Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

FinOps Principal: Broker-Dealer Compliance & Audit Lead

Marsh LLC

Marsh seeks an experienced Financial and Operations Principal to lead the Urbandale FinOps team and govern finance/ops for two regulated entities in a hybrid role (New York City or Urbandale, IA), requiring in-office presence at least three days per week.

The role reports to the CFO and drives regulatory filings, audits, and policy development in line with FINRA/SEC, with base salary range disclosed and incentive opportunities.

#J-18808-Ljbffr
Vacancy posted more than 2 months ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to FinOps Principal: Broker-Dealer Compliance & Audit Lead. Be the first to apply!