Investment Operations Associate

Walrath Recruiting Inc

Description Our client is currently seeking an Investment Operations Associate to join their team. This is a full-time, permanent position. Responsibilities Oversee the creation of investment proposals for advisors. Compose the required information to guide clients through the process of opening new investment accounts. Work with clients and potential clients with fund investment accounts, existing brokerage accounts, and advisory investment accounts. Ensure client accounts are maintained in compliance with all relevant codes, laws, and regulations. Strict maintenance of confidentiality. Qualifications Bachelor’s degree in a related discipline required. Minimum of two years of experience in client service, wealth planning, investment operations, or a financial services role. Life, Accident, and Health Insurance License for NYS is preferred. FINRA Series SIE, 7, and 63 / 65, or 66 licensures are required. Proficiency in the Microsoft Office Suite. Advanced communication and interpersonal skills, both written and spoken. #J-18808-Ljbffr

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Vacancy posted 21 hours ago

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