Consumer Investments - Investment Specialist Trainee (Obtain SIE, Series 7 & 66)
Full-time
Bank of America
Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day. Being a Great Place to Work is core to how we drive Responsible Growth. This includes our commitment to being an inclusive workplace, attracting and developing exceptional talent, supporting our teammates’ physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an impact in the communities we serve. Bank of America is committed to an in-office culture with specific requirements for office-based attendance and
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Consumer Investments - Investment Specialist Trainee (Obtain SIE, Series 7 & 66) in Charlotte, NC vacancy
- ...to meet those needs by referring sales opportunities to specialist and sales teams Focuses daily on service to sales with... ...to pass licensing exams – Security Industry Essentials (SIE) and Series 7 and Series 66 Desire to establish a long-term career in the financial...TraineeshipWork at officeShift workDay shift
- ...is seeking an experienced support professional to assist Investment Relationship Managers with sales, processing, operations and... ...school diploma (Bachelor's preferred), 5+ years in the investment industry, and FINRA SIE, Series 7, 63/65 or 66 licenses. #J-18808-Ljbffr...Suggested
U.S. Bank
Charlotte, NC2 days ago - ...clients through a growing specialist workforce and our world-class... ...goals; solutions include investment, banking, and lending. FSAs... ...evolving needs. Required skills Series 7, and 66 or equivalent (if not... ...held, Series 66 must be obtained within 90 days) Is comfortable...SuggestedShift workDay shift
$158k - $237k
...Financial, Columbia Threadneedle Investments and RiverSource Insurance and... ...and advisor outcomes. As a Consumer Sector Equity Analyst, you will... ...in this role you will have...7+ years of experience in equity... ...registrations, or the ability to obtain required licensing within an...SuggestedFull timeH1bWork at officeWork from homeVisa sponsorship1 day per weekAmeriprise Financial
Charlotte, NC4 days ago$75k - $85k
...based bonus \n \n Licenses: Series 7 required and Series 63 or 66 preferred \n Experience: 2–5 years... ...financial planning and investment management services to individuals... ...is seeking an Investment Operations Specialist to support the day to day administration...SuggestedCMC Recruiting
Charlotte, NC22 days ago$75k - $85k
...wealth management practice in Charlotte, NC to hire an Investment Operations Specialist. You will handle day-to-day account administration,... ...support advisors and clients. Ideal candidates have Series 7 and Series 63 or 66 preferred, 2–5 years in investment operations, and...CMC Recruiting
Charlotte, NC3 days ago- ...business operations, compliance, or process experience. • Successfully completed Financial Industry Regulatory Authority (Client) Series 7 examinations (or Client recognized equivalents) sufficient to qualify for immediate Client registration Desired Qualifications: •...Ongoing contractImmediate startRemote work
Mindlance
Charlotte, NC2 days ago - ...proficiency in deposit products, consumer/home lending, investments and credit management so... ...in an active status: Series 6 or 7; Series 63 or 66; State Life and Health Insurance License; SIE Securities Industry... ...to assisting with obtaining work permission for F-1...Full timeH1bWork at officeRemote workWork from homeFlexible hours
- ...wealth management and investment products and services... ...Description This EGP Trainee is a training program... ...role allows EGP Specialist to become fully license... ...process. Failure to obtain and/or maintain SAFE... ...for the position. If Series 7 and 66 (or 63 & 65) licenses...TraineeshipWork at officeWork from homeShift workDay shift
NBMBAA INC
Charlotte, NC4 days ago - ...meeting with clients to review financial and investment goals, building a financial plan, and... ...SAFE Act background check. Failure to obtain and/or maintain SAFE Act registration... ...Qualifications:Currently holds Series 7 and 66 (or the equivalent 63 and 65 in lieu of...Temporary workWork at officeMonday to FridayFlexible hoursRotating shiftDay shift
Bank of America
Charlotte, NC5 days ago $115k - $120k
...Investment Banking AnalystCitizens M&A Advisory is looking for a qualified Investment Banking Analyst to join our Consumer & Retail/Restaurant team. The location for this position is Charlotte, NC. This team provides investment banking services to lower mid-market firms...Work experience placementLocal areaFlexible hoursCitizens Financial Group, Inc.
Charlotte, NC1 day ago$110k - $125k
...Baird Investment Banking Analyst OpportunityHigh-profile deals, major growth... ...hiring analysts across our Consumer, Healthcare, Industrial, and Tech... ...relevant software proficiencySIE and Series 79 licensing preferred (or the ability to obtain them quickly)Experience with AI...Full timeWork experience placementCurrently hiringWork visaNight shiftBaird Capital
Charlotte, NC4 days ago$26.83 - $38.61 per hour
...role provides expert investment advisory services through... ..., including direct-to-consumer prospects, retail... ...industry. Ability to obtain approval as a registered... ...Licensing Requirements:SIE and Series 7 licenses are required... ...the following: Series 66, OR Both Series 63 and...Hourly payPermanent employmentTemporary workWork experience placementH1bRemote workMonday to FridayShift workPrinciple
Charlotte, NC1 day ago- ...wealth management and investment products and services... ...Overview This EGP Trainee is a training program... ...Trainee role allows EGP Specialist to become fully... ...process. Failure to obtain and/or maintain SAFE... ...for the position. If Series 7 and 66 (or 63 & 65) licenses...TraineeshipWork at officeWork from homeShift workDay shift
- ...Workplace Financial Consultant, Senior Specialist, you will serve as a trusted resource... ...and existing clients, leveraging your investment knowledge and sales expertise to connect... ...or cold calling experience preferred.Series 7, 66, SIE strongly preferredDefined Contribution...Full time
Vanguard
Charlotte, NC2 days ago - ...Stage I (FSA I), your journey begins obtaining your Securities Industry licenses,... ...your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses... ...Bank of America’s core banking, investment solutions and approach to client care...Work at officeImmediate startMonday to FridayFlexible hoursShift workDay shift
- ...Analyst / Portfolio Manager to play a key role in the firm's investment research, portfolio construction, and institutional... ...optimization, and quantitative equity strategies. FINRA Series 7, 65, and/or 66 registrations. Experience working with sophisticated high...Full timeWork at officeRelocationMonday to Friday
Linden Thomas & Company
Charlotte, NC1 day ago - ...Training Facilitator to join our Consumer Markets Division (CMD) Ops... ...Gauge learner progress and share trainee performance, attendance, and... ...customer service experience.FINRA Series 6 registration within 3 months... ...for additional incentive pay.$66,330.00 - $81,070.00Your...TraineeshipFull timeFlexible hours
Pacific Life Insurance Company
Charlotte, NC5 days ago - ...the center of saving and investing. Here, you’ll make an impact... ...and coaching as you obtain your FINRA Series 7 and 66 registrations, and complete... ...so. Get the support of specialists from every facet of the organization... .... Attainment of FINRA SIE, state life and health...Full time
Thrivent
Charlotte, NC5 days ago - ...specializes in a comprehensive suite of investment, insurance, and retirement solutions.... ...a 90-day paid study program to obtain the licenses required when handling client... .... In this role, you will obtain your SIE, Series 7 and Series 66 licenses. Responsibilities...Full time
Associate Staffing
Charlotte, NC1 day ago - ...across deposits, investments, credit, home lending... ...new affluent consumer and business customers... ...Authority (FINRA)Series 6 and 63 exams (or... ...Industry Essentials (SIE) exam is also... ...completing the Series 65/66 exam requirement.... ...regulations Obtaining and maintaining...Temporary workWork experience placementImmediate start
- ...modeling scenarios, and helping align investments to client goals, life events, and long... ...meaningful client conversationsWillingness to obtain Series 7, Series 66, and state insurance licenses within... ...securities licensing (such as the SIE exam) is a genuine plus - but please...Temporary workFlexible hours
Edward Jones
Charlotte, NC3 days ago $55k
...Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and... ...What You'll Do Prepare for and obtain key financial licenses Build consultative... ...: Securities Industry Essentials (SIE) Series 7 Series 66 Life Insurance Licenses You'll...Full timePart timeFor contractorsH1bWork at officeImmediate startWork from homeVisa sponsorship1 day per weekAmeriprise Financial
Charlotte, NC11 hours ago- ...wealth management and investment products and services... ...serve. This EGP Trainee is a training program... ...role allows EGP Specialist to become fully license... ...process. Failure to obtain and/or maintain SAFE... ...for the position. If Series 7 and 66 (or 63 & 65) licenses...TraineeshipWork at officeWork from homeShift workDay shift
- ...Complete 12 months as entry level Financial Professional meeting requirements including licensing: State Life and Health, SIE, FINRA Series 7, 66 and have a developed client base \n Must, pass FINRA Series 24 exam prior to stepping into leadership \n Ability to...Temporary workLocal areaRemote work
Equitable Advisors
Charlotte, NC29 days ago - ...their needs Partners with Specialists (Private Client... ...accounts 24 hours a day/ 7 days a week Adheres to... ...Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life... ...thereafter. Any information obtained during the...Immediate startAfternoon shift
- ...relationships with our clients, identify investment needs and provide tailored financial advice... ...of Securities Industry Essentials (“SIE”) exam prior to start date, required. Learning agility to successfully pass the Series 7, and 63 (or equivalent licenses) within...Full timeApprenticeshipInternshipWorldwide
Vanguard
Charlotte, NC1 day ago $1,200 - $1,400 per month
...TWIC CARD IS REQUIRED (Carrier will help to obtain and cover all related costs) Must Have 1... ...Hours from accredited Truck Driving School Or Trainees must not have ANY experience No Tickets... ...exp- $0.57 CPM 5-6 Years exp - $0.58 CPM 7+ Years exp- $0.59 $20.00 per stop 2600-28...TraineeshipPrice work- ...and Credit Support Annex (CSA), MSFTA and GMRA documents Self-starter and aggressive work ethic with self-discipline follow up skills Experience with Lombard Risk’s Colline Collateral Management platform is a plus Tableau and SQL FINRA Series 7 licensed...Full timeWork at office
Calculated Hire
Charlotte, NC1 day ago - ...Complete 12 months as entry level Financial Professional meeting requirements including licensing: State Life and Health, SIE, FINRA Series 7, 66 and have a developed client base Must , pass FINRA Series 24 exam prior to stepping into leadership Ability to draw...Full timeTemporary workLocal areaRemote work
Equitable Advisors
Charlotte, NC1 day ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Consumer Investments - Investment Specialist Trainee (Obtain SIE, Series 7 & 66). Be the first to apply!
Related searches
- investment specialist Charlotte, NC
- investment officer Charlotte, NC
- investment analyst Charlotte, NC
- portfolio analyst Charlotte, NC
- investment banking analyst Charlotte, NC
- trainee Charlotte, NC
- graduate trainee Charlotte, NC
- management trainee program Charlotte, NC
- dental trainee Charlotte, NC
- recruitment trainee Charlotte, NC