Middle Office Operations Specialist

Job Description

Responsibilities:

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• Perform product, system testing and implementation for financing, custody, settlements and asset services
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• Review workflows with a focus on process improvement
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• Develop and design workflow enhancements
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• Coordinate and support application implementations and upgrades on securities processing platforms
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• Monitor and provide reporting on control performance in appropriate bank or departmental platforms
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• Interface with auditors and regulators such as FINRA during examinations or when called upon
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• Review relevant regulatory changes and updates, and ensure they are incorporated into departmental management processes
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• Regularly update policies and procedures, keeping them current in accordance with bank and regulatory requirements
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• Create and maintain risk and management reporting
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• Create and deliver custody reports and market updates for customers
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• Design and produce market and industry updates for customers and management.
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Qualifications:

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• 5 to 10 years of securities operations management experience
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• Undergraduate degree or relevant experience
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• Series 27 required
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• Broadridge BPS and Impact skills
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• Experience with BNY / BDC
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• Ability to partner with Finance plus strong accounting skills a plus
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• Exhibit expert understanding of end-to-end securities processing and fundamental understanding of accounting principles as they relate to the securities products
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• Strong ability to use desktop applications, Word, Advanced Excel and PowerPoint
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