Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Regulatory Compliance Analyst - Financial Markets

$70k - $75k

UNAVAILABLE

We are seeking a Compliance Analyst based in Chicago, Illinois to ensure that regulatory obligations are met by internal and external business partners. The role involves reviewing trade and account transfer requests for compliance with regulations. Qualified candidates will have experience in compliance, excellent analytical skills, and must hold a Bachelor's Degree in a financial discipline. The position offers a salary range of $70,000 - $75,000 and requires a minimum of 4 days per week in the office. #J-18808-Ljbffr UNAVAILABLE

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Regulatory Compliance Analyst - Financial Markets in Chicago, IL vacancy
  •  ...leading renewable energy company in Chicago is seeking a Regulatory and Commercial Operations Analyst. The successful candidate will support business development and marketing units with a focus on regulatory compliance and quantitative analysis. Responsibilities include... 
    Suggested
    Contract work

    Amp Americas

    Chicago, IL
    3 days ago
  • $65k - $70k

    StoneX Group Inc. is seeking a Compliance Analyst II in Chicago to support their compliance programs for employees and Introducing Brokers. This role involves managing regulatory requirements, conducting audits, and ensuring accurate registration and monitoring. Candidates... 
    Suggested
    Work at office

    StoneX Group Inc.

    Chicago, IL
    1 day ago
  •  ...fuel production, operations, and marketing to deliver comprehensive, turn‑key...  ...water quality. Position Summary The Regulatory and Commercial Operations Analyst will be an integral part of Amp’s...  ..., which includes regulatory and compliance tasks. The job will focus on quantitative... 
    Suggested
    Contract work
    Casual work
    Work at office
    Local area
    Flexible hours
    3 days per week

    Amp Americas

    Chicago, IL
    2 days ago
  •  ...engineering, or related. 7+ years of market risk experience,...  ...banking industry (CAT I-III Financial Institution). Excellent written...  ..., Earnings at Risk). Ensure compliance with Structural Market Risk...  ...internal/external audits and regulatory reviews. Strategic Advisory... 
    Suggested

    Insight Global

    Chicago, IL
    3 days ago
  • $90k - $115k

     ...day posting window. Job Description Position Overview: As an Analyst, Finance and Capital Markets, you will support creating and updating complex financial models, transaction closings/fundings, and compliance with covenants in finance documents. You will work closely... 
    Suggested

    Invenergy LLC

    Chicago, IL
    2 days ago
  • $113.1k - $133.7k

     ...the Team / Role Reporting to the Director, Corporate Compliance, the Regulatory Compliance Analyst 4 will assist with the coordination and integration of...  ...their role and applicable plan. WEX's comprehensive and market competitive benefits are designed to support your... 
    Flexible hours

    WEX

    Chicago, IL
    3 days ago
  • PEAK6 in Chicago is looking for a detail-oriented Regulatory Reporting Analyst to maintain regulatory compliance and manage reporting tasks. You will collaborate with teams across Billing, Accounting, and Compliance, ensuring accuracy in filings. This role requires a Bachelor... 
    Flexible hours

    PEAK6

    Chicago, IL
    1 day ago
  • Analyst, IP Dispute Resolution (Financial Expert Practice) - Entry Level & Experienced Candidates...  ...Performing in‑depth market and competitive research...  ...investigations; regulatory and reporting obligations...  ...enterprise and regulatory compliance risk. Ocean Tomo assists... 
    Full time
    Work at office

    Ocean Tomo, a part of J.S. Held

    Chicago, IL
    3 days ago
  •  ...risk assessments. Ideal candidates will have over 7 years of senior experience in risk management, particularly within derivatives markets. Applicants should demonstrate proficiency in CFTC regulations and possess a robust understanding of technology risk and operational... 

    Smarkets

    Chicago, IL
    1 day ago
  • $70k - $95k

    We are seeking an experienced Regulatory Compliance Professional to join our Compliance Team!! The Senior Regulatory Compliance Analyst is a compliance professional with a vast experience...  ...assistance on regulatory filings and market conduct examinations, and partnering... 
    Work experience placement
    Work at office
    Shift work

    Preferred Risk Insurance

    Bedford Park, IL
    2 days ago
  • $110k - $125k

     ...Description Reporting directly to Ironwood's Chief Compliance Officer, lead and manage Ironwood’s marketing compliance obligations, as well as assist in the...  ...Assist in the coordination of the firm and funds’ regulatory filings Assist in the updates to the funds’ investment... 

    Ironwood Capital Management

    Chicago, IL
    2 days ago
  • $57.46k - $71.82k

     ...automate, and facilitate access to financial markets for all. Our robust suite of fintech...  ...a detail-oriented and analytical Regulatory Reporting Analyst to join our dynamic team. This role...  ...maintaining the firm's regulatory compliance by managing complex reporting tasks... 
    Work at office
    Work from home

    Apex Fintech Solutions LLC

    Chicago, IL
    5 days ago
  • # Private Markets Risk ManagerAksiaManagerPrivate EquityFull-timeLocationChicago, United StatesDate PostedJune 10, 2026Stay ahead of the...  ...and collecting, extracting, validating, and storing borrower financial information. This person will oversee risk monitoring and the capture... 
    Remote work

    InforCapital, partnership

    Chicago, IL
    2 days ago
  • $65k - $75k

    Inspira Financial in Oak Brook is seeking a Compliance Analyst to support compliance with regulatory laws and internal policies. The role involves managing requests, conducting investigations, and developing compliance programs. Ideal candidates will have a Bachelor’s... 

    Inspira Financial

    Oak Brook, IL
    1 day ago
  •  ...the large scale non-public data the firm maintains on private markets. This will include leading two existing teams: Data Team - For...  ...the collection, extraction, validation, and storage of borrower financial information. This person will oversee risk monitoring and our capture... 
    Work at office

    Aksia

    Chicago, IL
    2 days ago
  • $217.55k - $382.33k

     ...community investment activities. We are a bank for banks and other financial institutions, focused on strategic partnership and reinvestment...  ...our communities both urban and rural. Responsibilities Manage market risk, including liquidity and income‑at‑risk oversight. Design... 
    Remote work

    Federal Home Loan Bank of Chicago

    Chicago, IL
    4 days ago
  •  ...Atlantic Advisers LLC, based in Chicago, is seeking a Compliance Analyst to join their team. The ideal candidate will have up to three years of experience in financial services, supporting compliance operations and regulatory adherence. This role involves assisting in... 
    Work at office

    Chicago Atlantic Advisers LLC

    Chicago, IL
    2 days ago
  • $100 per hour

     ...Banking backgrounds for a remote, highly flexible role. You will guide how AI systems learn about complex financial transactions and influence AI-driven capital markets analysis. The position requires 2+ years of IB experience and offers a consulting rate of $100/hr. This... 
    Remote job
    Flexible hours

    Turing

    Chicago, IL
    1 day ago
  • $78.5k - $100k

    Hyatt Hotels Corporation is looking for a Senior Analyst to join the Capital Markets team in Chicago. The successful candidate will support capital markets activities, monitor financial compliance, and enhance financial models. Candidates should possess 2-4 years of experience... 
    Flexible hours

    Hyatt

    Chicago, IL
    1 day ago
  • Invenergy, LLC is seeking an Analyst for Finance and Capital Markets based in Chicago or New York City. You will support project finance transactions...  ...wind, solar, and battery storage technologies by managing financial models and collaborating with internal and external... 

    Invenergy, LLC

    Chicago, IL
    5 days ago
  • $88k - $107k

     ...Green Street, Suite 600A, Chicago, IL 60607, USA Partners with Marketing and cross-functional teams to deliver P&L recommendations,...  ...that support business strategy Produce monthly and quarterly financial packages for Marketing leadership and provide insightful analysis... 

    Mike’s Hard Lemonade Co.

    Chicago, IL
    3 days ago
  • $63k - $96k

    KeyBank is seeking a Treasury Analyst to support liquidity stress testing and monitor regulatory compliance. This role involves conducting analyses, preparing liquidity metrics...  ...ranges from $63,000 to $96,000, reflecting market factors and individual qualifications. #J-188... 

    KeyBank

    Chicago, IL
    4 days ago
  • $95k

     ...well as internal equity and alignment with market data. Estimated annual base pay: $95,000...  ...Responsibilities Creates and updates IT compliance and product security policies to align...  .... Identifies product roadmap and regulatory challenges. Performs audits of IT systems... 
    Permanent employment
    Temporary work
    Local area
    Flexible hours

    Woodward HRT/MPC

    Niles, IL
    3 days ago
  • $78.5k - $100k

    Hyatt Group in Chicago is seeking a Senior Analyst to join their Capital Markets team. This role involves supporting the execution of capital markets...  ...debt issuances, and optimizing liquidity through financial modeling. Ideal candidates will have 2-4 years in corporate... 
    Flexible hours

    Hyatt Group

    Chicago, IL
    1 day ago
  • $65k - $75k

     ...cannabis industry with a focus on regulatory compliance, product consistency, and...  ...and precision in each new market we move in to. JOB SUMMARY...  ...Labs is seeking a Treasury Analyst to join our corporate...  ...pivot tables, VLOOKUP, basic financial modeling) Excellent verbal... 
    Permanent employment
    Full time
    Part time
    Internship
    Local area

    Renew Cannabis Co.

    Chicago, IL
    3 days ago
  •  ...established industry player is seeking an experienced Vice President, Market Risk Analytics Manager to lead risk management efforts across...  ...where your expertise will directly contribute to innovative financial solutions and client success. This is an exciting opportunity... 

    Wedbush Securities

    Chicago, IL
    1 day ago
  • $125k - $200k

     ...investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures, and Advanced Clearing & Prime Services...  ...4 (SEA) Rule 17a-3, et. seq, Financial Industry Regulatory Authority (FINRA) Rules 3110(e), Rule 4530(a),... 
    Work at office
    Local area
    Flexible hours
    Night shift

    Wedbush Securities

    Chicago, IL
    1 day ago
  • Preferred Risk Insurance in Chicago, IL is seeking an experienced Regulatory Compliance Professional to join their Compliance Team. The role involves monitoring insurance regulations and providing compliance guidance across departments. The ideal candidate will have more... 

    Preferred Risk Insurance

    Chicago, IL
    2 days ago
  •  ...multiple products and collaborate with traders to improve strategies. Candidates should have over 3 years of experience in electronic market-making and strong communication skills. The position offers a highly competitive salary, flexible scheduling, and comprehensive... 
    Flexible hours

    Quant Blueprint LLC

    Chicago, IL
    4 days ago
  • $217.55k - $382.33k

    Federal Home Loan Bank of Chicago is seeking a seasoned professional to manage market risk and develop income-at-risk frameworks. The ideal candidate should have over 15 years of experience in risk management, with a strong analytical and strategic skill set. This role... 
    Remote job
    Flexible hours

    Federal Home Loan Bank of Chicago

    Chicago, IL
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Regulatory Compliance Analyst - Financial Markets. Be the first to apply!