management industry (private debt experience preferred).Law firm, in-house and/or SEC experience a plus, JD preferred.Proven knowledge and experience in the regulation of registered investment advisers and Business Development Companies. Comprehensive knowledge of US laws applicable to investment advisers, including the Investment Advisers Act of 1940 and Investment Company Act of 1940.Ability to identify regulatory and compliance issues, propose solutions and raise significant issues to firm leadership.Strong work ethic and comfortable working in a fast-paced environment while also learning.Excellent verbal and written communications skills with the ability to understand, simplify and communicate internal and external regulations, risks, laws, and policies in a clear, focused, and concise manner. Ability to tailor communication (verbal and written) to multiple target audiences with different levels of compliance acumen.SkillsAbility to influence others via a service-minded orientation, build trust and work cross-functionally within the organization and with outside regulatory bodies.Experience with Microsoft Suite including: Word, Excel, PowerPoint, and Outlook or comparable software application (SharePoint experience preferred, but not required).Ability to analyze and evaluate data, forming accurate conclusions and translating insights into action.CompetenciesStrategic thinking and decision making: Applies strong business and market insight and expertise to shape functional/team strategy, solves complex problems, recommends best practices, makes high quality decisions, anticipates future needs and delivers stakeholder aligned value.Drives execution and results: Translates enterprise and functional goals into clear initiatives within their scope. Remove barriers and drives teams or others to deliver timely and high-quality results.Cultivates strategic relationships and influence: Builds strong internal and external relationships, understands organizational dynamics to influence stakeholders and communicates with impact to align perspectives and advances functional goals.Fosters an inclusive culture and leads teams to achieve excellence: Role models and shapes an inclusive and high performing culture by leading or working across teams and functions, setting clear expectations and developing talent to enable strong organizational performance.Demonstrates strong self-awareness, integrity, and a growth mindset, adapts leadership to build trust and influence outcomes, challenges assumptions with courage, mitigates risk responsibly, clearly articulates viewpoints verbally and in writing, and guides others through change with confidence and resilience.Innovation: Champions innovation by raising new ideas, leveraging data and technology tools (including, as applicable, artificial intelligence) to improve team/function performance and capability.The Fine PrintMust have unrestricted authorization to work in the United States.Must be willing to comply with pre-employment screening, including but not limited to drug testing, reference verification, and background check.Must be willing to work from the Chicago or New York office.Antares is an Equal Opportunity Employer. Employment decisions are made without regard to race, color, religion, national or ethnic origin, sex, sexual orientation, gender identity or expression, age, disability, protected veteran status or other characteristics protected by law.A reasonable estimate of the current base salary range at the time of posting is below. Base salary does not include other forms of compensation or benefits. Actual base salary within the specified range is comprised of several components, including but not limited to applicant's skill, prior relevant experience, specific degrees and certifications, job responsibilities, market considerations and the location of the position.This role is eligible for a discretionary annual bonus (based on company, business unit and individual performance).Our benefit offerings include medical, dental and vision coverage, employer paid short & long-term disability and life insurance, 401(k), profit sharing, paid time off, Maven family & fertility benefit, parental leave (including adoption, surrogacy, and foster placement), as well as other voluntary benefits.Base Salary Range$200,000 - $230,000To learn more, visit . Antares is an Equal Opportunity Employer. Employment decisions are made without regard to race, color, religion, national or ethnic origin, sex, sexual orientation, gender identity or expression, age, disability, protected veteran status or other characteristics protected by law.SummaryLocation: New York; ChicagoType: Full time

Vacancy posted 13 hours ago
Similar jobs that could be interesting for youBased on the Vice President, Senior Compliance Manager - Regulatory Counsel (Chicago) in Chicago, IL vacancy
  • $200k - $230k

     ...join Antares' Legal and Compliance Team and help support a growing...  ....Based in Antares' Chicago office, the Senior Counsel will work closely with attorneys...  ...a Private Credit asset manager. Given the dynamic nature...  ...include:Licensing and Regulatory Filings: Coordinate with... 
    Senior
    Full time
    Temporary work
    Part time
    Work at office
    Flexible hours

    Antares Capital

    Chicago, IL
    13 hours ago
  • $200.63k - $271.45k

     ...stakeholders. The legal counsel will play a critical...  ...deal execution, manage legal risks, and maintain...  ...(legal, risk, compliance, investments, senior management) and external...  ...review, and regulatory analysisAdvisory Support...  ...States of America; Chicago, IL United States of... 
    Suggested
    Full time
    Contract work
    Temporary work
    Part time

    Arch Capital Group

    Chicago, IL
    13 hours ago
  • $180k - $200k

     ...is seeking a practical, business‑minded Senior Counsel to support the company’s technology...  ...inbound technology transactions, including managed services, outsourced services, software...  ...other UL Solutions offices (including Chicago or Austin) will be considered.A global... 
    Senior
    Full time
    Contract work
    Part time
    For subcontractor
    Work at office
    3 days per week

    UL Company

    Chicago, IL
    13 hours ago
  • $220k - $250k

     ...About the Role The OGC Senior Counsel – Employment (US) is an integral...  ...OGC - Employment team in managing employment law matters affecting...  ...in either our New York, Chicago, Downtown Los Angeles, San Diego...  ...by updates, ensuring firm compliance by all relevant deadlines,... 
    Senior
    Part time
    Work at office
    Local area
    Flexible hours

    Latham&Watkins

    Chicago, IL
    13 hours ago
  • $150k - $275k

     ...markets and the cryptoasset ecosystem. From our offices in Chicago, London and Singapore, Cumberland provides 24-hour access to...  ...a responsible, sustainable way.We are currently seeking a Senior Regulatory Counsel to join our global legal team and work on a wide variety of... 
    Senior
    Temporary work
    Part time
    Flexible hours

    DRW

    Chicago, IL
    13 hours ago
  •  ...Job DescriptionSenior Counsel – Global Patents & Innovation at a...  ...below):World HQ in downtown Chicago, IL (Preferred)R&D Center in...  ...other internal stakeholders.Manage and oversee outside counsel to...  ...effective legal support.Support compliance with company policies related... 
    Senior
    Full time
    Part time
    Work at office
    Flexible hours

    The Kraft Heinz Company

    Chicago, IL
    13 hours ago
  • $160.1k - $272.3k

     ...in innovative wealth management, asset servicing,...  ...Litigation, Investigation & Regulatory Enforcement. The...  ...consultation with senior internal counsel. Implements strategy...  ...relationship managers, Risk/Compliance, Tax, Legal...  ...hybrid role located in Chicago, Illinois, and will... 
    Senior
    Full time
    Part time
    H1b
    Work at office
    Work from home
    Worldwide
    Flexible hours
    3 days per week

    Northern Trust

    Chicago, IL
    13 hours ago
  • $200k - $230k

     ..., deposit services, compliance and treasury management teams. This attorney...  ...currently work in our Chicago, Evansville,...  ...practice as in-house counsel in the applicable state...  ...general banking and regulatory matters, including branch...  ...as determined by senior legal leadership.Manage... 
    Senior
    Full time
    Part time

    Old National Bank

    Chicago, IL
    13 hours ago
  • $128.9k - $226.05k

     ...better judicial and regulatory systems. We help them...  ....What We Offer:  The Senior Legal Counsel role offers growth potential...  .../HITECH Act and GDPR compliance, and (iii) health...  ...and efficiently manage outside counsel (U.S....  ...USA - Cary, NC; USA - Chicago, IL, South LaSalle St... 
    Senior
    Full time
    Part time
    Work at office
    2 days per week

    Wolters Kluwer

    Chicago, IL
    13 hours ago
  •  ...exceptional service.Role: Senior Legal Counsel (Procurement and...  ...to our senior management and business partners...  ...and the applicable regulatory landscape that applies...  ...Information Security, Risk, Compliance, Tax), including in...  ....SummaryLocation: Chicago, ILType: Full time... 
    Senior
    Full time
    Contract work
    Part time
    H1b
    Work at office
    Work from home
    Flexible hours

    Northern Trust

    Chicago, IL
    13 hours ago
  •  ...Job DescriptionSenior Counsel, Commercial - Chicago, ILThe Senior Counsel, Commercial, position...  ...materials, and general compliance with applicable laws....  ...laws and company policy. Manage outside counsel as required...  ...: Legal, Compliance, Regulatory Affairs, Corporate Security... 
    Senior
    Hourly pay
    Contract work
    Part time
    Work at office
    Worldwide
    Flexible hours

    ADM

    Chicago, IL
    13 hours ago
  •  ...OverviewProvost and Senior Vice PresidentThe...  ...and Senior Vice President serves as the University...  ...and compliance; and academic operations...  ...locations, including Chicago, Wheeling, Lisle,...  ...accreditation, regulatory, and reporting requirements...  ....Develop and manage consent agenda... 
    Senior
    Part time

    National Louis University

    Chicago, IL
    13 hours ago
  • $200k - $250k

     ...Product, IT, Operations, and Relationship Management teams to bring the vision to life.NOTE:...  ...new solutionAs required, partner with senior leaders to execute on the organizational...  ...Washington, DC; Philadelphia, PA; Charlotte, NC; Chicago, IL; Dallas, TXType: Full time... 
    Senior
    Full time
    Part time
    Work at office
    Remote work

    Ascensus

    Chicago, IL
    13 hours ago
  • $175k - $210k

     ...delivery of education.Based in Chicago, Everspring serves a...  ...modern, and highly strategic Senior Vice President of Human Resources to lead...  ...leadership development, performance management, career pathing, coaching,...  ..., compensation, benefits, compliance, performance management,... 
    Senior
    Full time
    Temporary work
    Part time
    Apprenticeship
    Work at office
    Local area
    Immediate start
    3 days per week

    Everspring

    Chicago, IL
    13 hours ago
  • $315k - $330k

     ...This Opportunity Join our growing Program Management Team that meets our client’s objectives and solves...  ...future!WSP is currently initiating a search for a Senior Vice President, Project & Program Management to work in Chicago, Illinois area.Your ImpactServe in a Program... 
    Senior
    Part time
    For contractors
    For subcontractor
    Work at office
    Local area
    Flexible hours

    WSP Group

    Chicago, IL
    18 hours ago
  • $250k - $360k

     ...and returns, and manage risk. We enable consumers...  ...an exceptional senior executive to join...  ...product and regulatory lawyers supporting...  ...providing executive-level counsel on business...  ...materials to ensure compliance with applicable laws...  ...00.00 Annually) Chicago, Illinois | ($250,... 
    Part time
    Fixed term contract
    Work at office
    Immediate start

    PayPal

    Chicago, IL
    18 hours ago
  • $192.3k - $260k

     ...a brighter way forward. Position Overview:This is a senior leadership role responsible for the management of Data Center cost engagements for existing clients...  ...internal considerations.Location:Remote –Atlanta, GA, Chicago, IL, New York, NY, San Francisco, CA, Washington,... 
    Senior
    Part time
    Local area
    Remote work

    Jones Lang LaSalle

    Chicago, IL
    13 hours ago
  • $180k - $250k

     ...solutions through our Wealth Management, Capital Markets, Futures and...  ...of our consistent growth.Our Chicago office is hiring for an experienced Senior Vice President, Market Risk Analytics Manager...  ...et. seq., Financial Industry Regulatory Authority (FINRA) Rules 31... 
    Senior
    Full time
    Part time
    Work at office
    Local area
    Immediate start
    Night shift

    Wedbush Securities

    Chicago, IL
    13 hours ago
  •  ...deliverscomprehensive insurance and absence management solutions for mid-sized and...  ...solutions.Role Overview:The Senior Account Executive role is a...  ...and relationships.· Maintain compliance tracking and participate in...  ...) // 222 West Adams Street, Chicago, IL 60606#LI-SV1#LI-HYBRID​... 
    Senior
    Part time
    Live in
    Local area
    Night shift

    New York Life Insurance Company

    Chicago, IL
    13 hours ago
  • $200k - $250.6k

     ...Summary The Director, Legal Counsel is a senior commercial and...  ...organizations. Reporting to the Vice President, Assistant General...  ...technology transactions, manage legal and compliance risk, and develop scalable...  ...contract management, and regulatory requirementsDrive continuous... 
    Senior
    Contract work
    Part time
    For contractors
    For subcontractor
    Local area

    CDW Government

    Chicago, IL
    13 hours ago
  • $176.5k - $262.35k

     ...and returns, and manage risk. We enable consumers...  ...disputes.Ensure compliance with relevant laws...  ...complex issues to senior legal leadership...  ...towards risk and regulatory issues.Because the...  ...product, regional counsel, risk, and...  ...50.00 Annually) Chicago, Illinois | ($160,... 
    Senior
    Part time
    Work at office
    Local area
    Immediate start
    Flexible hours

    PayPal

    Chicago, IL
    13 hours ago
  • $214.2k - $315k

     ...collaborative approach to counseling, always with a bias...  ...hiring an experienced Senior Counsel to join our...  ...intellectual property, and regulatory. Your clients will...  ...first-in-class product managers, operators, engineers,...  ...and paid sick leave in compliance with applicable laws (... 
    Senior
    Hourly pay
    For contractors
    Work at office
    Local area
    Immediate start
    Remote work
    Flexible hours

    Doordash

    Chicago, IL
    13 hours ago
  • $240k - $300k

     ...Job DescriptionAntares is seeking a senior, client-facing professional to drive growth...  ...Strategic ExecutionMonitor industry trends, regulatory developments, and competitive dynamics...  ...development, client relationship management, or product commercializationKnowledge of... 
    Senior
    Full time
    Temporary work
    Part time
    Work at office

    Antares Capital

    Chicago, IL
    13 hours ago
  •  ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry...  ...compliance program, translating legal and regulatory requirements into operational guidance, and leading... 
    Senior

    Confidential

    Chicago, IL
    10 hours ago
  •  ...truckload, Dedicated & Fulfillment, LTL, Dray, Intermodal, and Managed Transportation - plus Roadtex, our temperature-controlled warehouse...  ...offerings, please visit our careers page at .Compensation$1.00-1,000,000.00 per yearSummaryLocation: Chicago, ILType: Full time... 
    Senior
    Full time
    Temporary work
    Part time
    Work at office
    Shift work

    Echo Global Logistics

    Chicago, IL
    18 hours ago
  • $175k - $225k

     ...success. What You'll Be Doing The Senior Vice President, Commercial Real Estate is responsible...  ...in support of commercial loans.Manage the overall documentation process and...  ...financial statement analysis, risk rating, regulatory reviews, and annual reviews.Monitor and... 
    Senior
    Part time
    Work experience placement
    Flexible hours

    Stifel Financial

    Chicago, IL
    13 hours ago
  • $170k - $240k

     ...Litigation Marketing Senior Manager - RegulatoryCooley is...  ...Marketing Senior Manager - Regulatory to join the Marketing...  ...reports, ensure compliance with assigned work...  ...performance appraisals, counseling, termination and...  ...Angeles; Palo Alto; Chicago; Washington DC; Boston... 
    Senior
    Full time
    Temporary work
    Part time
    Work at office
    Immediate start
    Flexible hours
    Weekend work

    Cooley

    Chicago, IL
    13 hours ago
  • $245k - $331k

     ...comprehensive range of operational, policy, and regulatory matters while acting as the EVP's...  ...'s core operations, enabling the senior management team to effectively advance FINRA's regulatory...  ..., Legal, Communications, Corporate Compliance, People Solutions, and other business... 
    Senior
    Temporary work
    Part time
    Local area
    Immediate start

    Financial Industry Regulatory Authority

    Chicago, IL
    18 hours ago
  • $200k - $250k

     ...Job DescriptionThe Senior Vice President, Midwest Advisor Consultant is a key external-facing sales leader within Antares’ Wealth Distribution...  ...perpetual and drawdown style alternative investment fundsDirectly manage major markets within their region with a client-centric,... 
    Senior
    Full time
    Temporary work
    Part time

    Antares Capital

    Chicago, IL
    13 hours ago
  •  ...needs effective communication and project management skills, working with external and...  ...claims, actuarial, legal, strategy and senior management). We are looking for a candidate...  ...will be based in a SCOR office, either Chicago or New York City and the candidate is expected... 
    Senior
    Contract work
    Temporary work
    Part time
    Work experience placement
    Summer work
    Work at office
    Local area
    Remote work
    Worldwide
    Relocation package
    Flexible hours
    2 days per week
    3 days per week

    SCOR Global Life

    Chicago, IL
    13 hours ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Vice President, Senior Compliance Manager - Regulatory Counsel (Chicago). Be the first to apply!