Financial Advisor Trainee (Boca Raton, FL)

Job Description Summary: Fulfills varying tasks and assignments and completes rotations in a range of areas related to financial services, under varying levels of supervision. Develops skills and capabilities that equip the incumbent to move into a specific role in the organization. Job Summary Through distance learning, apprenticeship and training at the firm’s international headquarters, the Advisor Mastery Program (AMP) offers a comprehensive education for the next generation of Raymond James Financial Advisors. The program takes a holistic approach by incorporating training for technical and sales skills to fully position new Advisors for success. In conjunction with a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual practice. The Trainee will balance new client development, sales activities, investment management, customer service and compliance with personal and professional growth and development. The Trainee will also provide clients with sound financial advice and counsel consistent with the client’s objectives, time horizon, and risk tolerance. In addition, the requirements of the AMP Program are designed to support long‑term development, whether a candidate plans to be a stand‑alone Advisor or join an existing team. Essential Duties & Responsibilities Become trained and skilled to effectively and efficiently perform the Financial Advisor role. Meet production targets that impact overall company revenue goals. Develop a book of business consistent with AMP program goals for assets under management and required production. Provide a high level of client service. Manage the full scope of a client relationship by evaluating the client’s financial needs, investment opportunities, current holdings and available capital. Help clients identify their investment objectives by effectively communicating portfolio losses when necessary, while preserving client loyalty. Develop a client pipeline by prospecting, networking, engaging in community initiatives, centers of influence and developing niches. Recommend investment products, solutions, and services that are suitable for prospects and clients based on predetermined client needs, time horizons, risk profile and preferences. Seek expertise of internal resources to identify investment opportunities and solutions for clients. Open, transfer and close customer accounts. Maintain appropriate account records while monitoring the customer’s portfolio. Make recommendations consistent with changes in economic and financial conditions as well as the client’s needs and objectives, considering newly offered investments. Obtain and verify the customer’s purchase and sale instructions, enter orders and follow up on completion of transactions. Complete required program training and assignments, obtain mandatory industry licenses within prescribed timeframes, master assessments and meet minimum performance and production standards. Stay abreast of investment products, industry rules and regulations, and financial planning. Perform other duties and responsibilities as assigned. Qualifications Bachelor’s Degree (B.A.) from a four‑year college or university; preferred with a minimum of three (3) years of relevant experience, demonstrating achievement in sales (preferably intangible) or a business environment, or an equivalent combination of experience, education and/or training (approved by Human Resources). Knowledge of economic and accounting principles and practices; financial markets, banking, and financial data analysis and reporting. Basic principles and methods for showing, promoting, and selling products or services. Skill in operating client relationship manager system and other required software applications to produce financial plans, correspondence, reports, electronic communication, spreadsheets, and databases. Ability to identify the needs of customers through effective questioning and listening techniques. Ability to organize, manage, and track multiple detailed tasks and assignments with frequently changing priorities and deadlines in a fast‑paced work environment to run an optimal practice. Continually learn investment products, industry rules and regulations, and financial planning. Use appropriate interpersonal styles and communicate effectively, both orally and in writing, with all organizational levels. Keep all appropriate parties up‑to‑date on decisions, changes, and other relevant information, and articulate reasons behind decisions. Establish and maintain effective working relationships with clients and colleagues. Persist, handle rejection and show resilience during the prospecting and networking process. Network in the community and effectively market themselves and Raymond James. Demonstrate persistence in the face of obstacles. Accept criticism and deal calmly and effectively in high‑stress situations. Licenses & Certifications Securities Industry Essentials (SIE) required (must obtain within 4 months of program start). Series 7 and Series 66 (or ability to obtain them within 4 months of program start). Life, Health and Variable Annuity (or ability to obtain within 6 months of program start). Education Accounting Business Administration Finance Work Experience General experience – 7 to 12 months. Travel & Workstyle Travel less than 25%. Resident work style. Benefits The total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions. This position is eligible for a benefits package that may include medical, dental, and vision; life insurance; critical illness insurance and accident insurance; disability benefits; retirement savings; paid time off (including vacation, holidays, and sick leave); and parental leave. Eligibility for benefits and specific offerings may vary based on position and employment status. Equal Opportunity Employer The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs. #J-18808-Ljbffr