Senior VP, Compliance - Broker-Dealer & Capital Markets
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PIMCO is seeking a Senior Vice President to lead Compliance for distribution, broker-dealer and capital markets activities, including oversight of the compliance program of PIMCO Investments LLC (PI), PIMCO's broker-dealer responsible for distributing U.S. registered and private funds. You will oversee the monitoring and implementation of the regulatory and compliance framework for broker-dealer, distribution, capital raising and placement activities, with a focus on FINRA compliance and related
#J-18808-LjbffrVacancy posted more than 2 months ago
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