Senior Compliance Program Specialist - Broker-Dealer
PNC Financial Services Group
PNC Financial Services Group, Inc. is seeking a senior Compliance Program Specialist to lead and oversee broker-dealer and insurance compliance initiatives. You will apply FINRA, SEC, and state regulations to complex annuity products and supervise risk controls. You will collaborate with business leaders to ensure compliant product strategies, governance, and disclosures while supporting regulatory examinations and remediation efforts. #J-18808-Ljbffr
Vacancy posted 19 hours ago
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