Team Leader - Compliance Service

Opportunity OverviewAre you a compliance leader who thrives on navigating complex challenges, building alignment across stakeholders, and transforming regulatory risk management into a strategic advantage? The Team Leader is responsible for identifying and implementing strategies intended to mitigate the firm's regulatory and financial risks. The position will represent the Compliance Department and Edward Jones at industry and regulatory events. Primary areas of responsibility include the assessment and ongoing oversight of firm Conflicts of Interest and leadership of the Registration team. What You'll Do:Lead a team responsible to provide the firm with guidance and understanding of firm's compliance policies while supporting complex, cross-functional strategic initiatives, enterprise-wide programs, and transformation efforts that advance organizational priorities and business objectives. Conduct quantitative and qualitative analyses, research, benchmarking, and environmental scanning to evaluate business challenges and inform strategic recommendations. Develop insights, options, business cases, and actionable recommendations that support executive decision-making and enterprise alignment. Synthesize information across multiple initiatives to identify risks, dependencies, opportunities, and potential impacts on enterprise priorities and desired outcomes. Create executive-ready presentations, reports, and communications that translate complex information into clear, concise insights for senior leaders. Partner closely with Strategy & Execution leaders, program teams, and business stakeholders to assess progress against strategic objectives and drive successful outcomes. Facilitate strategic planning sessions, portfolio reviews, governance forums, and stakeholder discussions to build alignment, solve problems, and advance key initiatives. Influence outcomes through strong relationship-building, collaboration, and consultative engagement, while navigating ambiguity, balancing competing priorities, and supporting the realization of intended business benefits. Position RequirementsWhat Experience You'll Need:Bachelor's degree required or equivalent experienceSeries 7 & 66 (or equivalent) required Series 9 & 10 and Series 24 required within 12 monthsMinimum of 5 years of experience in financial services is required Minimum of 1 year in people or project leadership role or increased levels of responsibilities requiredThis position requires broad product knowledge as well as knowledge of both industry regulations and firm policies and processesWhat Experience Could Set You Apart:Graduate level degree and/or industry certification(s) is preferred "Candidates that live within a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office four days per week."Company DescriptionJoin a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 9 million clients and 20,000 financial advisors across the U.S. and Canada, we’re proud to be privately-owned, placing the focus on our clients rather than shareholder returns.Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging. People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career. View our Purpose, Inclusion and Citizenship Report.¹Fortune 500, published June 2024, data as of December 2023. Compensation provided for using, not obtaining, the rating.Awards and AccoladesAt Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received.Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward JonesCheck out our Canadian awards and accolades: Insights & Information Blog Postings about Edward JonesPosition ScheduleFull-Time Posting LocationArizona, Tempe, Missouri, St. LouisExternal Flexible Work Option(s)HybridPosition TypeHome Office EEO StatementEdward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.RecruiterMelissa CornwellSalary InformationEdward Jones' compensation and benefits package includes medical and prescription drug, dental, vision, voluntary benefits (such as accident, hospital indemnity, and critical illness), short- and long-term disability, basic life, and basic AD&D coverage. Short- and long-term disability, basic life, and basic AD&D coverage are provided at no cost to associates. Edward Jones offers a 401k retirement plan, and tax-advantaged accounts: health savings account, and flexible spending account. Edward Jones observes ten paid holidays and provides 15 days of vacation for new associates beginning on January 1 of each year, as well as sick time, personal days, and a paid day for volunteerism. Associates may be eligible for bonuses and profit sharing. All associates are eligible for the firm's Employee Assistance Program. For more information on the Benefits available to Edward Jones associates, please visit our benefits page.CountryUnited States Search Headquarters Positions by Area of InterestRegulatory and Compliance Req ID: 117073BR