Fixed Income Compliance Leader, U.S. Markets
$255kCanadian Imperial Bank of Commerce
The Canadian Imperial Bank of Commerce in New York is looking for a Compliance professional to manage its U.S. Fixed Income Compliance Program. The role involves ensuring adherence to U.S. securities laws and monitoring Treasury auctions. The ideal candidate holds a Bachelor's degree, has strong knowledge of U.S. regulations, and experience in risk assessments. The position offers a comprehensive benefits package and competitive salary of $255,000 yearly. #J-18808-Ljbffr Canadian Imperial Bank of Commerce
$255k
CIBC US is looking for a Fixed Income Compliance Officer in New York who will oversee the Compliance Program ensuring adherence to U.S. securities laws and Treasury regulations. This role involves managing compliance programs, providing regulatory advice, conducting risk...Suggested$75k - $150k
Tradeweb Markets LLC ("Tradeweb") is proud to be an EEO Minorities/Females/Protected Veterans... ...experience and will be able to drive the U.S. Money Market and Repo businesses... ...operations workflow Fundamental understanding of fixed income, electronic trading and/or e-commerce...SuggestedFull timeWork experience placementImmediate startFlexible hours- TD is seeking a Senior Business Analyst in New York, NY to support strategic initiatives in Global Fixed Income. The ideal candidate will enhance product enablement, oversee project requirements, and liaise with trading desks and technology teams. With 7+ years of experience...Suggested
- ...focuses on delivering strategic initiatives across the Global Fixed Income product portfolio. The candidate will be responsible for business... ...solution design. With a strong background in Capital Markets and Fixed Income products, the ideal applicant should possess...Suggested
- ...Investment Management, located in New York, is hiring an experienced investment writer to create market-facing content and thought leadership. This role will primarily focus on fixed income and multi-asset solutions. Candidates should have strong editorial skills and experience...Suggested
$175k - $250k
...is seeking a Business Analyst / Project Manager to support the Fixed Income Technology PM Engagement team in New York. The successful... ...should bring 5+ years of experience, solid knowledge of financial markets, and coding/scripting skills as a plus. The estimated salary is...$180k - $250k
...Marketing Leader Build the future of investment management with us The infrastructure managing... ...that resonate with traders, advisors, compliance officers, and any other ICP’s we’re... ...for our presence at industry events (Fixed Income Leadership Summit, Tiburon, FIA, SIFMA...Work at office$225k - $250k
...leading global investment firm in New York is seeking a proven leader in market risk analytics to drive the design and implementation of a... ...bond analytics library. This role focuses on transforming fixed income risk management, requiring 10+ years of relevant experience....$81.4k - $151.8k
The Hispanic Alliance for Career Enhancement is looking for a Capital Markets Senior Compliance Officer to oversee compliance regarding BMO's Capital Markets and equity activities. This role involves advising on regulatory policies, implementing the compliance program,...- PaperWorks US is seeking an experienced Tax Manager to guide tax compliance, reporting, and planning for both U.S. and Canadian operations. This key role involves leading the tax function and collaborating with the Finance team to tackle complex challenges. Successful...Remote job
$210k
...our clients through multiple market cycles. Our team of approximately... ...data usage, licensing compliance, and entitlements Identify new... ...classes, including commodities, fixed income, equity indices, and digital... ...be authorized to work in the U.S. without the need for...Contract workWork at officeRemote workFlexible hours$160k - $250k
A leading global financial services firm is seeking an experienced individual to head coverage of institutional Middle East LPs. The candidate should have over 10 years in LP Sales with a strong list of contacts across various Middle Eastern entities. Responsibilities include...- ...Analysis Manager - Assistant Vice President in New York, NY. This role involves leading the analysis and requirements gathering for fixed income product flows and consulting with business users to ensure effective integration of functions. The ideal candidate will have...
$213.8k - $342.07k
111 CRMC Capital Research & Mgmt in New York is looking for a Manager to lead their Equity and Fixed Income Research team. You'll manage research delivery and develop a high-performing environment while collaborating closely with investment professionals. The ideal candidate...$150k - $200k
Silvercrest Asset Management Group is seeking a Taxable Fixed Income Trader and Senior Portfolio Associate to manage investment-grade bond portfolios for high-net-worth clients. The ideal candidate will have 5-10 years of relevant experience and strong credit analysis...- CBRE Group, Inc. is seeking a Lead Senior Counsel to support our Capital Markets and Debt and Structured Finance business. This role involves providing legal counsel on corporate governance, compliance, and risk management, collaborating closely with senior leadership and...
- ...Market Leader The Market Leader role is an essential part of our Private Wealth sales team and tasked with accelerating the adoption... .... Strong knowledge of macroeconomics, assets allocation, fixed income, equity and alternative markets Excellent communication...
$200k - $300k
...individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our... ...part of our culture. Department Profile: The Fixed Income Division (“FID”) sits within the Institutional Securities Group...Full timeContract workTemporary workWorldwide- Pfizer Belgium is seeking a Pfizer Brand Marketing Director to drive go-to-market strategies for PfizerForAll. This role is crucial in ensuring that campaigns are delivered with quality and compliance while meeting key KPIs. The ideal candidate has 8+ years in marketing...
- ...Market Leader Location: Multiple Locations Relocation Assistance: Available Lead a Market. Build... ..., and service delivery. Maintain compliance with company policies, regulatory requirements... ...organization Minimum Requirements Valid U.S. Driver's License with an acceptable...Work at officeRelocation package
$170k - $215k
Bank of America is seeking a Market Executive to lead financial advisory teams in New York. This role focuses on driving business strategy, developing talent, and ensuring compliance while promoting growth through client-centric solutions. The ideal candidate will have...- A leading healthcare recruitment agency is seeking a Marketing Director to lead initiatives for a pharmaceutical company focused on ophthalmic therapies. The role involves developing marketing strategies, managing budgets, and collaborating with teams to maximize impact...Remote job
- International Executive Service Corps is seeking a Deputy Director, Digital Marketing to lead digital marketing strategies and initiatives from their New York office. The successful candidate will oversee a multidisciplinary team, enhancing the organization’s digital storytelling...Full timeWork at office
- ...platform that enables scalable compliance. From identity and business... ...different risk appetites and market demands, ensuring global compliance... ...closely with Product and GTM leaders, and play a key role in... ...True flexibility. We do not fix you to a 9‑to‑5 schedule. You...Work at officeRemote workWorldwide
- ...medical review platform built to fix clinical and compliance risks before they impact... ...year, 1 in 20 people in the U.S. experiences a medical... ...billing teams, and operational leaders; systems thinker who enjoys... ...fairness and alignment with market benchmarks while recognizing...
- ...located in New Jersey is seeking a Senior Compliance Officer to drive compliance programs and regulatory... ...leading the compliance team, engaging with U.S. regulatory bodies, and implementing policies and procedures for a dynamic market. The ideal candidate has over 5 years of...
$105k - $135k
Clearnomics is a fintech company building the market insights platform for the financial services industry. Our platform empowers asset and... ...employer and value diversity. Individual applicants only. U.S. work authorization is required. #J-18808-Ljbffr ClearnomicsFull timeWork at officeFlexible hours$250k - $275k
Time Away & Life Solutions Go to Market Leader This is a hybrid role with the flexibility to work both virtually and from one of our US Aon... ...at any time. The salary range for this position (intended for U.S. applicants) is $250,000 to $275,000 annually. The actual salary...Full timePart timeLocal area- TBG | The Bachrach Group is seeking a Compliance Officer to join a leading asset management firm in Midtown Manhattan. This in-office role... ...is responsible for Central Compliance functions, including Marketing Compliance, Code of Ethics, and Regulatory Exams. The ideal candidate...Work at office
$157k - $166k
...semiconductor innovation and surrounding markets, TechInsights’ content informs decision makers... ...TechInsights is seeking a Segment Leader to own the commercial performance of our Financial... ...information will be used to comply with U.S. Export Control Laws and Regulations....Permanent employmentRemote workFlexible hours
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