Hybrid Senior Compliance Supervisor - FINRA/SEC
Capitol Securities Management
Capitol Securities Management Inc. located in Richmond, VA, is seeking a Compliance Officer/Supervisory Principal. This position involves overseeing compliance for registered representatives and requires strong regulatory knowledge and analytical skills. The ideal candidate should possess over 5 years of experience in a FINRA-regulated environment, along with necessary licenses such as Series 7 and Series 24/53. The role is full-time onsite, with potential for a hybrid schedule. #J-18808-Ljbffr
Vacancy posted 4 hours ago
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