Senior Compliance Analyst - AML Compliance

Overview Neuberger is seeking an anti‑money laundering (AML) analyst in its legal and compliance department to conduct enhanced due diligence, review alerts, prepare SARs, and manage client risk profiles. This role will collaborate cross‑functionally with operations, legal, and front office teams to ensure consistent application of AML policies and seamless execution of compliance workflows. Key Responsibilities Conduct enhanced due diligence (EDD) investigations on high‑risk customers, transactions, and counterparties. Review and analyze alerts generated by screening systems, including WorldCheck, Clear, and LexisNexis. Prepare Suspicious Activity Reports (SARs). Conduct searches across applicable customer, account, and transaction records for FinCEN 314a lists. Review and approve subscription documents for private fund investors. Maintain accurate and complete client risk profiles in the firm’s CRM/KYC system. Field and respond to AML‑related inquiries from internal stakeholders, business units, and external parties. Serve as a subject‑matter expert and trusted resource for the AML team, providing guidance on complex cases, risk escalations, and regulatory interpretation. Conduct weekly adverse media screening of incoming hires by maintaining and refreshing the employee screening list, escalating any negative findings. Collaborate with the IT team to assess and refine screening system configurations, optimize rule sets and alert thresholds to reduce false positives and strengthen detection capabilities. Qualifications 5+ years’ experience in AML or related fields. Bachelor’s degree required. Knowledge of and experience applying U.S. customer due diligence rules, including the Bank Secrecy Act. ACAMS certification preferred. Ability to work with business and operations teams to ensure requirements are fully understood and met. Detail‑oriented, organized, and able to manage in a high‑paced environment. Application Requirements Applicants must be authorized and have the right to work in the country where the role is located without the need for current or future sponsorship. Compensation Details The salary range for this role is $115,000‑$135,000. The range may be modified in the future. This job is also eligible for a discretionary bonus. In addition to base salary, retirement contributions, and other benefits, the firm offers paid time off, medical/dental/vision insurance, retirement, life insurance, and other benefits to eligible employees. Equal Opportunity Employer Neuberger is an equal‑opportunity employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact View email address on click.appcast.io. Notes LI-MB1 LI-Hybrid #J-18808-Ljbffr LGBT Great