Director of Bank Compliance & Complaints
Stifel Financial Corp.
Stifel Financial Corp. is seeking a Bank Compliance Director to manage a structured compliance complaints program. This role involves overseeing complaints management frameworks, ensuring compliance with regulatory expectations, and conducting thorough analyses of complaint trends and risks. The ideal candidate will have a strong understanding of banking compliance regulations and at least 5 years of relevant experience. Stifel offers a collaborative environment and comprehensive benefits, fostering professional growth and innovation. #J-18808-Ljbffr Stifel Financial Corp.
- ...Let’s talk about how you can find your place here at Stifel, where success meets success . What You'll Be Doing The Bank Compliance Director - Complaints and Third-Party Oversight will design, implement, and oversee a structured compliance complaints program that...Complaints
- ...ancillary products and services of the bank. Analyzes credit history of applicants and... ...AND RESPONSIBILITIES Handles customer complaints and escalates issues as needed. Maintains... ...improve department. Completes all required compliance exams on a yearly basis. Adherence to...ComplaintsWork experience placementLocal area
- ...issues to ensure data integrity. Assist with compliance of internal controls to ensure... ...assets, revenue and expense deferrals, and bank reconciliations. Perform general ledger... ...against individuals who bring forth any complaint, orally or in writing, to the employer or...Complaints
- ...Swope Health is seeking a dynamic and mission-driven Director of Compliance to play a vital role in the managing of Swope Health's compliance program. Reporting to the Chief Compliance Officer, the Director of Compliance provides strategic and operational oversite for...SuggestedTemporary workLocal areaFlexible hours
$125.4k - $181.88k
Empower Retirement, LLC is seeking a Director of Personal Trading and Compliance to lead the oversight of personal trading and compliance operations. You will manage a team, ensure adherence to regulations, and promote an ethical compliance culture. Ideal candidates will...SuggestedRemote job$68k - $95k
...Position Summary The GRC Analyst is responsible for ensuring that Busey Bank implements, manages, and enforces information security and cybersecurity controls to effectively align to industry standards. This position will monitor the performance of key Information...Temporary workFor contractorsWork experience placementWork at officeLocal areaRemote workFlexible hours- ...issues to ensure data integrity Assist with compliance of internal controls to ensure... ...assets, revenue and expense deferrals and bank reconciliations Responsible for general... ...against individuals who bring forth any complaint, orally or in writing, to the employer or...ComplaintsWork at officeImmediate startWorldwide
$25 - $27 per hour
...for all funds pertaining to the property and must ensure daily bank deposits are made. Supports, coordinates, and facilitates leasing... ...current residents. Assists with resolving resident issues and complaints. Assists with planning and attends social and other community...ComplaintsHourly payWork at officeLocal area- ...friendly customer service; actively support peak hours; handle complaints quickly and courteously; conduct accurate and efficient... ...in all aspects of store operation including daily reporting, banking, inventory, bookkeeping, fuel management, and ensuring the facility...ComplaintsWork at officeLocal areaAll shiftsFlexible hoursShift work
- Position Summary/Objective TBO Bank is seeking a dynamic, self‑motivated and knowledgeable compliance professional to join our team. Under general supervision, this... ...Assist with direct regulatory response activities, complaint escalations, and remediation support efforts...ComplaintsWork at office
- ...for good in financial services. We're redefining how community banks and credit unions connect with the people they serve. Our mission... ..., intimidation, or retaliation for good faith reports or complaints of discrimination of any kind, pursuing any discrimination claim...ComplaintsWork at officeLocal areaRemote workMonday to FridayWeekend work
- ...Revenue Auditor is responsible for ensuring compliance with regulations, internal control... ...(GED) required. Some college courses in banking and finance or related area preferred. Experience... ...to respond to common inquiries or complaints from guests, regulatory agencies, or...ComplaintsWork at officeImmediate startWeekend workAfternoon shift
- ...services. We're redefining how community banks and credit unions connect with the... ...strong understanding of banking workflows, compliance considerations, and operational processes... ...or retaliation for good faith reports or complaints of discrimination of any kind, pursuing...ComplaintsH1bWork at officeLocal areaRemote work
$80.55k - $115k
...digitally transforming and empowering community banks and credit unions to provide enhanced... ...business units, procurement, legal, compliance, information security, and other control... ...retaliation for good faith reports or complaints of discrimination of any kind, pursuing...ComplaintsFull timeWork at officeLocal areaRemote work- ...Bank Processing Clerk At Jack Henry, we deliver technology solutions that are digitally transforming and empowering community banks... ..., intimidation, or retaliation for good faith reports or complaints of discrimination of any kind, pursuing any discrimination claim...ComplaintsRemote jobH1bWork at officeLocal areaAfternoon shift
- ...Bankers - Universal Banker 3 For 100 years, Bank of Labor has been a trusted financial... ..., risk management, and regulatory compliance, ensuring that we continue to uphold our... ...will be accountable to address questions, complaints, etc. and determine the best course of action...ComplaintsLocal area
- ...documents and activities are performed in compliance with applicable laws, regulations,... ...Ability to respond in writing to customer complaints, regulatory agencies, or members of the... ...physical or mental disability or any other legally protected classifications. Simmons BankComplaints
$48.35k - $72.45k
...company dedicated to transforming financial services for community banks and credit unions. We deliver cutting‑edge solutions that... ...reprisal, intimidation, or retaliation for good‑faith reports or complaints of discrimination of any kind, pursuing any discrimination claim...ComplaintsWork at officeRemote workWeekend work- ...the store manager, District Director of Operations (DDO), and corporate... ...and diffuse customer complaints. Handle and count currency... ...requirements; may be responsible for bank deposits or bank pick-ups.... ...and procedures. Complete compliance trainings and quarterly I Agree...ComplaintsWork at officeShift workNight shift
- ...organization's payroll operations, payroll tax compliance, and related regulatory... ...general ledger records Perform monthly bank statement reconciliations and investigate... ...retaliation against individuals who bring forward complaints or participate in investigations of...ComplaintsRelocation
$98k - $130k
...management opportunities. Support the Bank's strong Private Banking culture through... .../financial requirements for quality and compliance as determined by the Bank's Loan Policy.... ...construction loans. Resolve customer complaints and ensure customer satisfaction;...ComplaintsTemporary workWork at officeLocal areaImmediate startFlexible hours- ...approved purchase orders and ensuring compliance with procurement policies. Respond... ...timely manner. Prepare and process bank deposits with appropriate supporting... ...retaliation against individuals who bring forward complaints or participate in investigations of...ComplaintsRelocation
- Fair Lending Compliance Officer Essential Duties & Responsibilities Analytical... ...to customers Work with the Director of Community Development to monitor the Bank's CRA performance Coordinate, document... ...CRA and fair lending related complaint(s) and assisting in issuing a...ComplaintsBank staff
- ...Job Category: Customer Service About Core Bank Core Bank is a high‑performing, tech‑... ...business growth, and ensuring operational compliance. Responsibilities Build and deepen... ...situations; independently de‑escalates routine complaints and owns resolution end to end. Needs...ComplaintsFull timeBank staffWork at office
- Responsibilities Implement, design, and provide training for Jack Henry banking software applications, including Loan Operations, General... ..., or retaliation will occur for good faith reports or complaints of discrimination of any kind. #J-18808-Ljbffr Jack Henry & Associates...ComplaintsWork at officeRemote workNight shift
- ...for good in financial services. We're redefining how community banks and credit unions connect with the people they serve. Our mission... ..., intimidation, or retaliation for good faith reports or complaints of discrimination of any kind, pursuing any discrimination claim...ComplaintsH1bWork at officeLocal areaRemote work
$94.4k - $293.8k
...case Strong experience in one of the following industries: Banking, Insurance, Consumer Goods & Retail, Energy, Health, High-Tech... ...information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding,...ComplaintsLive inWork at officeLocal area$80k - $85k
...financial and operational goals and ensure compliance with company policies and regulations... ...posted in a timely manner, making financial bank deposits, and preparing and reviewing... ...and retention by responding to complaints, questions, and requests in a timely manner...ComplaintsFor contractorsWork at officeLocal area- ...friendly customer service; actively support peak hours; handle complaints quickly and courteously; conduct accurate and efficient... ...in all aspects of store operation including daily reporting, banking, inventory, bookkeeping, fuel management, and ensuring the facility...ComplaintsWork at officeLocal areaAll shiftsShift work
- ...solutions that are digitally transforming and empowering community banks and credit unions to provide enhanced and streamlined user... ...reprisal, intimidation, or retaliation for good faith reports or complaints of discrimination of any kind, pursuing any discrimination...ComplaintsWork at officeLocal areaAfternoon shift
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