Investment Advisory Compliance & Risk Oversight Analyst
Jobtailor
Jobtailor in Arizona is seeking an Investment Advisory Compliance professional to support surveillance and risk assessments within our compliance program. The role focuses on monitoring controls, analyzing IA functions, and standardizing procedures to meet regulatory requirements. The position requires FINRA familiarity, strong communication, and MS Office proficiency. You will draft procedures, guide advisors on policy, and perform surveillance tasks under supervision. #J-18808-Ljbffr Jobtailor
Vacancy posted 2 days ago
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