Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior VP, Compliance - Broker-Dealer & Capital Markets

LGBT Great

PIMCO is seeking a Senior Vice President to lead Compliance for distribution, broker-dealer and capital markets activities, including oversight of the compliance program of PIMCO Investments LLC (PI), PIMCO's broker-dealer responsible for distributing U.S. registered and private funds. You will oversee the monitoring and implementation of the regulatory and compliance framework for broker-dealer, distribution, capital raising and placement activities, with a focus on FINRA compliance and related

#J-18808-Ljbffr
Vacancy posted more than 2 months ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior VP, Compliance - Broker-Dealer & Capital Markets. Be the first to apply!