Executive Vice President, Compliance
Confidential
Executive Vice President, Compliance
About the Company
Innovative financial technology (FinTech) company
Industry
Financial Services
Type
Privately Held
About the Role
The Company is seeking an Executive Vice President for Compliance, a pivotal role within the organization. The successful candidate will be a key leader, deeply embedded in the company's strong culture and with a clear focus on the future. This executive will be responsible for the oversight and maintenance of compliance, with a particular emphasis on federal and state lending regulations and banking requirements. The role demands a professional who can work effectively with counterparts, and is adept at organizing, planning, and executing day-to-day operational compliance activities. The ideal candidate for this role at the company will have a proven track record in a similar leadership position, with a strong understanding of the regulatory landscape in which the business operates. Experience in a dynamic, fast-paced environment, particularly within the Fintech or digital finance sector, is highly valued. The role requires a strategic thinker who can ensure that the company's compliance practices are not only in line with current regulations but also support the company's innovative and growth-oriented approach to the market. A background in consumer and small business credit, as well as a deep knowledge of various financial products and services, is essential. The company is a well-established, profitable, and respected player in the industry, and the EVP of Compliance will play a critical role in its continued success and expansion.
Hiring Manager Title
Chief Risk Officer
Travel Percent
Less than 10%
Functions
- Finance
- Legal
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- ...Job Description Job Description EXECUTIVE VICE PRESIDENT Our client is currently seeking an Executive Vice President who will oversee a... ...Operational Management: Oversee property operations, ensuring compliance with policies and regulations, managing budgets, driving...
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Position VP, Osaic Advisors Channel Compliance (Financial Services) Location(s) Atlanta: 2300 Windy Ridge Pkwy SE, Suite 750, Atlanta,... ...Hayden Rd, Suite 255, Scottsdale, AZ 85255 St. Petersburg: 877 Executive Center Dr. W, Suite 300, St. Petersburg, FL 33702 Schedule Hybrid...Work at officeShift work$100k - $160k
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Compliance Leadership Opportunity in Financial Services VP, Osaic Advisors Channel Compliance Location(s): Atlanta: 2300 Windy Ridge Pkwy... ...Rd, Suite 255, Scottsdale, AZ 85255 St. Petersburg: 877 Executive Center Dr. W, Suite 300, St. Petersburg, FL 33702 Schedule Osaic...Full timeWork at officeShift work- ...Executive Vice President The Executive Vice President (EVP) plays a pivotal role in shaping and executing our strategic initiatives, driving... ...risk, and enhance member experience. Regulatory Compliance and Risk Management: Maintain strong regulatory discipline...Local area
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