Manager of PCG Supervision

Private Client Group Supervision Manager

Janney is an award-winning full-service financial services firm committed to understanding our clients' needs and providing advice beyond investments. We are equally committed to building a diverse workforce and inclusive culture where employees can use their talents to thrive and grow professionally with the firm.

The Private Client Group (PCG) Supervision Manager leads Janney's PCG Supervision Team. The Team is responsible for the supervision of sales activities across PCG and works in close partnership with local branch leadership. The PCG Supervision Manager drives effective cross-functional collaboration with stakeholders across the firm, including Compliance, Legal, Operations, and Technology.

What you are good at:

• Management Ensuring the team is strategically aligned to successfully achieve all objectives.
• Initiative Proactively identifying opportunities to enhance business processes.
• Cross-Functional Collaboration Collaborating with stakeholders across the firm in a way that fosters trust, clear and timely communication, and highly effective partnerships.

Responsibilities:

• Ensure team members have a clear understanding of team-wide objectives, and their individual roles and responsibilities.
• Foster a collaborative environment that supports professional growth and ongoing engagement in process improvements.
• Partner with local branch management and Compliance to ensure all branches remain aligned with Janney policies and industry rules/regulations.
• Serve as a highly engaged subject matter expert on strategic projects related to Supervision.
• Maintain extensive knowledge of Janney products and services, forms, and systems.
• Oversee the team's daily supervision activities, including review/approval of:
• Operational requests such as new accounts, asset movements, account transfers, trade error correction requests, margin requests, option agreements, marketing materials, annuity and insurance purchases/exchanges.
• Incoming/outgoing electronic communications.
• Daily trade review and ongoing review of recurring exception reports.

What you have:

• High School diploma; bachelor's degree preferred
• 10 years of supervisory experience
• Required Licenses: Series 7, 63 and 65 (or 66), 9, 10, Insurance License
• Series 31 within 3 months of hire
• Excellent customer service skills
• Computer skills in Word, Excel, and PowerPoint
• Able to work effectively in a fast paced, deadline-oriented environment.
• Strong attention to detail
• Able to work effectively as part of a team

Why work for us:

Benefits: Janney believes that its employees are the key to what makes a great company. Although work makes up a large portion of an employee's life, we believe that a balance between work and non-work activities is essential to maintain quality performance and a positive work atmosphere. We offer a competitive package including Paid Parental Leave, employee ownership, generous Paid Time Off, eligibility for a $2,000 referral bonus and Professional Development Assistance Plan designed to help you make the most of your life at work and at hometoday and in the future. Explore further.

Janney is an award-winning full-service financial services firm committed to understanding our clients' needs and providing advice beyond investments. We are equally committed to building a diverse workforce and inclusive culture where employees can use their talents to thrive and grow professionally with the firm. Fostering a positive workplace experience remains a top priority. People are our strongest asset. We recognize that when our team members thrive, our firm is more successful.

Janney is an equal opportunity employer and makes employment decisions on the basis of merit and business needs.

Janney Montgomery Scott LLC