Senior Compliance Testing - Capital Markets (Hybrid)
Pinnacle Career Coaching
A leading investment bank in New York City is seeking compliance testing professionals to join their team. This role involves supporting the Compliance Testing and Monitoring Plan, conducting reviews, and communicating findings to key stakeholders. The ideal candidate has over 5 years of compliance testing experience in investment banking and capital markets. Operating on a hybrid schedule with 3 days in office, this position offers a chance for diverse exposure across various product groups. #J-18808-Ljbffr Pinnacle Career Coaching
$175k - $200k
...Develop, maintain, and enhance compliance policies and written... ...advisory relationships with senior business leaders, serving as... ...deliver training programs for capital markets professionals. Monitor and advise... ...regulatory exams, audits or testing inquiries or requests....Senior$109.3k - $182.1k
Overview Complete Compliance Risk Management activities throughout... ...oversight, support and guidance for Capital Markets, Commercial Banking,... ...Challenge to the Business line and senior management in assigned Line... ...risk perspective Perform testing oversight, including the...SeniorWork experience placement- ...Business Development Manager in New York to expand its professional services in the global capital markets. This role involves developing client engagements related to API testing and trading system validation. The ideal candidate will have a strong background in...SeniorRemote jobFull time
- A global consulting firm is seeking a Compliance Risk Assessment Officer in New York for a hybrid role. This position involves leading the annual Compliance Risk Assessment process, identifying compliance risks, and collaborating with various stakeholders to manage and...Senior
- ...international consulting group in New York is seeking a Compliance Risk Assessment Officer to lead and manage the... ...analytical skills, and the ability to present findings to senior stakeholders. Employees enjoy a competitive salary with a hybrid working model. #J-18808-Ljbffr...Senior
- ...Technology (DART), seeks a Senior Quantitative Analyst to drive risk capital model development across wholesale... ...credit, counterparty, market, and concentration risk. The... ...productionization of models in a hybrid setup. You will perform model testing, documentation, and...Senior
- Senior Quantitative Analyst - Risk Capital Model Development Location: Warsaw, Mazovia... ..., Poland. Type: Hybrid. Job Overview Are... ...credit risk, market risk, and concentration... ...regions. Perform model testing activities... ...stability, and regulatory compliance. Prepare high-...SeniorCasual workWork from homeFlexible hours
$98k
The National Association of Insurance Commissioners is seeking a Capital Markets Analyst II for their New York City office. This full-time hybrid position involves monitoring investment markets and preparing analytical reports. Ideal candidates will have a strong background...Full timeWork at office$160k - $180k
Vaco in New York is looking for a Senior Product Manager to lead the development and growth of data products used in capital markets. In this hybrid role, you will focus on driving product strategy and improving data offerings for institutional users. The ideal candidate...Senior- Vaco Recruiter Services is seeking a Senior Product Manager to lead the development and growth of data products in the capital markets sector. This hybrid position (3 days onsite) demands over 5 years of experience in financial market data and product management. The role...Senior
$134k - $248k
...requisition id: R0025368Nasdaq’s Capital Access Platforms (CAP)... ...workflow, and private markets businesses. The role’s... ...leadership.This is a **senior role that encompasses... ...+ Pilot design and testing frameworks + Scaling... ...the opportunity for a hybrid work environment (at least...Temporary workWork at officeWork from homeHome officeFlexible hours3 days per week- ...models for pricing, reserving, forecasting, embedded values and capital calculations for Aflac Re Bermuda Ltd. This role reports to the... ...skills; expects collaboration across teams and time zones while operating in a hybrid #J-18808-Ljbffr AFLAC, INCORPORATED.Senior
- Job Juncture is seeking an experienced capital markets attorney for an AmLaw 100 firm in the New... ...reporting obligations, governance, and ongoing compliance, and support capital markets transactions end-to-end. This role offers a hybrid work arrangement, competitive...
$125k - $170k
SMBC is seeking a VP of Capital Markets sales support to enhance the business relationship with hedge funds and investment advisors. The ideal... ...a salary range of $125,000 to $170,000 and allows for a hybrid work model. Benefits and an annual discretionary incentive are...SeniorWork at office- Senior Regulatory Reporting Analyst, Long Island City City, NY, Tampa or Charlotte, NC (Hybrid) Contract Duration: 8+ Months Required Skills & Experience... ...along with exposure to Basel III capital regulations, GAAP/SEC Reporting and stress testing frameworks like CCAR. Able to...SeniorContract work
- ...transactions, drafting legal documents, and ensuring compliance with regulations. The ideal candidate will have 3-7 years of capital markets experience, including SPAC expertise, and... ...in New York. The position offers a hybrid work model, requiring three days in the office...Work at office
- ...services firm is seeking a Senior Market & Counterparty Risk Specialist... ...market and credit stress testing, scenario analysis, and exposure... ...Partner with front‑office, compliance, and legal teams to ensure... ...protecting and optimizing the firm’s capital through strategic risk...SeniorFull time
- ...attorney to join its premier securities and capital markets practice in New York City. You will... ..., and advise clients on governance and compliance alongside experienced partners.... ...securities experience at a top New York firm. Hybrid schedule with three in-office days and...Work at officeRemote work
$200.7k - $229.1k
...Overview Senior Business Analysis Manager, Capital One Shopping (Remote-Eligible) Summary... ...to develop and test strategies that ultimately... ...level modeling/analytics Marketing: Lead direct to consumer... ...to non-discrimination in compliance with applicable federal,...SeniorFull timeTemporary workPart timeLocal areaRemote workShift work$202k - $237k
...based on qualifications and market analysis. The role may also be... ...benefits. Role Description Senior Capital Markets Data Modeler to spearhead... ...of SQL, Python, or Scala for testing, validating, and querying... ...s employees participate in a Hybrid workforce model that provides...SeniorWork at officeLocal areaWork from home- OTC Markets Group in New York City is seeking an Assistant General Counsel to support capital markets, broker-dealer operations, and FinTech initiatives... ...and collaborates with product, compliance, technology, and business teams in a hybrid environment (three days in office...Work at officeRemote work
$120k - $200k
RBC Capital Markets, LLC is seeking an Associate Director in New York to lead the implementation of market risk capital stress testing under CCAR and support FRTB calculations. The ideal candidate will have over 5 years of experience in investment banking, strong Python...SeniorFlexible hours$129k - $152k
Senior Product Marketing Manager, Market Strategy Housecall Pro As a Senior Product Marketing Manager... ...packaging and pricing strategy development, testing, and rollout Proficiency in data... ...the field Comfort operating within a hybrid product-led growth (PLG) and sales-led...SeniorContract workWork experience placementRemote workFlexible hours- ...in New York is seeking an Associate Director, Market Risk Capital to lead the implementation and execution of stress testing processes under CCAR, while establishing governance frameworks and ensuring regulatory compliance. You will analyze build requirements for FRTB...
$85k - $100k
...Description Oppenheimer & Co. Inc. is seeking a Senior Capital Markets Surveillance Analyst who will be an integral part of the Compliance Capital Markets department, acting as a... ...inquiries (internal and external), test new and/or existing surveillance systems to...SeniorWork at office$70 - $150 per hour
...About -New York, NY -Hybrid Join our Talent Community and be considered for upcoming roles with leading banks... ...for walkthroughs and committee prep. As a Validation Senior Analyst you will execute independent testing across CECL and credit and pricing and ALM and forecasting...SeniorHourly payContract workRemote work- ...Midtown Manhattan, NY (Hybrid – 3 days onsite) Job... ...role in a global capital markets initiative, focusing... ...identifying gaps and ensuring compliance with operational and... ...User Acceptance Testing (UAT) , including writing... ...for employment. Seniority level Seniority level...SeniorLong term contractContract workWork at office
- ...commercially minded lawyer to support our Capital Markets and Debt and Structured Finance (“DSF”)... ...is available at As a Lead Senior Counsel on the Advisory team of CBRE’s... ...including advising on corporate governance, compliance, employment, litigation and risk management...Senior
- BMO U.S. is seeking a Manager, Structural Market Risk to lead development and implementation of quantitative SMR models for portfolios... .... The role emphasizes model validation, documentation, back-testing, and strategic input on risk methodologies, with a strong focus...Senior
$120k - $200k
...Opportunity? The Associate Director, Market Risk Capital (CCAR & FRTB) will lead the... ...Market Shock stress testing processes under CCAR, as well... ...required for regulatory compliance - 15% Prepare presentations... ...ability to prepare materials for senior management and regulators...Full timeFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Testing - Capital Markets (Hybrid). Be the first to apply!
- senior trade analyst New York, NY
- senior app developer New York, NY
- senior customer service advisor New York, NY
- senior international account manager New York, NY
- senior product manager mobile New York, NY
- senior magento developer New York, NY
- senior quantitative risk analyst New York, NY
- senior business development director New York, NY
- sr marketing manager New York, NY
- sr technical product manager New York, NY

