US Trading Controls Analyst - Regulatory & Controls
Nomura America Securities LLC
Nomura is seeking an Operations Trading Controls Associate in New York, NY. The role focuses on US regulatory controls and booking structure frameworks, reporting to the Global Head of Trading Controls, with partnership across regions. The position requires strong regulatory knowledge, risk management and the ability to lead cross-functional teams in a fast-paced environment. It offers a comprehensive benefits package and career growth within Nomura's Global Trading Controls team. #J-18808-Ljbffr Nomura
$27 - $35.75 per hour
...more at ). Job Summary The Risk and Controls Specialist supports enterprise audit... ...audits, SOC audits, client requests, and regulatory reviews Track audit deliverables, documentation... ...working with happy, enthusiastic over-achievers, you'll enjoy your career with us!...RegulatoryHourly payLocal areaRemote workFlexible hours$25 - $36.92 per hour
...grow, and make an impact. Join us! Job Description: This job is... ..., settlement, and trade and transfer support, and providing... ...reasons for each step, the process controls, the risks within the process... ...ensuringaccuracy, completeness and regulatory compliance, while providing...RegulatoryHourly payWork experience placementWork at officeWork from homeFlexible hoursShift workDay shift$110k - $170k
Trade Control / Back Office - Senior Business Analyst Talan is an international group that supports its clients in their... ...transformation program within a US-based energy trading company headquartered... ...Office & post-trade operations Regulatory, accounting, and exchange-related...RegulatoryH1bVisa sponsorshipWork visa- Quality Control Analyst (Private Banking) Office: Barcelona Remote: Poland · Portugal · Spain People... ...from our offices and remotely, to help us achieve our mission. And we're looking... ...review interactions and flag potential regulatory concerns, using sharp attention to detail...RegulatoryWork at officeRemote work
- Governance and Controls Senior Lead Analyst - End User Computing, Senior Vice President Location(s) City... ...more than just a job. A career with us means joining a team of approximately... ...of evolving governance, controls and regulatory requirements relating to technology tools...RegulatoryFull time
- ...Brothers Capital, LLC, a self-clearing broker-dealer in US equities, headquartered in New York, seeks a Deputy... ...accounting under the CFO, ensure timely financial reporting, regulatory compliance and strong internal controls. Key duties include payroll administration, monthly...RegulatoryRemote job
$75k - $100k
Controllers | Analyst | New York / New Jersey NY, United States and 1 more Job Description The Controllers... ...to managing the firm's financial and regulatory obligations, ensuring accurate... ...and accuracy of financial reporting for trading desks and investment products. This...RegulatoryFull timeWork experience placementLocal area- ...Associate in Payments External Reporting to produce and coordinate regulatory reporting for Global Payments. You will gain exposure to teams and products across the firm, helping shape robust controls and support new business initiatives. You will collaborate with Payments...Regulatory
$180k - $220k
...group, as they seek to hire a Financial Controller to join their Finance team in New York.... ...responsible for leading financial control and regulatory reporting, safeguarding capital strength... ...regulatory and management reporting for US Global Markets, supporting transparency...RegulatoryLocal area- Bloomberg Finance seeks an ESG Controllership Analyst to provide oversight of ESG disclosures and internal controls, partnering with sustainability teams and finance... ...external reporting. You will help evolve regulatory requirements, draft policies, and verify data quality...Regulatory
$125k - $222.5k
...Overview Job Title: Divisional Risk and Control Specialist – Cash Management Corporate... ...of internal/external audits and with regulatory enquiries (analysis e.g. of processes and... ...Audit Knowledge and understanding of US and global financial sector regulation in...RegulatoryFull timeWork at officeWork from home- About the program Our Summer Analyst Program is a nine to ten week summer internship for students pursuing a bachelors... ...to additional opportunities About the division Controllers manages the firm’s financial and regulatory obligations in accordance with rules and...RegulatoryFull timeTemporary workSummer workSummer internshipWork at officeWorldwide
$71k - $87k
...organization. If you’re ready to help us achieve our vision of being the world’s most... ...Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders... ...screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National...RegulatoryFull timeWork experience placementWork at officeLocal areaRemote workOverseas$115k - $200k
...ResponsibilitiesThe Treasury Product Control team seeks an... ...with business analysts, project managers, and... ...planningCollaborate on FTP with trading desksAssist Financial... ...well as local laws and regulatory obligations. Roles in... ...services to clients in the US, Canada, and Latin...RegulatoryFull timeWork at officeLocal areaRemote workWorldwide$275k - $295k
...views on real-world events by trading on outcomes across politics,... ...scale. Reporting directly to the Controller, the Assistant Controller is... ...with real complexity, real regulatory exposure, and real... ...that lasts. That means owning US GAAP reporting across multiple...Regulatory$163.6k - $245.4k
...Management, ProfessionalCompany: CitiE-Trading Risk and Controls (ETRC) is a First-Line risk team which... ..., and Market Access Rule for the US Project management of key markets-wide... ...remediation of corrective actions arising from Regulatory and Internal Audit findings. Design,...RegulatoryFull timeWork experience placement2 days per week1 day per week- The Credit Trading & Syndicate and Public Finance businesses within... ...of clients globally. Product Control function is primarily responsible... ...out new developments in the regulatory space, such as GSIB, FRTB, Basel... ...throughout the world entrust us with their business in more than...RegulatoryVisa sponsorship
$49.56k - $92.04k
...Join us on a journey of endless possibilities At Strada... ...Learn more at Senior Analyst, Payroll Tax Filing | Position... ...payments in accordance with regulatory requirements. Research and... ...implement corrective actions and controls. Escalate critical issues...RegulatoryWork experience placementWork at officeLocal areaWorldwideVisa sponsorship$100k
...US Analyst – Global Markets Crédit Agricole CIB | New York, NY About the... ...Finance & Delta One FX Non-Linear Trading – FX Options FX – Emerging... ...senior traders Compliance & Controls Comply with all legal, regulatory, and internal requirements including...RegulatoryFull timeInternshipWork at office- ...Join JPMorgan's Business Control Management team, where you will help provide oversight... ...trusted control advisor to our Front Office Trading and Banking teams, where you’ll be... ...robust controls are established to mitigate regulatory and operational risk, while adhering to...RegulatoryWork at officeVisa sponsorship
- ...investment platform and electronic trading marketplace is bringing... ...level Manager to lead the firm's Control Room function within the... ...to the Chief Compliance and Regulatory Officer (CCRO). Key Responsibilities... ...and develop the Control Room Analyst/Associate direct report;...RegulatoryFull time
$125k - $200k
...on real-world events by trading on outcomes across... ...effort. The Senior Risk Analyst will help to shape the... ...regulators and partners take us. If you want to see the... ..., including risk and control self assessments, tolerance... ...business grows and regulatory requirements evolve.Partner...Regulatory$115k - $145k
...Posting Title: Manager, Product Control CommoditiesJob Description:The... ...guardian of the TDS sales and trading activities.Ensure overall... ...issues, trends, and evolving regulatory requirements and assess potential... ...institutional clients who choose us for our innovation, execution,...RegulatoryFull timeLocal areaWork from homeFlexible hours$75k - $80k
...and an award winning all-to-all trading platform. Founded in London in... ...Support staff serve in a control function while simultaneously... ...standards, TPICAP protocols, and regulatory oversight. This specific position... ...is what truly matters to us. Company Statement We know that...RegulatoryWork at office$100k - $160k
...Investment Banking (“GBM Private”) franchises. SUPERVISORY RISK & CONTROLS The Supervisory Risk & Controls team within Global Banking &... ...generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here...Full timeTemporary workPart timeWork experience placement- ...localization solutions that support clinical trials, pharmacovigilance, regulatory affairs, labeling, and global commercialization. Our approach... .... Key Responsibilities Perform Non-Linguistic Quality Control of translations intoEnglish for pharmacovigilance, regulatory,...RegulatoryFreelance
$150k - $185k
...have an equal opportunity to control their own financial future. Our... ...everything we do. From low-fee trading and robust market data to... ...compliance with U.S. GAAP and other regulatory reporting requirements. This... ...people is a top priority for us, which is why we have a comprehensive...RegulatoryTemporary workWork at officeWorldwideMonday to Friday$170k - $220k
...Dealer with Specialization in Proprietary Trading in US Equities Markets, headquartered in New... ...Actively ensuring the firm is in regulatory compliance with net capital requirements... ...processes and systems to ensure optimal controls for the company Oversee the monthly...RegulatoryWork from home$175k - $200k
...Title: Head of Fixed Income Operations & Trade Lifecycle Controls Office Status: Hybrid – New York, NY... ...a key control owner across the firm's regulatory compliance and SOX framework. With a... ...deep product knowledge across US Treasuries, Credit, and Repo with strong...RegulatoryFull timeWork at office- ...experts—always supporting each other to do our best work. Join us, and let’s improve lives together. **This position can be performed... ..., Arizona area** Essential Functions: Completes on-site risk control surveys of moderately sophisticated current and prospective...Temporary workWork at officeRemote work
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