Portfolio Compliance & Trading Controls Analyst
Artisan Partners
Artisan Partners Limited Partnership is seeking a Portfolio Oversight Analyst within Trade Operations in New York. The analyst will help code client investment guidelines into the OMS, assist with regulatory reporting, proxy voting, and due diligence, and support on-call coverage for global trading desks. The role emphasizes analytical thinking, multi-tasking in a fast-paced environment, and collaboration across trading desks, investment teams, and governance partners. #J-18808-Ljbffr Artisan Partners
$150k - $200k
...groups in Japan. SMFG’s shares trade on the Tokyo, Nagoya, and New... ..., SMBC offers a competitive portfolio of benefits to its employees.... ...The Trading Risk & Control group in Capital Markets is established... ...which includes financial analysts, quants, and traders. Solve...SuggestedWork experience placementWork at officeLocal areaWork from homeWorldwide- Morgan Stanley Investment Management (MSIM) seeks an Associate for the Central Trading & Risk Management team to optimize portfolio construction, manage risk, and develop quantitative tools. This role offers broad exposure to the investment process and collaboration with...Suggested
- Citi is seeking a risk management professional to monitor and design portfolio risk solutions for clients on the New York trading floor. The role emphasizes risk identification, measurement, and reporting within a high‑stakes financial environment. Candidate will analyze...Suggested
$100k - $140k
Morgan Stanley is looking for a Risk Manager for its Electronic Trading Risk team in New York. This role involves managing risk across electronic trading for various asset classes. Ideal candidates will possess a quantitative degree and experience with electronic trading...Suggested- Atlas Search seeks a Risk Analyst to monitor daily risk and perform portfolio analysis across asset classes in a quantitative, tech-driven environment. You... ...management, portfolio teams, and clients to ensure risk controls and timely reporting. Qualified candidates bring 1-4...Suggested
$129.84k - $194.76k
...counterparty credit officer covering a portfolio of alternative asset managers, including... ...transactions — that clearly articulate risk/return trade-offs for senior stakeholders.Assess... ...and ensure best-in-class governance and controls.Monitor portfolio developments, identify...Full timeWork at officeLocal areaRemote work$95k - $115k
...reporting of market risk limits for covered trading desks to ensure compliance with overall risk framework. Focus... ..., and reporting.Maintain strong controls around risk exposures in compliance... ...market commentaries and analysis of portfolio changes for senior management,...Full timeWork at officeLocal areaRemote workWorldwide$112.5k - $147.5k
...encouraged and everyone is a stakeholder.What you’ll be responsible for: Circle is looking for an experienced Senior Analyst, IT Internal Controls & SOX Compliance to join the Internal Controls and Compliance team. Reporting to the Senior Manager, IT Internal Controls, this...Flexible hours- ...Wealth Management) Public Product Control team, which is responsible... ...Controller’s management, the portfolio management team and traders,... ..., Fund Accounting, Legal, Compliance and Investor Relations Principal... ...framework for newly traded securities, new funds and alternative...
- ...to help cover their Securitized Products Trading desks. Sitting at the intersection of... ...Responsibilities: Partner with trading teams to assess portfolio risk exposures, challenge risk‑taking... ...of experience in Market Risk, Product Control, Valuation Risk, or a related trading...
- ...views on real-world events by trading on outcomes across politics,... ...events. The Senior Payment Risk Analyst role exists to own the risk... ...mechanics, and regulatory compliance. Day to day, that means investigating... ...InfoSec. When you identify a control gap, you are expected to...Shift work
$120k - $150k
...individuals worldwide.We are seeking an Associate to join the Central Trading & Risk Management team of a multi-manager, market neutral equity hedge fund. The team partners directly with portfolio managers to optimize portfolio construction, manage risk, develop quantitative...Temporary workWorldwideFlexible hours$100k - $160k
...Investment Banking (“GBM Private”) franchises. SUPERVISORY RISK & CONTROLS The Supervisory Risk & Controls team within Global Banking &... ...groups to implement the program, including bankers, Compliance, Engineering, Legal and others, as relevant Engage with GBM Public...Full timeTemporary workPart timeWork experience placement- ....00 - $171,700.00Target Openings1What Is the Opportunity?Provide the Underwriter with account knowledge as it relates to hazards, controls, and management. They will need to evaluate how a company identifies and manages their inherent risk factors. Additionally they are...Full timeFor contractorsLocal areaLong distanceNight shift
- ...views on real-world events by trading on outcomes across politics,... ...that effort. The Senior Risk Analyst will help to shape the risk management... ...business, including risk and control self assessments, tolerance... ...in risk management, compliance, or audit within financial services...
$110k - $140k
...counterparties, monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support, our work contributes directly to the... ...Skills - Knowledge of financial markets and portfolio risk management. Appropriate financial/...Full timeTemporary workPart time- US Analyst - Credit Analyst - Risk and Permanent Control DEPARTMENT: Risk and Permanent Control | Reports to: Senior Credit Officer US ANALYST PROGRAM The... ...with commercial units. Monitor risk in the assigned portfolio and prepare quarterly reports on sensitive names....Permanent employmentFull timeContract workFixed term contractInternshipVisa sponsorship
$120k - $300k
...stochastic analyses in support of assessing portfolio volatility, evaluating capital adequacy,... ..., training strategies, metrics & controls, and capital allocation are techniques to... ...claims management, and the maintenance of trading relationships with high‑quality reinsurance...Contract workLocal areaFlexible hours- Allianz Commercial is seeking a Portfolio Steering and CAT Risk Analyst for our Marine team, based in the London or New York City office. You will identify... ...to facilitate smarter risk mitigation and underwriting controls across Sub Lines. You will develop and lead CAT...Work at office
$101.36k - $153.2k
We are looking for a Portfolio Steering and Cat Risk Analyst for our Marine team based in the London or New York City office. The specific nature of... ...enabling smarter risk mitigation and stronger underwriting controls. Applying your catastrophe modelling expertise, you...Permanent employmentFull timeWork at officeLocal areaRemote workWorldwideVisa sponsorshipWork visaFlexible hours- TD Securities in New York seeks an Associate in Market Risk Control for US Prime Services to support risk identification, monitoring, and mitigation across Prime Brokerage portfolios. The role emphasizes data-driven analytics, automation, and effective communication of...
- ...collect physical and digital trading cards, sports memorabilia, and... ...globally. The Role The HRIS Analyst provides day-to-day support for... ...Form CC-305 Page 1 of 1 OMB Control Number 1250-0005 Expires 07/3... ...s Office of Federal Contract Compliance Programs (OFCCP) website at...Contract workTemporary workFor contractorsFor subcontractorWork at office
- ...hardgoods; collect physical and digital trading cards, sports memorabilia, and other digital... ...responsibilities include payroll tax compliance, amendments, year-end processing, W-2/W-... ...Form CC-305 Page 1 of 1 OMB Control Number 1250-0005 Expires 07/31/2029 Why...Contract workTemporary workFor contractorsFor subcontractorWork at officeLocal area
- ...Square Garden Entertainment Corp. (MSG Entertainment) is seeking a Senior Analyst, Internal Audit to test and evaluate internal controls over financial reporting in support of SOX 404 compliance. The role reports to the Manager and Senior Director, Internal Audit, and...
$100k - $130k
The Portfolio Management team’s primary focus is to construct, implement and monitor the customized... ...’s investment views while ensuring compliance with each portfolio’s stated objectives... ...and rationales for each. Perform control function to test and document each investment...Temporary workWork at officeFlexible hours- ...will provide more details.Job Summary:Technology Risk Management Control Officer will serve as a Technology Risk SME aligned to... ...unit and enforcing policies & procedures developed to ensure compliance with regulatory obligations. The Control Officer will engage with...Full timeWork at officeLocal areaRemote work1 day per week
$125k - $222.5k
...Position Overview Job Title: Divisional Risk and Control Specialist – Cash Management Corporate Title: Vice President Location... ...for supporting the business with implementation of and compliance with all aspects of the global non-financial risk framework and...Full timeWork at officeWork from home$69k - $85k
...analytical and detail-oriented Credit Portfolio Analyst to support the Risk Identification (ID... ...incorporating stress testing outputs and compliance results Translate complex data and... ...regional frameworks Data, Infrastructure & Controls Support the ownership of end‑to‑end...Work at officeLocal areaWork from home$75k - $95k
...resulting from defaults by our lending and trading counterparties. Position Summary Morgan Stanley is seeking an Analyst for the Risk Capital group, based in New York... ...reporting while maintaining robust processes and controls. This would include design, development and...Full timeTemporary work- ...Manager hire specific to their US Front Office. The hire will take ownership for flagship US trading strategies - the position (front office headcount) sits with high profile US Portfolio Managers / Traders. The remit is to monitor and manage overall portfolio risk, work...
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