Senior Marketing Compliance Review Lead
HighTower Advisors
Hightower is seeking a senior Compliance Reviewer focused on marketing and communications reviews for its national wealth-management business. This role supports the firm’s registered investment adviser and broker-dealer activities, ensuring adherence to SEC and FINRA requirements. You will partner with Marketing, Legal, and advisor teams to provide practical guidance, improve processes, and mitigate reputational risk while working from the Chicago-based office. #J-18808-Ljbffr HighTower Advisors
Vacancy posted 3 days ago
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