Senior US Regulatory Audit Lead - Financial Services
Apollo Solutions
Apollo Solutions seeks an experienced Internal Audit Manager – Financial Services to be based in Chicago, USA. The role owns the US regulatory audit programme across broker-dealer, FCM and swap dealer entities, leading complex audits end-to-end and shaping coverage with senior stakeholders. You will develop the annual audit plan, assess control weaknesses, and present findings to senior management while guiding a team and coordinating with Compliance, Legal, Risk and other stakeholders. #J-18808-Ljbffr Apollo Solutions
$100k - $220k
...and reporting of financial results in... ...standards and regulatory requirements. Works... ...some accounting services and processing... ...resources and leads the execution of... ...) and external audits.Integrates information... ...resource to senior leaders and... ...life. It calls on us to create...SeniorRegulatoryFull timeContract workPart timeLocal areaShift work$130k - $270k
...'s risk appetite, regulatory expectations, and... ...insurance company financial analysis, capital... ...communicate implications to senior leadership.... ...projects. Lead or participate in... ...regulatory reviews, audits, and governance activities... ...visit: About Us At BMO we are driven...SeniorRegulatoryPart timeLocal area$111.38k - $132.5k
...DescriptionBusiness Title(s): Senior Internal... ...the Internal Audit function, is... ...Controls over Financial Reporting (ICFR... ...risks and regulatory, accounting, and... ...risks promptly.Lead assigned workstreams... ...or financial services experience,... ...employment with us, please contact...SeniorRegulatoryFull timeWork at officeLocal areaNight shift$124k - $335k
...SummaryThe OpportunityAs a Financial Services Tax - Real Estate Senior Manager, you will play a... ...Senior Manager, you will lead large projects and... ...engagements and navigating complex regulatory environments- Developing... ...; LA-New Orleans; US-Hybrid; OK-Oklahoma City;...SeniorRegulatoryFull timeH1bLocal area$120k - $190k
...individual contributor or lead multi-skilled audit teams on large and/or... ...relationships with senior management and other... ...). Being a Chartered Financial Analyst (CFA) or... ...finance and the related regulatory environment.You’re a... ...to learn more about us.Job LocationIL-Chicago...SeniorRegulatoryFull timeRemote workShift work2 days per week$132.26k - $155.6k
...better and smarter financial decisions and... ...believe it takes all of us to bring our... ...Job Description The Senior Audit Project Manager within... ...Corporate Audit Services (CAS) delivers independent... ...Project Manager leads complex audits... ..., and applicable regulatory requirements. The...SeniorRegulatoryTemporary workWork experience placementLocal area3 days per week$143k - $180k
...(NYSE:BY), is a full-service commercial bank serving... ...-sized businesses, financial sponsors and consumers... ...: The Internal Audit Senior Manager leads a portfolio of audit... ...changes in the banking / regulatory environment and proactively... ..., please contact us directly at 773-475-2...SeniorRegulatoryWork at officeRemote work$120k - $150k
...Private Wealth Audit team provides independent... ...banking. As a Senior Audit Manager,... ...role, you'll lead complex audits,... ...alignment to regulatory and industry... ..., advisory services, and trust activities... ...as Chartered Financial Analyst (CFA),... ...learn more about us.Job LocationNY-...SeniorRegulatoryFull timeRemote workShift work2 days per week$124k - $335k
...SummaryThe OpportunityAs a Financial Services International Tax Consulting Senior Manager you will advise... ...Senior Manager you will lead large projects, apply... ...with client objectives and regulatory requirements.... ...DC-Washington; MA-Boston; US-HybridType: Full timeSeniorRegulatoryFull timeFixed term contractH1bLocal areaShift work- ...the New happen Now. To us, the New is all about... ...learn, innovate, and lead, and together we will... ...Investment Banking Consulting Senior Manager may include:... ..., operational, regulatory, and digital operating... ...leadership skills in Financial Services specializing in Investment...SeniorRegulatoryLive inWork at officeLocal area
$86.36k - $101.6k
...make better and smarter financial decisions and... ...believe it takes all of us to bring our shared ambition... ...Corporate Audit Services (CAS) Senior Auditor works with limited... ...in a contributor or lead role depending on complexity... ...services, and regulatory trends that impact financial...SeniorRegulatoryFull timeLocal area3 days per week- Job DetailsCNO Financial Group, Inc. (NYSE: CNO) is a leading insurance and financial services company focused on securing the future of middle... ...management, and regulatory compliance controls.Train and... ...fully remote from any EST or CST US-based location. All work must...SeniorRegulatoryFull timeWork experience placementWork at officeRemote workFlexible hours
- ...solving, helping us challenge the status... ...organization, the Senior Manager,... ...offer strategy and lead high-visibility initiatives... ...Retail, Advisor Services, Workplace, Schwab... ...market sizing, and financial models to evaluate... ...Risk Assessment, regulatory considerations, or...SeniorRegulatoryFull timeWork at office
$150k - $180k
...irrespective of their seniority. Your voice will... ...approach helps us to keep a balanced... ...opportunity to be a lead coverage analyst... ...maintain comprehensive financial models;Conduct... ...industry associations, regulatory bodies etc.Mentor... ...information services with operations in...RegulatoryLocal areaImmediate startShift work$90k - $95k
...IFG US is partnering with a high growth financial services company looking to add a new member to their team. The role... ...discretionary bonus. Reporting to the Senior Director of Financial Planning &... ...required for state regulatory examinations and filings. The...SeniorRegulatoryWork at office3 days per week$160k - $175k
...sustainability, and retail and service experience.Comprising... ...Europe, the UK and the US. As of 31 March 2026,... ..., and Procurement to lead technical project... ...unbudgeted capital needs.Financial Planning & Cost ManagementPartner... ..., Risk & ESGEnsure regulatory and policy compliance....SeniorRegulatoryContract workWork experience placementWorldwide$80k - $130k
ABOUT US:As a world leading provider of integrated solutions for the alternative... ...the NAV process, including financial statements, investor... ...oversight of Analyst/Associate/Senior Associates staff dedicated... ...requiredCoordinate with Client Service team to manage deadlines...Local areaFlexible hours$145k - $180k
...combining world class services, advisory and... ...services to a large financial services client... ...stakeholders, including senior and executive... ...facing technology lead and liaison between... ...security, privacy, and regulatory expectations of a... ...provided to us seriously. Generally...SeniorRegulatoryFull timeLocal areaRemote work- ...intelligence. Visit us at: . You are: An... ..., retirement services. Additional experience... ...consumer growth, lead management, and sales... ...nuances of the Financial Services industry... ...challenges. The work: As a Senior Manager, you will... ...and the regulatory environment, along...SeniorRegulatoryContract workLive inWork at officeLocal area
$75k - $100k
...cryptocurrency and financial services platforms, founded... ...of Treasury, the Senior Treasury Analyst supports... ...(NFA) and CFTC regulatory requirements,... ...Responsibilities Lead daily cash and... ...internal and external audit requests.... ...alternatives through us - our internal mobility...SeniorRegulatoryFull timeContract work- ...Type: HybridAs a Senior Internal... ...across operational, financial, compliance, and... ...Serving as the lead auditor on... ...assessment and annual audit plan, builds... ...of applicable regulatory requirements, accounting... ...future with us and enjoy:Total... ...products, services, and travel#LI-...SeniorRegulatoryFull timeWork at officeWorldwideRelocation
$200k - $300k
Optiver is seeking a Senior Tax Manager focused on US tax advisory within a global trading firm. The role... ...implications of new trading strategies, financial products, markets, and... ...from evolving business activities and regulatory developmentsSupport federal and state...SeniorRegulatoryWork at office- ...G Asset Management America seeks the Head of US Middle Office Oversight to lead post-trade operations across Trade Services, Derivatives, Collateral, Reconciliations, and... ...govern outsourced operating models, ensure regulatory preparedness, and oversee governance of vendors...SeniorRegulatoryWork at office
$100k - $220k
...StreetJob Family Group:Audit, Risk &... ...Directors and senior management on the... ...that could lead to material impact... ...on business and financial goals.Helps... ...environment and regulatory risks. This may... ...investigative services.Identifies and... ...life. It calls on us to create lasting...SeniorRegulatoryFull timeContract workPart timeWork at officeLocal areaShift work3 days per week$99.6k - $174k
Senior Full Stack Engineer, AI Platform & AgentsBuild... ...global scale.-Location:: US/Canada, Hybrid or... ...and lower cost per query.Lead by example through writing... ...re-usable platform services and components. Sub-teams... ...adaptation.Familiarity with regulatory frameworks such as SOC2...SeniorRegulatoryFull timeWork at officeRemote work2 days per week- Count on us. Our "we-care" culture is more... ...and experienced Senior Manager to join our... ...structuring complex financial closings, reviewing... ...Key Responsibilities:Lead and manage the... ...effortsStay current on regulatory changes and industry... ...nation’s largest audit, tax, consulting, and...SeniorRegulatoryRemote workFlexible hours
$110.7k - $218.3k
...Investment Management Senior Consultant Our Deloitte Regulatory, Risk & Forensic... ...indicators (KRIs), service-level agreements (SLAs... ...relationshipsAbility to lead projects or... ...years of experience in financial services or consulting... ...collectively. It enables us to leverage...SeniorRegulatoryWork at officeNight shift$133.4k - $247.7k
...The Enterprise Regarding Financial, Government And Regulatory Requirements And Operations... ...Enterprise-Wide Internal Audit Programs, Control Consulting... ...Audit Committee Serve As Lead Subject Matter Expert For... ...Statement:At Health Care Service Corporation, you will be part...SeniorRegulatoryFull timeWork at officeFlexible hours3 days per week$78.68k - $157.88k
...Summary Audit and Assurance Information... ...Auditor - Senior Consultant Do... ...alongside leading professionals across... ..., and financial risks to operational... ...operational, cyber, and regulatory risks—to gain... ...products and services, help clients... .... It enables us to leverage different...SeniorRegulatoryWork experience placementWork at officeLocal areaVisa sponsorship- ...Senior Release Engineer, Capital Markets... ...in the US (New York, Charlotte... ...impact consulting services across multiple... ..., Retail, and Financial Service... ...a controlled, auditable, and low-risk manne... ...Demonstrated experience leading release... ...Value at Risk, or Regulatory Reporting...SeniorRegulatoryTemporary workRemote workWorldwide
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