Financial Professional

Job Description

Job Description

Confidential Opportunity – Financial Professional

A top performing advisory team in Northern Wisconsin is seeking an experienced Financial Professional to join an established and growing office in the Appleton / Green Bay market .

This confidential opportunity is ideal for advisors who are looking for greater independence, strong transition support, and the ability to grow their practice within a collaborative team environment .

The team operates within an independent broker-dealer and independent RIA platform , allowing advisors greater flexibility in serving clients while maintaining the support, infrastructure, and benefits of a large financial organization.

The office is recognized as a top performing advisory team in Northern Wisconsin . They are expanding and seeking a motivated advisor who wants to build and scale their practice while maintaining ownership of client relationships .

A private office is available immediately for the incoming advisor .

Qualified candidates may be eligible for competitive transition assistance designed to support a successful move and long-term growth.

Transition support is typically structured around:

• Transferable client assets (AUM)
• Trailing 12-month production across advisory, insurance, and annuity business
• A transition structure designed to support long-term growth

.

Independence with Institutional Support

This role offers the advantages of an independent platform while maintaining access to significant firm resources, including:

• Flexible independent broker-dealer and RIA structure
• Ability to maintain and grow your client relationships
• Support for transitioning existing books of business
• Lead generation opportunities and referral channels
• Operational and transition support during onboarding

Advisors have the ability to build and grow their own practice while collaborating within an established team environment .

Advisors have access to a competitive benefits package , including:

• Health insurance
• 401(k) retirement plan
• Pension program
• Additional advisor support and practice development resources

Advisors will have access to multiple growth channels including:

• Opportunities to work with existing client relationships
• Structured multiple lead generation programs
• Collaboration with senior advisors within the office
• Marketing and planning resources to support client acquisition

The environment is designed for advisors who are motivated to grow and expand their practice .

• Manage and grow a client-focused wealth management practice
• Transition and retain client relationships
• Acquire new clients through networking, referrals, and firm resources
• Deliver comprehensive financial planning and investment advice
• Build relationships with high-net-worth individuals and families
• Collaborate with the advisor team on complex client opportunities

Qualifications

• Series 7 and Series 66 required
• Life, Accident & Health license
• Experience managing client assets and relationships
• Existing book of business or transferable assets preferred
• Strong business development and relationship management skills
• Entrepreneurial mindset with strong growth motivation

Office Environment

Location: Appleton / Green Bay market
Team: 4 established advisors
Recognition: Top Performing Advisory Team in Northern Wisconsin
Office: Dedicated office available onsite

All inquiries will be handled with strict confidentiality.