Compliance Analyst

Compliance Analyst Location: Chicago, Illinois (Onsite) Job Type: Full-Time A leading investment management organization is seeking a detail-oriented Compliance Analyst to join its growing team in Chicago. This role offers the opportunity to work closely with senior leadership and cross-functional teams, supporting regulatory compliance, client reporting, and internal governance within a sophisticated asset management environment. This is an excellent opportunity for a compliance professional looking to expand their experience in financial services within a collaborative, high-performing team. Key Responsibilities Prepare and deliver client reporting for institutional investors and fund clients Support regulatory filings, including those related to mutual funds and advisory activities Monitor compliance with applicable regulations, including shareholder reporting requirements Maintain and update compliance documentation, including: Compliance Manual Code of Ethics Trade pre-clearance procedures Assist with internal compliance reviews and audits Partner cross-functionally with legal, operations, and investment teams Prepare responses to client due diligence requests, including RFPs and questionnaires Qualifications Bachelor's degree required (Finance, Business, Legal Studies, or related field preferred) 3+ years of compliance, regulatory, or related experience within financial services or asset management Familiarity with: Investment Company Act Investment Advisers Act Strong analytical and problem-solving skills Excellent written and verbal communication skills Highly detail-oriented with strong organizational skills Ability to work independently and collaboratively Proficiency in Microsoft Office (Excel, Word, PowerPoint) Compensation & Benefits Salary Range: $60,000 $100,000 annually (commensurate with experience) Potential for discretionary bonus Benefits package including health, dental, vision, and 401(k) with employer match #J-18808-Ljbffr