Regulatory Program Lead — Broker-Dealer Compliance
Nuveen
Nuveen is seeking a Regulatory Program Management professional to ensure reliability and effectiveness of controls and processes across the organization, emphasizing adherence to regulatory standards for broker-dealer activities. The role oversees operating routines and procedures that enable sound supervisory practices, collaborating across Distribution, HR, and technology to support advisor compensation and scorecards while driving program design and controls. #J-18808-Ljbffr Nuveen
Vacancy posted 2 days ago
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