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Deputy Chief Compliance Officer & Associate General Counsel

Cardea Group

Deputy Chief Compliance Officer & Associate General Counsel New York, NY Job Reference #3599635 Potential progression into the Chief Compliance Officer function Broad legal and compliance scope across hedge fund and private equity strategies Opportunity to help build AI governance and compliance infrastructure Lean, collaborative culture with minimal bureaucracy in a highly visible, senior leadership role Responsibilities Partner closely with the CCO and senior management on all aspects of the firm’s compliance and regulatory framework Assist in preparing the firm for future SEC examinations and ongoing regulatory readiness Lead and enhance the firm’s compliance program across multiple investment strategies and products Advise on the implementation and governance of AI and emerging technology tools across the organization, including helping to develop thoughtful and secure firm-wide AI usage policies and frameworks Support the integration of new investment products and private markets strategies into the firm’s existing compliance infrastructure Provide legal and regulatory support on fund-related matters, including fund formation, investor onboarding, side letters, and broader business initiatives Work cross-functionally with operations, investor relations, finance, HR, and investment teams on strategic and day-to-day matters Help foster a proactive, solutions-oriented compliance culture within a fast-paced investment environment Take ownership of projects and operate with a high degree of autonomy in a lean organizational structure Qualifications The firm is open to a range of profiles but is particularly interested in candidates with a blend of legal, regulatory, and in-house compliance experience within the alternative investment management industry – ideal profile is big law + in-house experience Experience supporting multi-strategy or complex investment platforms Familiarity with private markets products and related regulatory considerations Demonstrate intellectual curiosity and a willingness to learn the business deeply Enjoy operating in a non-siloed environment where responsibilities span multiple functions Entrepreneurial, adaptable, and willing to “roll up their sleeves” #J-18808-Ljbffr

Vacancy posted 17 hours ago
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