Finance Ops Manager: Broker-Dealer Ops & Client Experience
Prospera Financial
A financial services company based in Dallas is looking for an Operations Manager to supervise the Operations Department and ensure compliance with regulatory requirements. The ideal candidate will have at least a college degree and 5+ years of experience in broker-dealer operations, along with strong skills in strategic thinking, organization, and customer service. Responsibilities include managing daily operations, improving client experience, and compliance documentation. #J-18808-Ljbffr Prospera Financial
- ...receive an alert: Mortgage Finance Ops Analyst Areas of Interest: Mortgage... ...and Cavanal Hill Investment Management, Inc. BOKF, NA operates... ...problems, and helping clients navigate important transactions... ...delivering a high-touch client experience. This position offers the...SuggestedLocal area
$89.8k - $170.5k
...world of change, empowering our clients and people to realize their... ...culture and talent experience and our ability to be compelling... ...is looking for a Assurance Manager to join our Capital markets... ...serving, introducing and clearing broker dealer clients of the firm. Our...SuggestedWork experience placementInternshipLocal area- ...- Director, Fiscal Reports & Accounting Ops (260000HK) Job Description Director, Fiscal... .... ESSENTIAL FUNCTIONS Job Duties Manage Financial Reporting and Accounting Operations... ...as assigned. QUALIFICATIONS Education and Experience Required Education Bachelor's Degree in related...SuggestedWork at office
$95.4k - $163.2k
Join our team as a Finance Manager where you will challenge stakeholders, drive business decisions, and lead automation of planning modules... ...- 5+ years of tax, finance or a related analytical field experience- Bachelor's degree in finance, accounting, business, economics...SuggestedFlexible hours$104.9k - $179.5k
...by working closely with operations and finance leaders to surface insights, track performance... ...network design, execution, and customer experience.This role supports the Financial... ...underpins those insights. This includes managing complex financial data systems, maintaining...SuggestedFlexible hours$107.5k - $204.5k
...the strength of more than 100 years of experience and renowned engineering expertise to meet... ...of the MOS Operations & Missions finance team including five financial analysts and... ....Reporting directly to the IEO Business Manager, this role is responsible for ensuring strong...Temporary workWork experience placementWork at officeRemote workRelocation packageFlexible hours- ...Medical Center in Dallas is seeking a Director, Fiscal Reports & Accounting Ops to lead financial reporting and accounting operations. This role requires a Bachelor's degree, 7 years experience with at least 3 in supervision, and CPA or Master’s degree preferred. You will...
- ...boutique, limited scope broker-dealer focused on raising... ...broker-dealer leadership experience, deep knowledge of... ...and day-to-day management of the broker-dealer'... ...integrity, professionalism, client service, and... ...degree in Business, Finance, Economics, or a related...Work at officeRelocation
- ...Senior Accountant, U.S. Broker Dealer Regulatory Reporting... ...presence provides our clients an important bridge to... ...banking, credit and risk management products and services relevant to the financing and strategic... ...process Interested? If your experience is closely related but...Flexible hours
- ...Corporation Group in Dallas is seeking a Mortgage Finance Operations Analyst to support our Warehouse Lending business by coordinating funding requests, managing collateral, and delivering a high-touch client experience. You will interact with mortgage lenders, investors...
- ...seeking a Senior Treasury Analyst to manage daily treasury activities, drive... ...Bachelor's degree in Accounting or Finance, with 4-6 years of experience in a Corporate Treasury environment.... ...focused on innovative solutions for clients. #J-18808-Ljbffr Insurance Administrative...
- ...Futures Operations Manager Futu US Inc. stands at... ...housing two SEC registered broker-dealers alongside a... ...elevate the investment experience. Here's a closer look... ...coordination, and scalable client-service workflows.... ...Trading, Compliance, Legal, Finance, and Technology teams...
- ...Group, LLC is seeking a Property Tax Operations & Support Specialist in Dallas, TX. You will ensure filings are timely, maintain clean client records, and support a small team of consultants with a focus on organized processes. You will own a portfolio alongside 2-3...
- # Managing Director, Broker-Dealer (U.S)EquitonManaging DirectorReal EstateReal EstateOn-siteLocationDallas, United StatesDate PostedJuly 22, 202... ...offerings**Qualifications**- Strong broker-dealer leadership experience with deep FINRA/SEC regulatory knowledge- Practical...Relocation
- Hilltop Securities Inc. is seeking an Operations Manager, Optimization in Dallas, Texas to lead the implementation of automated workflows... ...regulatory compliance. This role demands strong leadership, experience in financial operations, and the ability to bridge the gap...
$155.6k - $306.8k
...Transactions team helps guide clients through their most... ...Integration & Divestiture (I&D), Finance & Operations (Fin & Ops) team helps clients plan... ...efforts to help clients manage risk and achieve transaction... ...and/or industry experience; or Master of Business Administration...Local area- ...Leadership and teams in all functional areas. The role includes processing customer service requests, preparing reports, and maintaining Dealer Bulletins and KDPS data. You will train and onboard new specialists, coordinate cross-functional activities, and support Accounts...
- Yahoo is seeking a Global Opex Finance Manager in Richardson, TX, with hybrid options. You will own global operating expense planning, including personnel costs, T&E, and DST, partnering with leaders to drive informed decisions across a fast-moving, global organization....
- Armanino is seeking interns to gain hands-on tax experience across corporate, partnership, trust, and individual returns, drafting, estimates... .... You will work with seasoned professionals and contribute to client engagements while learning on the job. You will stay up-to-date...Internship
- ...individual to oversee a portion of the Broker's book of business, focusing on renewals... ...ideal candidate will excel at maintaining client relationships and supporting Brokers in... ...Bachelor’s degree and 2 years of industry experience, with a strong emphasis on sales and...
- ...career with Goldman Sachs Asset Management (GSAM) is an opportunity to help clients across the globe realize their potential... ...other strategies.Within AWM, the Finance group supports each asset... ...academic background. Argus Enterprise experience required/highly recommendedYardi...
- Our client, a premier national law firm in Dallas, seeks a Transactional Real Estate Associate with 2-4 years of experience to join its Real Estate Practice Group. The role focuses on sophisticated... ...acquisitions, dispositions, financing, and leasing, with direct client interaction...
- ...for a Real Estate Associate to manage real estate acquisitions, dispositions, leasing, financing, and development. The ideal candidate... ...least 2 years of transactional experience in a law firm, particularly with real estate investment clients, alongside strong negotiation...
- ...and input mortgage loan applications, discuss loan options with clients, and ensure data accuracy against standards. The role requires... ...maintain smooth workflow. Ideal candidates have 2-5 years of experience, licensing, and either active funding of 2+ loans per month,...
$75k - $150k
...real estate but worried about your lack of experience? Don't be! We are looking for motivated... ...'re showing properties, networking with clients, or closing deals, you'll be part of a... ...Utilize real estate software and CRM tools to manage leads and transactions. Conduct...Local areaRelocationFlexible hours$125k - $165k
...housing two SEC registered broker-dealers alongside a... ...brokerage and wealth management platform that's designed... ...elevate the investment experience. Here's a closer... ..., and scalable client-service workflows.... ..., Compliance, Legal, Finance, and Technology teams...Contract workWork at officeLocal area$92.16k - $128k
...challenges and deliver more impact together.Role description:The Finance Manager/Client Portfolio Controller North America is accountable for... ...with IFRS ownership retained by Accounting).Qualifications & Experience:Extensive leadership experience in finance within the...Full timePart time$61k - $71k
...role emphasizes generating mortgage business through marketing efforts and delivering exceptional client experiences. Applicants should possess a BA/BS degree in Finance or a related field, plus over three years of mortgage lending experience. The position offers a competitive...- Equiton seeks a Vice President, U.S. Broker-Dealer Operations to lead the launch, regulatory oversight, and growth of its U.S. broker-dealer. The role reports to executive leadership and requires deep FINRA/SEC regulatory knowledge and capital-raising expertise. The candidate...
- ...will play a key role in growing TurboTax’s client base within the local community,... ...\n Deliver a Best in Class Customer Experience \n \n Create an exceptional customer... ...fast-paced environment independently while managing multiple priorities. \n Proficient with...Local area
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