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Compliance Analyst I - Learn SEC & FINRA Rules

BTIG

BTIG seeks a motivated and detail-oriented Compliance Analyst to join our Compliance team in San Francisco. This entry-level role is critical in supporting the firm’s Compliance program, ensuring that BTIG is adherence with the rules and regulations of the SEC, FINRA as well as Firm policies. The ideal candidate is organized, adaptable, eager to learn, and should be a team player. The role offers training to develop regulatory knowledge and professional skills in a collaborative environment. #J-18808-Ljbffr BTIG

Vacancy posted 2 days ago
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