Senior Marketing Compliance Specialist - SEC Rule Expert (RIA)
$175kDistrict-Partners
District-Partners is searching for a Senior Compliance Specialist to oversee advisor communications and ensure compliance with SEC regulations. The ideal candidate will have over 5 years of experience in compliance within a Registered Investment Adviser, focusing particularly on marketing material review. This hybrid role based in Century City, California, offers a target salary of $175,000 and a comprehensive benefits package, supporting professional growth and maintaining compliance integrity. #J-18808-Ljbffr District-Partners
Vacancy posted 1 day ago
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