Senior Supervision & Compliance Lead
Cetera Financial Group Inc
Cetera Financial Group Inc. seeks a Senior Supervision Team Lead to drive oversight of the firm’s supervisory and compliance programs and to supervise Registered Representatives and OSJ Managers. This hybrid role is based in El Segundo, CA or Dallas, TX and partners with Compliance, Licensing, Operations, IT and Field Leadership. You will review advisories and audits, maintain supervisory records, and mentor staff to uphold a strong culture of compliance and risk management. #J-18808-Ljbffr Cetera Financial Group Inc
Vacancy posted 5 days ago
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