Portfolio Compliance & Trading Controls Analyst
Artisan Partners
Artisan Partners Limited Partnership is seeking a Portfolio Oversight Analyst within Trade Operations in New York. The analyst will help code client investment guidelines into the OMS, assist with regulatory reporting, proxy voting, and due diligence, and support on-call coverage for global trading desks. The role emphasizes analytical thinking, multi-tasking in a fast-paced environment, and collaboration across trading desks, investment teams, and governance partners. #J-18808-Ljbffr Artisan Partners
$150k - $200k
...groups in Japan. SMFG’s shares trade on the Tokyo, Nagoya, and New... ..., SMBC offers a competitive portfolio of benefits to its employees.... ...The Trading Risk & Control group in Capital Markets is established... ...which includes financial analysts, quants, and traders. Solve...SuggestedWork experience placementWork at officeLocal areaWork from homeWorldwide$140k - $185k
...compensation (varies by employer) About This Role This Portfolio Risk & Controls Analyst description represents the type of early-career portfolio... ...governance procedures Coordinate with finance, legal, and compliance teams on portfolio oversight matters Perform sensitivity...SuggestedFull timeInternship- Morgan Stanley Investment Management (MSIM) seeks an Associate for the Central Trading & Risk Management team to optimize portfolio construction, manage risk, and develop quantitative tools. This role offers broad exposure to the investment process and collaboration with...Suggested
- A leading financial institution is seeking a Front Office Trading Analyst for a 6-month contract based in New York. The role involves engaging... ...traders, assessing trading workflows, and enhancing risk controls across global trading desks. Candidates should possess strong...SuggestedContract work
- Citi on the Trading Floor in New York seeks a candidate for Counterparty Exposure - Hedge Fund Risk Solutions to optimize portfolio risk and profitability. The role requires risk, finance acumen and the ability to explain complex ideas to clients and management. Responsibilities...Suggested
$95k - $115k
...reporting of market risk limits for covered trading desks to ensure compliance with overall risk framework. Focus... ..., and reporting.Maintain strong controls around risk exposures in compliance... ...market commentaries and analysis of portfolio changes for senior management,...Full timeWork at officeLocal areaRemote workWorldwide$129.84k - $194.76k
...counterparty credit officer covering a portfolio of alternative asset managers, including... ...transactions — that clearly articulate risk/return trade-offs for senior stakeholders.Assess... ...and ensure best-in-class governance and controls.Monitor portfolio developments, identify...Full timeWork at officeLocal areaRemote work$100k - $140k
Morgan Stanley is looking for a Risk Manager for its Electronic Trading Risk team in New York. This role involves managing risk across electronic trading for various asset classes. Ideal candidates will possess a quantitative degree and experience with electronic trading...- ...Investment Management (MSIM) seeks an Associate to join the Central Trading & Risk Management team of a multi-manager, market-neutral equity hedge fund in New York. You will perform factor attribution, portfolio exposure analysis, build Python-based tools, and support risk...
$112.5k - $147.5k
...encouraged and everyone is a stakeholder.What you’ll be responsible for: Circle is looking for an experienced Senior Analyst, IT Internal Controls & SOX Compliance to join the Internal Controls and Compliance team. Reporting to the Senior Manager, IT Internal Controls, this...Flexible hours- Portfolio Credit Risk Management 2nd LOD Lead Analyst Location: Getzville, New York, United States Job Type: Hybrid... ...distribution risk to ensure regulatory compliance. Representing and coordinating... ...reviews of processes and controls, including participation in internal...
- ...views on real-world events by trading on outcomes across politics,... ...events. The Senior Payment Risk Analyst role exists to own the risk... ...mechanics, and regulatory compliance. Day to day, that means investigating... ...InfoSec. When you identify a control gap, you are expected to...Shift work
$176k - $183.5k
...risk assessments, track security maturity metrics and KPIs, and conduct control testing for IT systems supporting financial reporting. This role is key to supporting our audit readiness and compliance initiatives.What You Bring to the Table 3-5 years of experience with...Full timeTemporary workFlexible hours$110k - $140k
...counterparties, monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support, our work contributes directly to the... ...Skills - Knowledge of financial markets and portfolio risk management. Appropriate financial/...Full timeTemporary workPart time$120k - $150k
...individuals worldwide.We are seeking an Associate to join the Central Trading & Risk Management team of a multi-manager, market neutral equity hedge fund. The team partners directly with portfolio managers to optimize portfolio construction, manage risk, develop quantitative...Temporary workWorldwideFlexible hours$120k - $300k
...stochastic analyses in support of assessing portfolio volatility, evaluating capital adequacy,... ..., training strategies, metrics & controls, and capital allocation are techniques to... ...claims management, and the maintenance of trading relationships with high‑quality reinsurance...Contract workLocal areaFlexible hours- DEPARTMENT: Risk and Permanent Control | Reports to: Senior Credit Officer US ANALYST PROGRAM The US Analyst program offers an opportunity for recent college... ...issues with commercial units Monitor risk in assigned portfolio and prepare quarterly reports on sensitive names...Permanent employmentFull timeContract work
- Allianz Commercial is seeking a Portfolio Steering and CAT Risk Analyst for our Marine team, based in the London or New York City office. You will identify... ...to facilitate smarter risk mitigation and underwriting controls across Sub Lines. You will develop and lead CAT...Work at office
$101.36k - $153.2k
We are looking for a Portfolio Steering and Cat Risk Analyst for our Marine team based in the London or New York City office. The specific nature of... ...enabling smarter risk mitigation and stronger underwriting controls. Applying your catastrophe modelling expertise, you...Permanent employmentFull timeWork at officeLocal areaRemote workWorldwideVisa sponsorshipWork visaFlexible hours- Sr. Analyst, Time and Attendance (UKG Dimensions) New York, NY, United... ...collect physical and digital trading cards, sports memorabilia,... ...accurate payroll, labor law compliance, and operational efficiency.... ...Establish system standards and controls to maintain compliance with...Contract workTemporary workFor contractorsFor subcontractorWork at officeLocal areaRemote work
- ...will provide more details.Job Summary:Technology Risk Management Control Officer will serve as a Technology Risk SME aligned to... ...unit and enforcing policies & procedures developed to ensure compliance with regulatory obligations. The Control Officer will engage with...Full timeWork at officeLocal areaRemote work1 day per week
- ...initiatives across financial markets and trading businesses. This role requires strong... ...market risk exposures across trading portfolios. Identify, assess, and escalate... ...Knowledge of market risk governance, controls, and compliance requirements. Experience working in...
- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and... ...risk management program. As an independent control function and part of the firm’s second... ...backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound...Work at office
- ...Business Analyst Role Title: Business Analyst Duration: 6 months... ...Global Structured Products trading desks. You'll provide essential... ...Product & Process Risk & Control Business Performance Management... ...Understand regulatory and compliance requirements as prescribed...Work at officeRemote work2 days per week
$71.6k - $119.3k
.... Supports more experienced analysts and management in data analysis... ...-wide stakeholders. Track portfolio performance, model... ...models. Conduct business in compliance with regulatory guidance including... ...compliance/operational/model risk controls and other second line of...Work experience placementWork at officeRemote work- ...views on real-world events by trading on outcomes across politics, economics... ...for a Senior Data Scientist / Analyst, Risk to find the patterns that... ...and to turn what you find into controls that hold. You'll work closely with product and compliance, sitting between the data and...
- AmTrust Financial Services, Inc. is seeking a Risk Control Consultant II to serve insureds across industries, focusing on workplace safety, loss prevention, and risk management improvements. The role collaborates with underwriting and management to support informed business...Local area
- A major financial institution in New York is seeking a Wealth Management - Risk & Controls Associate. This role involves designing and implementing a risk management framework and supporting ongoing assessments of risks and controls. Ideal candidates will have over 4 years...Full time
- Intellectt Inc. is seeking an IT Risk & Control Senior Analyst or Cybersecurity Risk Analyst for a long-term contract in a hybrid NYC/Jersey City environment. The role focuses on fit-for-purpose IT controls testing, risk analysis, and reporting to leadership and auditors...Long term contract
- ...Manager hire specific to their US Front Office. The hire will take ownership for flagship US trading strategies - the position (front office headcount) sits with high profile US Portfolio Managers / Traders. The remit is to monitor and manage overall portfolio risk, work...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Portfolio Compliance & Trading Controls Analyst. Be the first to apply!
- investment officer New York, NY
- entry level portfolio analyst New York, NY
- investment analyst New York, NY
- investment operations specialist New York, NY
- investment banking summer analyst New York, NY
- senior investment analyst New York, NY
- portfolio analyst New York, NY
- investment analyst part time New York, NY
- investment specialist New York, NY
- chief investment officer New York, NY

