Associate Manager, Investigations, Diligence and Compliance - Specialist
$70k - $150kKroll
Associate Manager, Financial InvestigationsKroll's North American Investigations, Diligence and Compliance - Specialist practice is seeking an Associate Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Associate Manager will develop and manage investigations and consulting cases, including client relationships, proposals, consulting and project management, and will have responsibility for quality and case completion and follow-up.This role requires assisting on case strategy and scoping, advising on investigative techniques, identification of evidence, performing information gathering and investigative interviews, performing financial analysis, asset tracing and recovery, evaluating the adequacy and effectiveness of internal controls, performing insider risk compliance assessments, managing projects and resources, documenting carefully the results of analysis and evaluations, and preparing conclusions for clients. This role also requires an imaginative and creative thinker with the ability to work to tight deadlines, often balancing a significant and varied caseload. The candidate must be able to demonstrate excellent judgment, be commercially-focused, and be driven by professional excellence and a commitment to the Kroll brand. A key interest in business strategy, global events and markets, with an awareness of working across different cultural and political environments, is essential due to the range of cases that will be handled across various industry sectors.Day-to-Day Responsibilities:Gain a deep understanding of case and client needs through discussions directly with the client or taking direction from a senior member of the Financial Investigations teamTake an active role on a broad range of complex investigations, forensic accounting, regulatory compliance, internal (client) investigations, insider risk compliance assessments, consulting projects and forensic matters, with the support of Kroll's expert resources.Assist with carrying out information gathering and investigative interviews with a range of stakeholders involved in an investigationConduct and document detailed forensic accounting procedures, with examples including tracing of funds, source?and?use analysis, validating expenses and sources of income to third?party documentation, testing internal controls, and other related investigative procedures.Write well structured, logical and objective reports which present research and analysis in a client-focused manner to address the clients' central questions and concerns.Interface with and present interim findings to clients.Prioritize projects and assignments whilst meeting tight and demanding deadlines.Provide guidance, oversight, and review for Interns and Associates working on client deliverables, ensuring quality, accuracy, and timely completion of assigned tasks.Contribute to the professional development and performance management of team personnel and external resources.Build strong working relationships with colleagues across Kroll's network of offices and various practices.Contribute to the development, management, and expansion of client relationships, including identifying and supporting new business opportunities.Essential Traits:Bachelor's degree and Certified Public Accountant (CPA - US) are both requiredU.S. citizenship is required due to nature of workMust be authorized to work from within the United StatesMust reside in the U.S.Working towards obtaining the certified in financial forensics (CFF) or certified fraud examiner (CFE) designation is preferredMinimum 3 years' investigative and/or audit experience with a recognized professional services or other investigative firmStrong attention to detailExcellent foundational accounting technical skills, with the ability to apply core principles accurately and consistently across complex engagements.Strong verbal and written communication skills in English, with the ability to serve as a client contact, lead client calls, and deliver clear, well?articulated written and oral reports.Ability to analyze large volumes of information and present oral and written summaries in a comprehensive and coherent mannerDemonstrated ability to maintain organized, well?structured, and QC ready files, ensuring consistent documentation standardsAbility to prioritize several projects and assignments on multiple topics while meeting tight deadlinesStrong team, project, and client?management capabilities, with a flexible, collaborative approach and proven experience working effectively with diverse teams.Positive attitude with an inquisitive, solution?oriented mindset, consistently seeking to understand underlying issues and contribute to continuous improvement.Proficient in MS Office, Excel and PowerPointMonitorship experience is preferred, but not requiredITAR experience is preferred, but not requiredInternal and external audit experience is preferred, but not requiredYour recruiter will be happy to walk you through your U.S.-specific benefits, which include:Healthcare Coverage: Comprehensive medical, dental, and vision plans.Time Off and Leave Policies: Generous paid time off (PTO), paid company holidays, generous parental and family leave.Protective Insurances: Life insurance, short- and long-term disability coverage, and accident protection.Compensation and Rewards: Competitive salary structures, performance-based incentives, and merit-based compensation reviews.Retirement Plans: 401(k) plans with company matching.Please note that benefits may vary by region, department and role. We encourage you to speak with your recruiter to learn more about the specific benefits available for your position.About KrollJoin the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients' value? Your journey begins with Kroll.In order to be considered for a position, you must formally apply via careers.kroll.com.We are proud to be an equal opportunity employer and will consider all qualified applicants regardless of gender, gender identity, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, veteran status, age or disability.The salary range for this position is $70,000 – 150,000 USD
$70k - $150k
...Associate Manager, Financial Investigations Kroll's North American Investigations, Diligence and Compliance - Specialist practice is seeking an Associate Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Associate Manager...SuggestedTemporary workInterim roleFlexible hours- Kroll’s North American Investigations, Diligence and Compliance - Specialist practice is seeking an Associate Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Associate Manager will develop and manage investigations and consulting...Suggested
$90k - $200k
...Senior Manager, Financial InvestigationsKroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging... ....Oversee and review the quality of Associates, Associate Managers, and Managers research...SuggestedTemporary work$22 - $25 per hour
...Investigation Diligence & Compliance (Specialist) - Intern Join Kroll's Global Investigation Diligence & Compliance Team and gain hands-on experience... ...candidates who are highly intelligent, have excellent time management, and boundless intellectual curiosity. The right...SuggestedTemporary workInternshipWork at officeLocal areaRemote work$60k - $70k
...Investigation Diligence & Compliance (Specialist) - Associate Kroll’s North American Investigations, Diligence and Compliance - Specialist practice is seeking... ...detail-oriented, organized, have excellent time management skills, and demonstrate clarity in written work product...Suggested- Kroll in the United States is seeking an Associate for the Investigations Diligence and Compliance practice. The role supports internal investigations, financial analysis, and client deliverables, with a focus on quality control and coordination across project teams. Candidates...
$170k - $210k
...OpportunityGalderma seeks an experienced compliance investigator and monitoring specialist to take a leadership role in the... ...and Monitoring program. The Associate Director, Compliance... ...process, documentation, and case management expectations. Design and continuously...Full timeTemporary workWork experience placementWork at officeLocal areaRemote workWorldwide$154.4k - $242.55k
...of programs, while ensuring compliance with applicable regulatory requirements... ....Accountabilities:The Associate Director will be responsible... ...team colleagues, line management, and key stakeholders are apprised... ...regulatory reviewer in due diligence for licensing opportunities....Minimum wageTemporary workLocal areaRemote work- ...University Title IX Coordinator, the Associate Director for Compliance and Title VI Coordinator is... ...Title VI, as well as overall case management of Title IX Hearings, Appellate Panels... ...experience in civil rights compliance, investigations, or related work.At least three years...Work at officeLocal area
$154.4k - $242.55k
...leads the execution of regulatory CMC investigational, registration and/or post-approval strategies... ...of regulatory success and regulatory compliance. Ability to draw from prior experience,... ..., develops, plans, executes and manages regulatory submissions per the GRA CMC...Minimum wageTemporary workLocal areaRemote workWorldwide$150k - $211k
...transformation, and lifecycle management — enabling manufacturing robustness, quality, and compliance across all product... ...Substance manufacturing.Lead investigations for technical deviations, root... ...development and technical due diligence activities as needed.Stay current...Temporary workRemote workWorldwideFlexible hours$75k - $110k
Senior Contracts and Compliance Specialist EverQuote is... ...documentation, and managing the Contract Management... ...Assist with compliance investigations and responses to customer... .... Assist the Associate General Counsel with... ...solutions. Assist with due diligence, including document...Full timeContract workWork at office$98k - $126k
...support enterprise talent initiatives, including performance management, talent reviews, employee development, promotions, and organizational... ...complex situations as appropriate.Assist with workplace investigations and employee relations activities, ensuring fair, consistent,...Work at office- DeWinter Investment Management Partner in Boston is seeking an experienced GRC Analyst to support governance, risk, and compliance within a financial services context. The role focuses on client and operational due diligence, audit support, risk management, policy governance...
$195.42k - $370.53k
...seeking a Director, Private Equity IT M&A -Due Diligence and Value Creation to join our KPMG Strategy practice.Responsibilities:Manage a high-volume pipeline of rapid IT due... ...further information regarding KPMG's compliance with federal, state and local recruitment...H1bLocal area- The Compliance Specialist provides support for projects, manufacturing execution, computer systems... ...document owner where applicable.Lead investigations and provide troubleshooting for... ...QC, Engineering, Validation, Material Management and Project Management.Qualifications...Work at officeWeekend workAfternoon shift
- GLOBAL TRADE COMPLIANCE Why join Aptiv? You'll have the opportunity... ...experienced Corporate Trade Manager - Americas to join its Corporate... ...assessments, audits, investigations, corrective actions, and continuous... ...and assess business impacts associated with changes in customs,...Full timeTemporary work
$152.7k - $267.3k
...The Position The Associate Director, External Innovation... ...role is not of a due diligence owner; detailed... .../IP; Finance; P&O; Compliance; R&D EI Decision Group... ...companies; principal investigators; external scientific... ...partnerships team and assist in managing collaborations,...Work at officeLocal areaFlexible hoursNight shift- ...Job Description - Senior Administrative Investigator (Complliance Officer III) (2600051J)... ...The Senior Administrative Investigator (Compliance Officer III) serves as a MassDOT lead investigator... ..., Internal Audit, Security & Emergency Management, Information Technology, and...Full timePart timeWork experience placementWork at officeShift work
$195.42k - $370.53k
...seeking a Director Insurance IT M&A - Due Diligence, Integration and Separation to join our... ...-driven transformation Establish and manage program governance frameworks,ensuring... ...actuarial,underwriting, claims, finance, and compliance functions Facilitate strategic...H1bLocal area- Mental Health Associate Manager Opportunity At Arbour Hospital - Jamaica Plain, we work diligently and compassionately to provide patients and their families with high‑quality care and service excellence across a continuum of specialized behavioral health services. We...Local areaShift workNight shiftWeekend workAfternoon shift
$63.65k - $90.75k
...maintenance of the hospital’s compliance program. Activities... ..., and assisting with investigations to promote a culture... ...to senior management and relevant committees... ...Reliability, the Compliance Specialist will independently... ...managing resources associated with projects. Collaboration...Work at officeShift work- ...submissions and approvals. The Clinical Regulatory Writing Associate Director is expected to: Independently manage clinical regulatory writing activities across a... ...study reports, clinical study protocols, and investigator brochures and have also led major clinical...
$71.25k - $161.7k
...need them, improve the understanding and management of disease, and give back to our... ...cardiovascular disease. Verve is seeking a Senior Associate, Quality Control Internal Operations to... ...and documentation. Support OOS, OOT, investigations, deviations, change controls and CAPAs...Permanent employmentFull timeH1bWork at officeVisa sponsorshipWork visaFlexible hours$170.9k - $231.3k
OverviewThe Associate Director of Regulatory Affairs Strategy will serve as US Regional Lead... ..., with CROs and with regulatory program managers at HAs.Maintain regulatory files in a... ...processes, including SOPs for regulatory compliance.Provide EU specific regulatory intelligence...Full timeTemporary workLocal areaFlexible hours2 days per week$170.9k - $231.3k
Overview The Associate Director, Regulatory Affairs CMC Development is responsible for developing and implementating global CMC regulatory... ..., along with strong communication, collaboration, and project management skills. This individual will play an important role in...Full timeTemporary workWork at officeLocal areaFlexible hours- ...pipeline of differentiated investigational therapeutic candidates for... ...Director, Regulatory Affairs, the Associate Director, Regulatory... ...project team colleagues, line management, and key stakeholders are... ...of programs while ensuring compliance with applicable regulatory...Temporary workWork at officeLocal areaImmediate start3 days per week
$62k - $103k
## Regulatory Reporting & Compliance SpecialistApplyremote type: Hybridlocations... ...Reporting & Compliance Specialist you'll ensure our business... ...will report to the Senior Manager, Regulatory Reporting and... ...statutory source reports; investigate variances using query-based...Full timeWork at officeLocal areaRelocation package- .... This role is part of the compliance team, contributing to the core... ...requests. Complaints: Manage regulatory complaints, including conducting thorough investigations, gathering all necessary documentation... ...the organization, testing associated controls, and reporting on...
$66.8k - $86.8k
...investment firm in Boston is seeking a Portfolio Compliance Associate to ensure compliance with investment guidelines across managed portfolios. The role requires 1-3 years of... ...include monitoring compliance, investigating issues, and assisting with regulatory filings...
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