Senior Marketing Compliance Analyst Regulatory Review & Advisory
RBC Capital Markets, LLC
RBC Capital Markets, LLC is seeking a Senior Marketing Compliance Analyst to support their compliance framework in Boston. You will be responsible for ensuring that marketing materials adhere to regulatory standards, executing compliance reviews, and collaborating with various teams. The ideal candidate has 3+ years of experience in marketing compliance, holds a Series 7 license, and is able to build effective relationships with internal partners. A competitive salary and comprehensive benefits are part of the offer. #J-18808-Ljbffr
$90k - $180k
...Wellington Management Company is seeking a Marketing Compliance Senior Analyst based in Boston to ensure compliance with marketing regulations. The role involves reviewing marketing materials, providing advice on regulatory guidelines, and monitoring compliance-related...SeniorRegulatoryFlexible hours$90k - $180k
Marketing Compliance Senior Analyst Location: 280 Congress Responsibilities Review marketing materials for funds to ensure compliance with regulatory guidelines including the Investment Company Act, SEC Marketing Rule, Rule 482, FINRA 2210 rule and internal policies and...SeniorRegulatoryWork at officeRemote workFlexible hours- The Financial Industry Regulatory Authority, Inc. is seeking an Associate Principal Analyst for Market Strategy & Research in Boston, Massachusetts... ...critical reports for senior management, and... ...in financial regulation or compliance. #J-18808-Ljbffr Financial...SeniorRegulatory
- ...Crypto, Accounting Advisory, Digital Assets... ...accounting, risk, compliance, or fintech... .... We’re hiring a Senior Manager with deep... ...SEC reporting, and regulatory compliance challenges... ...matters Reviewing and preparing US... ...transactions, capital markets reporting, and regulatory...SeniorRegulatoryFull timeFlexible hours
$80k - $130k
...management as well as capital markets and insurance... ...investment teams. The GWS Compliance team partners with the... ...to meet regional regulatory obligations and industry... ...appropriate escalation to senior compliance leadership.... .... Assist in review of new and existing distribution...SeniorRegulatoryWork at officeLocal area- ...Natixis Investment Managers is seeking a Compliance Analyst in Boston, MA. This role involves reviewing and approving marketing materials, ensuring compliance with various regulations, and collaborating with internal teams. Candidates should have a Bachelor’s degree,...Regulatory
$100k - $150k
...capital partner for middle market companies, operating through... ...Seeking a detail oriented Senior Compliance Analyst/Compliance Counsel for a newly... ...participate in annual reviews and risk assessments Perform... ...requirements Track regulatory developments impacting private...SeniorRegulatoryContract workWork at office$60.5k - $104.5k
What is the opportunity? As a Senior Marketing Compliance Analyst, you will play a critical role in supporting... ...on executing marketing compliance reviews and managing the day‑to‑day... ...materials adhere to firm policies and regulatory standards (e.g., SEC, FINRA), while...RegulatoryFlexible hours$29.61 - $40.06 per hour
...believe strong risk management and compliance practices are not just regulatory requirements, but essential foundations... ...Summary The Risk & Compliance Analyst plays a critical role in... ...assessments, implement and document changes, review and document monitoring results,...SeniorRegulatoryWork at officeFlexible hours3 days per week$92.5k - $120k
...Bekaert delivers innovative advisory, assurance and tax services... ...opportunity has been created for a Senior Associate to join our... ...solutions over operational and regulatory compliance risks, supporting them in... ...Forensic/investigative/internal review assistance (not to include...SeniorRegulatoryWork experience placementWork at officeLocal areaRemote work- ...academic dermatologists to contribute senior clinical expertise to data... ...dataset used by AI developers, regulatory teams, and academic groups. This is the senior reviewer track of the project. You will... ...frameworks. Provide expert advisory hours to client teams reviewing...SeniorRegulatoryContract workFor contractorsFreelanceRemote workFlexible hours
- ...EisnerAmper is seeking a Senior Consultant -... ...accounting and advisory firms in the industry... ...Assist in the review of funding requests... ...grant closeout, and compliance requirements... ...with ever-changing regulatory requirements, Governmental... ...firms, and middle-market companies, as well...SeniorRegulatoryWork at officeLocal areaRemote work2 days per week
- ...Wex is seeking a Regulatory Compliance Analyst 4 to coordinate Corporate Compliance activities. This role requires managing compliance-related processes, advising employees, and enhancing an ethical culture across the organization. The ideal candidate will have extensive...SeniorRegulatory
$119.5k
...financial reporting, and compliance issues, and provide... ...accounting and regulatory professionals, including... ...an SEC & Accounting Advisory Senior Director, you will supervise... ...unstructured data review, interviews and... ...relevant factors including market considerations,...SeniorRegulatoryFull timeWork at office$86.66k - $164.3k
...Baker Tilly is a leading advisory, tax and assurance... ...‑estate strategy, and compliance to provide holistic, high... ...seeking a Consulting Senior to join our growing... ...construction program reviews, contract cost audits,... ...to contractual terms, regulatory requirements, and industry...SeniorRegulatoryContract workFor contractorsLocal areaWorldwideVisa sponsorship- ...A regional financial institution is seeking a Compliance Specialist III responsible for preparing and reviewing compliance filings, mentoring team members, and maintaining regulatory standards. The ideal candidate should have an Associate's degree with over 5 years of...SeniorRegulatoryFull timeFlexible hours
$113.1k - $133.7k
WEX, Inc. in Boston is looking for a Regulatory Compliance Analyst 4 to ensure compliance with business ethics regulations and help manage the Corporate Compliance team. The successful candidate will implement compliance processes, promote ethical culture, and oversee internal...SeniorRegulatory$90k - $110k
...Sr. Compliance Associate Our client, a highly successful global private... ...firm, is seeking a Senior Associate to support its Anti... ...counterparties, and portfolio companies Review ownership structures and... ...monitoring, investigations, and regulatory updates Qualifications 2–4...SeniorRegulatoryWork at office- Jimmy Jazz is hiring a Senior Manager in Boston with expertise in blockchain and cryptocurrency for its Accounting Advisory team. In this role, you'll lead high-impact projects... ...ecosystem on US GAAP accounting and regulatory compliance, while mentoring a team of...SeniorRegulatoryFlexible hours
$130k - $170k
...27001, or PCI DSS, and familiarity with regulatory environments such as GDPR, HIPAA or other... ...with engineering, architecture, legal, compliance, and business stakeholders. ~ Experience... ...in the future to reflect evolving market conditions and organizational needs. While...SeniorRegulatoryFull timeWork at officeRelocation$58k - $90k
...Overview Senior Compliance Analyst in the Special Investigations Unit (SIU) is a key member of the... ...fraud risk and ensure compliance with regulatory requirements. Responsibilities and Impact... ...). Conduct quality assurance (QA) review of case documentation. Attend and participate...SeniorRegulatory$116.7k - $132k
...Reporting to the Director of Billing Compliance, the Senior Billing Compliance Reviewer will be responsible for the... ...They will monitor federal and state regulatory requirements and industry... ...The hiring range is based on market pay structures, with individual salaries...SeniorRegulatoryWork at officeFlexible hours- ...develops, manufactures, and markets a comprehensive solutions offering... .... Job Summary: The Senior Regulatory Specialist is a contributing... ...and databases to ensure compliance with regulatory requirements... ...lifecycle Participates in review of labelling and claims for...SeniorRegulatoryWork at officeRemote workWorldwide
$77.7k - $146.9k
...professional services to the middle market globally, our purpose is... ...The Technology Risk Advisory - AI Risk Senior Associate will play a key... ...development concepts and regulatory expectations. Key Responsibilities... ...and execute risk and compliance assessments for AI/ML and...SeniorRegulatoryWork experience placementInternshipLocal area- ...highly strategic and experienced Senior Regulatory Consultant - Advertising &... ...who can independently review materials, interpret evolving... ...Affairs, Legal, Commercial, Marketing, and Clinical teams Act as... ...promotional materials, ensuring compliance with applicable FDA...SeniorRegulatory
- ...looking to appoint a Senior Associate to join its... ...Boston office. A strong compliance culture is central to... ...The first is business advisory compliance, which is... ...including: compliance reviews; conflict and risk identification... ...to applicable AFC/KYC regulatory requirements and...SeniorRegulatoryWork at office
$119k - $215.6k
...Bekaert delivers innovative advisory, assurance and tax services to... ...opportunity has been created for a Senior Manager to lead complex... ...audit, risk management, and compliance. This role offers the... ...insights on internal controls, regulatory compliance, risk mitigation,...SeniorRegulatoryWork experience placementWork at officeLocal areaRemote work$70k - $118.75k
...Who we are looking forThe Regulatory Advisory and Optimization team is responsible... ...and forums, monitors market and regulatory developments,... ...individual will work closely with senior team members to learn about... ...Advisory and Optimization Analyst, Officer you willAssist in...RegulatoryTemporary workWork at officeFlexible hoursShift work$110.5k - $202.7k
...confidence. Job Title Financial Services Senior – Insurance and Actuarial Advisory Services – Property & Casualty... ...reserving, actuarial opinion, and regulatory services. Drive ratemaking analytics... ...and data visualization. Provide market strategy advice and reinsurance analysis...SeniorRegulatoryWorldwideFlexible hours$54.67k - $66k
...belonging, love, and purpose. The role The Senior Credentialing Specialist plays a... ...certification renewals, and ensure compliance with regulatory and internal standards Resolve credentialing... ...parts of the hiring process, such as reviewing applications, analyzing resumes, or...SeniorRegulatoryFull timeRemote workWork from home
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