Compliance Analyst I - Learn SEC & FINRA Rules
BTIG
BTIG seeks a motivated and detail-oriented Compliance Analyst to join our Compliance team in San Francisco. This entry-level role is critical in supporting the firm’s Compliance program, ensuring that BTIG is adherence with the rules and regulations of the SEC, FINRA as well as Firm policies. The ideal candidate is organized, adaptable, eager to learn, and should be a team player. The role offers training to develop regulatory knowledge and professional skills in a collaborative environment. #J-18808-Ljbffr BTIG
$60k - $75k
...seeks a motivated and detail-oriented Compliance Analyst to join our Compliance team. This... ...that BTIG is adherence with the rules and regulations of the SEC, FINRA as well as Firm policies. The... ...is organized, adaptable, eager to learn, and should be a team player. Duties...SuggestedFull timeWork at office$140k - $185k
...job description represents a sample Fund Compliance Analyst position commonly found through the... ...investment fund operations Familiarity with SEC, FINRA, CFTC, or other relevant regulatory... ...regulatory, and fund operations roles To learn more or express interest in fund...SuggestedFull time- ...Job Description The Compliance Analyst is primarily responsible for monitoring monthly compliance... ...its infrastructure, goals, mission, rules, policies, guidelines, etc.... ...political acumen skills. Ability to learn different systems quickly Ability to...SuggestedContract workFor contractorsFor subcontractor
- Overview The Compliance Analyst is primarily responsible for monitoring monthly compliance audits... ...organization’s infrastructure, goals, mission, rules, policies, and guidelines. Proficiency... ...political acumen skills. Ability to learn different systems quickly. Ability to...SuggestedContract workFor contractorsFor subcontractor
- ...Responsibilities Support the US Regulatory Compliance function with a primary focus on client and customer onboarding and Level 2 transaction... ...fintech companies. Familiarity with financial regulatory laws, rules, regulations, and industry best practices across the United...Suggested
- ...Compliance Officer This position is within the Administrative Services Group Compliance Function... ...must have the capability and appetite to learn about the regulations for the groups they... ...Automated Clearinghouse Association Rules, Fair Labor Standards Act, US Department...
$136k - $192k
...Compliance Officer San Francisco, CA Altruist is transforming the... ...Altruist Advisors, Altruist's new SEC-registered investment adviser.... ...under the SEC Marketing Rule. Vendor management — Own vendor... ...controls. Familiarity with FINRA rules a plus given cross-entity...Work at officeImmediate start3 days per week- ...administering or managing research oversight and compliance committee activities related to research... ...placement within the salary range will be guided by the rules in the collective bargaining agreement. To learn more about the benefits of working at UCSF,...Contract workWork experience placementWorldwide
$96k - $144k
...you'll still consider applying. Want to learn more about life at Klaviyo? Visit klaviyo... ...creators to own their own destiny. Compliance is critical to Klaviyo's success. Our mission... ...mindset. The Compliance Operations Analyst plays a key role in reducing risk of abuse...Temporary work$35k - $48k
...Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I‑9 audit support... ...applications, especially Excel and Word, and ability to learn government case management and database systems. Strong...Contract workFor contractorsWork at officeRemote workWeekend work- Aventure is seeking a knowledgeable Legal & Compliance Analyst for a remote position. Ideal candidates will possess over 5 years of experience... ...law and strong research skills. This role involves preparing SEC filings, collaborating with legal advisors, and ensuring...Remote job
- ...and an FDIC‑insured bank in Kansas City. Compliance Team at Lead The Compliance team helps... ...Role Description The Fintech Compliance Analyst will be responsible for assisting Senior... ...with minimal direct supervision Eager to learn and achieve proficiency Ability to...Flexible hours
- Lead Bank is seeking a Fintech Compliance Analyst to support the Compliance Management System and oversee daily monitoring of lending, deposit... ...management. Exceptional communication, autonomy, and eagerness to learn are essential traits for success. #J-18808-Ljbffr Lead
- ...successful candidate will advise clients on compliance with the Commodity Exchange Act (CEA) and... ...communication skills and eagerness to learn. Membership to the State Bar of the state... ...be located is required. Experience with SEC regulations valued, but not required. Education...Temporary workWork at officeFlexible hours
- aVenture Investment Company Legal & Compliance Analyst - Private funds Remote·Full time Apply for Legal & Compliance Analyst - Private funds... ...and 1934, and the Investment Company Act of 1940 Knowledge of SEC regulations and guidelines Experience with mutual funds or other...Hourly payFull timePart timeRemote workWork from homeMonday to FridayWeekday work
$100k - $175k
Overview The Compliance Specialist will be involved in various aspects of an ever-changing... ...Interpret and apply knowledge of rules and regulations to correspondence, sales... ...asset management preferred Knowledge of SEC and FINRA marketing rules Knowledge of Non-U.S. rules...Work at office$135k - $165k
...our platform and customer relationships. As we continue to scale, we are looking for a highly motivated Governance, Risk & Compliance (GRC) Analyst to support and mature Ivo's security compliance and risk management programs. Why Ivo? Every civilization runs on the same...Contract workFlexible hours$145k - $160k
...global economy. About the Role: As a Senior Risk and Compliance Analyst at Mytra, you will join the Security team during a critical period... ...committed to getting better every day. We move fast, learn faster, and show up for each other under pressure. The best outcomes...Work at office- ...Credit Advisors (US) LLC (KKR Credit) is a SEC registered investment advisor focused on... ...local presence. KKR Credit is seeking a Compliance Officer (“Officer”) to be based in San Francisco... ...Monitor, analyze and interpret new rules and regulations, identify and address any...Work at officeLocal area
$74.8k - $112.2k
...financing in the U.S. Figure’s ecosystem also includes YLDS, an SEC‑registered yield‑bearing stablecoin that operates as a... .... We are seeking a highly motivated and detail‑oriented Senior Compliance Associate to join our legal and compliance team. In this role,...Visa sponsorshipWork visa$7.98k - $9.99k
...Public Advocates Office is seeking a Public Utilities Regulatory Analyst II or III to join its Resource Planning team. Under... ..., and other forums). These proceedings and processes set rates, rules, policies, and regulations. Please visit for more information...Permanent employmentFull timeTemporary workWork at officeRemote workMonday to Friday2 days per week$134k - $202k
...comes next. About the role: We are looking for a GRC Analyst to join our Governance, Risk & Compliance (GRC) team. You will have the opportunity to manage and... ..., including equity. Inclusive Healthcare Package. Learn and Grow - we provide mentorship and send you to events...Work at officeRemote workWork from homeWorldwideMonday to FridayFlexible hours$130k - $175k
...the global economy. Join us! Overview We're hiring a GRC Analyst to help build the compliance foundation powering the future of global crypto payments... ...all coming standard. If you're energized by building, learning, and shaping something big—this is where you'll want to...Work at officeRemote work2 days per week$90 - $150 per hour
...Angelo , Larry Summers , and Jack Dorsey . Position Position: Compliance Officer Position Details Type: Contract Compensation: $90–$150... ...advance research and infrastructure for next-generation machine learning systems. Contribute expertise to cutting‑edge AI research...Contract workSummer workImmediate startRemote workFlexible hours$102.1k
...required disclosures Recommend clear, actionable edits to strengthen compliance while supporting commercial objectives Confirm that... ...environment Strong organizational skills with an audit-ready mindset Learning agility and a continuous improvement orientation Pragmatic...Work at officeLocal area3 days per week$120k - $155k
...Compliance Advisory Officer This is Adyen Adyen provides payments, data, and financial products in a single solution for customers... ...while maintaining a solution-oriented mindset. You are eager to learn, develop expertise, and grow within the Compliance team....Work at office- ...A leading retail company is seeking a candidate for a compliance auditing position. The role offers training in Customs rules, with responsibilities including document preparation, vendor declaration review, and compliance testing. Ideal candidates will have a BS/BA degree...
$99.2k - $148.8k
...trust of our customers is a business enabler and we value it more than anything else. In this role, you'll report to the Senior Compliance Manager and serve as a core executor on Harvey's certification and audit portfolio. You will be responsible for the hands-on...- ...Nium, a global leader in payments, is seeking a Regulatory Compliance Analyst to support their compliance function in the US. This role involves onboarding oversight, transaction monitoring, and providing regulatory guidance. The ideal candidate will have 4 - 6 years...
$9,631 per month
...Minimum qualification: Public Utilities Regulatory Analyst V classification. New‑to‑State candidates hired... ...the permitting process. Manage construction compliance for utility infrastructure projects. Advise ALJs on rulings, prepare briefings, and perform policy research...Permanent employmentFull timeContract workRemote work2 days per week
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