Finance Ops Manager: Broker-Dealer Ops & Client Experience
Prospera Financial
A financial services company based in Dallas is looking for an Operations Manager to supervise the Operations Department and ensure compliance with regulatory requirements. The ideal candidate will have at least a college degree and 5+ years of experience in broker-dealer operations, along with strong skills in strategic thinking, organization, and customer service. Responsibilities include managing daily operations, improving client experience, and compliance documentation. #J-18808-Ljbffr Prospera Financial
- ...receive an alert: Mortgage Finance Ops Analyst Areas of Interest: Mortgage... ...and Cavanal Hill Investment Management, Inc. BOKF, NA operates... ...problems, and helping clients navigate important transactions... ...delivering a high-touch client experience. This position offers the...SuggestedLocal area
$89.8k - $170.5k
...world of change, empowering our clients and people to realize their... ...culture and talent experience and our ability to be compelling... ...is looking for a Assurance Manager to join our Capital markets... ...serving, introducing and clearing broker dealer clients of the firm. Our...SuggestedWork experience placementInternshipLocal area$104.9k - $179.5k
...by working closely with operations and finance leaders to surface insights, track performance... ...network design, execution, and customer experience.This role supports the Financial... ...underpins those insights. This includes managing complex financial data systems, maintaining...SuggestedFlexible hours$95.4k - $163.2k
Join our team as a Finance Manager where you will challenge stakeholders, drive business decisions, and lead automation of planning modules... ...- 5+ years of tax, finance or a related analytical field experience- Bachelor's degree in finance, accounting, business, economics...SuggestedFlexible hours$125k - $300k
Morgan Stanley Investment Management (MSIM) is one of the largest global... ...to serve a diverse client base of governments, institutions... ...Wirehouse and Independent Broker-Dealer channels in the South Region... ...Strategy Specialist owns client experience for WSG related products...SuggestedTemporary workWorldwide- ...boutique, limited scope broker-dealer focused on raising... ...broker-dealer leadership experience, deep knowledge of... ...and day-to-day management of the broker-dealer'... ...integrity, professionalism, client service, and... ...degree in Business, Finance, Economics, or a related...Work at officeRelocation
- ...Senior Accountant, U.S. Broker Dealer Regulatory Reporting... ...presence provides our clients an important bridge to... ...banking, credit and risk management products and services relevant to the financing and strategic... ...process Interested? If your experience is closely related but...Flexible hours
- ...seeking a Senior Treasury Analyst to manage daily treasury activities, drive... ...Bachelor's degree in Accounting or Finance, with 4-6 years of experience in a Corporate Treasury environment.... ...focused on innovative solutions for clients. #J-18808-Ljbffr Insurance Administrative...
- ...Support Specialist to keep deadlines and filings on track. You’ll manage a portfolio alongside 2-3 consultants, interact with appraisal... ...tasks from data entry to processing tax bills, and you’ll ensure client data, documents, and notices are organized across drives and #J...
- ...Group, LLC is seeking a Property Tax Operations & Support Specialist in Dallas, TX. You will ensure filings are timely, maintain clean client records, and support a small team of consultants with a focus on organized processes. You will own a portfolio alongside 2-3...
- # Managing Director, Broker-Dealer (U.S)EquitonManaging DirectorReal EstateReal EstateOn-siteLocationDallas, United StatesDate PostedJuly 22, 202... ...offerings**Qualifications**- Strong broker-dealer leadership experience with deep FINRA/SEC regulatory knowledge- Practical...Relocation
- Hilltop Securities Inc. is seeking an Operations Manager, Optimization in Dallas, Texas to lead the implementation of automated workflows... ...regulatory compliance. This role demands strong leadership, experience in financial operations, and the ability to bridge the gap...
- ...Leadership and teams in all functional areas. The role includes processing customer service requests, preparing reports, and maintaining Dealer Bulletins and KDPS data. You will train and onboard new specialists, coordinate cross-functional activities, and support Accounts...
$66k - $95k
The Broker Dealer (BD) Compliance team is responsible for ensuring that the Firm’s policies... ...Need to Have: 1-3 years of BD Compliance experience FINRA Series 7 & 24 required HS... ...compliant onboarding process. Adaptability: Manages high volumes, shifting priorities, and...Full timeWork at officeFlexible hoursShift work$66k - $95k
...as needed What You Need to Have: 1-3 years of BD Compliance experience FINRA Series 7 and 24 registrations required. Knowledge of applicable... ...in a team environment and meet deadlines Ability to manage workloads and support team priorities as needed HS Degree at minimum...Home office- ...career with Goldman Sachs Asset Management (GSAM) is an opportunity to help clients across the globe realize their potential... ...other strategies.Within AWM, the Finance group supports each asset... ...academic background. Argus Enterprise experience required/highly recommendedYardi...
- ...individual to oversee a portion of the Broker's book of business, focusing on renewals... ...ideal candidate will excel at maintaining client relationships and supporting Brokers in... ...Bachelor’s degree and 2 years of industry experience, with a strong emphasis on sales and...
- ...and input mortgage loan applications, discuss loan options with clients, and ensure data accuracy against standards. The role requires... ...maintain smooth workflow. Ideal candidates have 2-5 years of experience, licensing, and either active funding of 2+ loans per month,...
- ...for a Real Estate Associate to manage real estate acquisitions, dispositions, leasing, financing, and development. The ideal candidate... ...least 2 years of transactional experience in a law firm, particularly with real estate investment clients, alongside strong negotiation...
$75k - $150k
...real estate but worried about your lack of experience? Don't be! We are looking for motivated... ...'re showing properties, networking with clients, or closing deals, you'll be part of a... ...Utilize real estate software and CRM tools to manage leads and transactions. Conduct...Local area$66k - $95k
...background reviews, identifying risk factors, and ensuring compliance with firm policies. The role requires 1-3 years of BD Compliance experience, FINRA Series 7 & 24, and a strong understanding of financial regulations. Compensation includes a base salary range of $66,000 -...Full time$125k - $165k
...housing two SEC registered broker-dealers alongside a... ...brokerage and wealth management platform that's designed... ...elevate the investment experience. Here's a closer... ...coordination, and scalable client-service workflows.... ..., Compliance, Legal, Finance, and Technology teams...Full timeContract workWork at officeLocal area- ...field activity into actionable financial insight, driving growth and profitability. Reporting to the Finance Director, you will own the full accounting function, manage forecasting, cash, project costing, revenue recognition, and controls, while collaborating with operations...
$149.5k - $176k
...customer profilesBuild client dossiers ahead of strategic... ...on pricing models with Finance: develop a rigorous... ...toolsNo traditional Sales Ops background required.... ...based on rolePolicies and managers that support work/life... ...on geographic location, work experience, and skills.Work experience placementWork at officeRemote workWork from homeFlexible hours- ...Fund Administration group. This role involves developing client relationships, processing transactions, and ensuring... ...candidate will have a Bachelor's degree and 2 years of relevant experience in accounting or finance. The position emphasizes competitive pay and growth...
- Door Services Corporation in Lewisville, TX is seeking an experienced accounting professional for an onsite role supporting financial and operational accounting activities. The successful candidate will contribute to financial reporting, forecasting, budgeting, month-end...
$600 - $800 per month
...next level: we’re built on accountability, growth, and fun. Client Services play a pivotal role in the life insurance industry. Instead... ...families secure their financial future. No prior insurance experience is required. Key Responsibilities: Contact and consult...Contract work- Asset & Wealth Management, Private, Divisional CFO, Associate - Dallas... ...) is an opportunity to help clients across the globe realize their... ...strategies. Within AWM, the Finance group supports each asset... ...discipline At least 3 years of experience in a similar role Strong understanding...Full timeWork at officeRemote work
- ...It consists of six main asset management businesses, including... ...Goldman Sachs, its employees and clients through a series of investment... ...position will be within the AWM Finance group assisting in both the... ...discipline. At least 3 years of experience in a similar role. Strong...Remote work
$61k - $71k
...role emphasizes generating mortgage business through marketing efforts and delivering exceptional client experiences. Applicants should possess a BA/BS degree in Finance or a related field, plus over three years of mortgage lending experience. The position offers a competitive...
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