Market Conduct Paralegal - Regulatory Exams
Morgan Stanley
Morgan Stanley is seeking an experienced program associate/paralegal to support regulatory exam managers in the Americas Market Conduct Regulatory Relations Group (AMCRRG) in Dallas. The role involves preparing exam materials, drafting responses, tracking logs, and coordinating across regulatory relations teams. You'll manage documentation, support redaction and quality assurance, and contribute to ad hoc initiatives in a fast-paced environment with strong attention to detail and collaboration #J-18808-Ljbffr Morgan Stanley
$80k - $100k
Background on the Team The Americas Market Conduct Regulatory Relations Group (AMCRRG) provides strategic advice on supervisory matters... ...is looking for an experienced program associate / paralegal to assist regulatory exam managers with their regulatory exams and continuous...RegulatoryTemporary workWork at office$80k - $100k
...Background on the Team The Americas Market Conduct Regulatory Relations Group (AMCRRG) provides strategic advice on supervisory... ...team is looking for an experienced program associate / paralegal to assist regulatory exam managers with their regulatory exams and continuous...RegulatoryFull timeTemporary workWork at office- Morgan Stanley's Americas Market Conduct Regulatory Relations Group is seeking a Vice President level professional to coordinate regulatory examinations, risk surveys, and continuous monitoring activities across regulatory relations. This role partners with senior management...RegulatoryRelocation
- Morgan Stanley in Dallas is seeking a Director-level professional to join the Americas Market Conduct Regulatory Relations Group. You will lead regulatory examinations, coordinate risk reviews, and drive process improvements through documentation and technology, collaborating...Regulatory
$120k - $210k
...Role Summary Support the Americas Market Conduct Regulatory Relations Group (AMCRRG) by coordinating regulatory exams, risk surveys and continuous monitoring activities and enabling process improvement through documentation and technology (including Teams, AI, and OpenPages...RegulatoryTemporary workWork at officeFlexible hours- ...At Goldman Sachs, the Global Banking & Markets (GBM) Division’s core value is building... ...experienced Analyst or Associate to join the Conduct Risk Management team in Dallas. The... ...controls to ensure compliance with various regulatory and supervisory requirements. The team...Regulatory
$71.47k - $106.19k
...Job Description: Staff Paralegal Support the Future of a Global Law... ...practices and meets critical regulatory requirements. This is an excellent... ..., and governance materials. Conduct corporate research, due... ...depending on experience, skills, market conditions, and internal...RegulatoryWork at office$81.2k - $90.2k
...Join to apply for the Paralegal role at Southwest Airlines Base pay... ...to managing case files, conducting research, and tracking project... ...colleagues on a variety of legal and regulatory issues Perform other job... ...the position Competitive market salary from $81,200.00 per...RegulatoryVisa sponsorshipFlexible hours- ...Stanley is seeking a Director-level professional to coordinate exams, risk surveys, and continuous monitoring within AMCRRG. The role... ...using Teams, AI, and OpenPages. You will manage concurrent regulatory examinations, coordinate with regulators such as the SEC, CFTC,...Regulatory
- ...future? As a Job Description Paralegal Build the future with us Are... ..., and litigation calendaring Conduct factual and legal research, including... ...case law, statutes, and regulatory analysis Assist with... ...insurance, progressive special markets, and more! iA Financial Group...RegulatoryContract workH1bWork visaFlexible hours
- ...Dallas, TX and operating in core markets coast to coast, we complete... .... Ensure all legal and regulatory requirements are met, including... ...correspondence, and other documents. Conduct legal research and summarize... ...Bachelor’s degree and/or paralegal certificate from an ABA-...RegulatoryContract workWork at officeLocal areaImmediate startFlexible hours
- ...management, banking and capital markets. This position would support... ...and detail‑oriented Paralegal to provide comprehensive administrative... ...corporate records to fulfill regulatory documentation requests... ...filing systems, and databases Conduct research and compile findings...RegulatoryWork at office
- ...ParalegalThe Paralegal is responsible for supporting the day-to-day operations of the Legal... ...contracts and vendor agreements, regulatory and licensing compliance, employment/HR... ...efficiently by maintaining organized records, conducting research, and coordinating with...RegulatoryContract workLocal area
- ...Paralegal Position at AxxessWe are searching for an experienced paralegal to join our dynamic... ...to support exciting projects, ensure regulatory compliance, and facilitate corporate governance... ...'s intellectual property portfolio.Conduct legal research and prepare memoranda,...RegulatoryContract workWork at officeRelocation package
- ...Paralegal Position at Greenberg TraurigGreenberg Traurig (GT), a global law firm with locations... ...for expert discoveryOversees and conducts document reviews and document productions... ...including locating cases, statutes and regulatory materials; conduct fact research on internet...RegulatoryWork at officeRemote workFlexible hoursShift work
- ...seeking an experienced and highly organized Sr. Paralegal to support our Legal Team supporting the... ...documentation. Legal Research & Analysis Conduct legal and factual research on issues related to commercial, corporate, regulatory, and litigation matters. Summarize...RegulatoryContract workTemporary workLocal areaFlexible hours
$29.95 - $41.78 per hour
...financial services organization in Dallas is seeking a Senior Paralegal to conduct legal research and review legal documents. This role... ...experience and involves responsibilities such as preparing regulatory filings and coordinating with outside counsel. Ideal candidates...Regulatory- ...Join to apply for the Paralegal role at HF Sinclair 4 days ago Be among the first 25 applicants... ...corporate records, supporting capital markets and M&A transactions, ensuring... ...annual reports, business licenses, and regulatory requirements. Provide oversight of web-based...RegulatoryFull timeWork at office
- Capital Markets Regulatory Change - Consultant / Senior ConsultantLocation: Dallas, Texas (Hybrid) | Practice Area: Capital Markets | Type:... ...identities before engaging in recruitment related communication. All official Capco communication will be conducted via a Capco recruiter.Regulatory
- ...seeking a detail-oriented and proactive Paralegal to support the Legal Department in... ...information requests, reviewing contracts, conducting legal research, and maintaining legal records... ...attorneys in addressing legal and regulatory matters. The ideal candidate will work...RegulatoryContract workWork at office
- ...Wealth Management Investigations Paralegal (Dallas) Description Morgan Stanley is a leading... ...1,200 offices in 42 countries. As a market leader, the talent and passion of our people... ...with policies and procedures that meet regulatory requirements around the world. They also...RegulatoryWorldwide
- ...Wealth Management Investigations Paralegal (Dallas) Description Company Profile... ...,200 offices in 42 countries. As a market leader, the talent and passion of our people... ...with policies and procedures that meet regulatory requirements around the world. They also...RegulatoryTemporary workWorldwide
$150k
...SummaryThe OpportunityAs a Banking & Capital Markets Tax Director, you will focus on... ...standards, including adherence to PwC's code of conduct and independence requirementsWhat You... ...Excelling in corporate tax planning and regulatory compliance consulting- Demonstrating...RegulatoryFull timeH1b- ...lifecycle. We are seeking a detail-oriented and proactive Paralegal to support Pacifico's growing legal department. This role... ...future contract lifecycle management initiatives. Conduct legal and regulatory research and assist with legal correspondence, meeting materials...RegulatoryContract workWork at office
- ...ParalegalCGS is seeking a Senior FOIA Paralegal to join our team supporting the legal mission... ...for success:Paralegals will work conducting searches and analyzing result sets to separate... ...preferred.Fluency in the statutory and regulatory guidelines to FOIA responses is...Regulatory
- ...seeking a senior-level Corporate Transaction Paralegal with at least 10 years of corporate... ...including multi-state entity formations, regulatory filings, merger documents, certificates,... ...loan and real estate closings Conduct due diligence, including lien searches,...RegulatoryWork at officeMonday to Friday
$77k - $214k
...OpportunityAs a Banking & Capital Markets Tax Senior Associate, you... ..., confirming compliance with regulatory requirements- Analyzing... ...with their business objectives- Conducting research on tax regulations and... ...eligible to sit for the CPA exam in your intended state of employment...RegulatoryFull timeH1bLocal areaOverseas- ...Description Job Title/Position: Hospice Marketing Liaison Reports to: Marketing... ...Health and Hospice, industry awareness, regulatory compliance and business trends affecting... ...responsibilities as set forth in the Code of Conduct and Compliance Policies and to be bound...Regulatory
$30 - $45 per hour
...Template or Standard Clause(s) for proposed agreements. Conduct redlines review of proposed agreements of low to moderate complexity... ...), as necessary. Keep current with law, regulations, and regulatory guidance as needed to integrate appropriate terms into...RegulatoryHourly payContract workRemote work- iA American Warranty, L.P. is seeking a Paralegal to support the Legal Department in a hybrid work environment in the United... ...corporate and compliance matters, contract review, and regulatory analysis. You will conduct factual and legal research, organize case files, and...RegulatoryContract work
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