Compliance Analyst: Conflicts & Trade Surveillance
Insight Global
Insight Global is seeking an Analyst to support the compliance function within the investment banking domain in San Francisco. The role focuses on managing conflicts clearance, restricted lists, and information walls, requiring strong analytical skills and effective communication. Qualified candidates will have a Bachelor's Degree and 1-3 years of relevant experience. This role involves contributing to market soundings and trade surveillance initiatives. #J-18808-Ljbffr Insight Global
- ...investment banking space is looking for an analyst to support the firm's compliance function. This person will focus on conflicts clearance, restricted/watch lists, and... ...compliance initiatives like market soundings and trade surveillance. We are a company committed to...Surveillance
- ...investment banking space is looking for an analyst to support the firm’s compliance function. This person will focus on conflicts clearance, restricted/watch lists, and... ...compliance initiatives like market soundings and trade surveillance. We are a company committed to creating...Surveillance
$135k - $165k
...we are looking for a highly motivated Governance, Risk & Compliance (GRC) Analyst to support and mature Ivo's security compliance and risk management... ...CSA STAR, and ISO/IEC 42001. Assist with annual audits, surveillance audits, and customer security assessments. Coordinate...SurveillanceContract workFlexible hours$92k - $108k
...Analyst, Initial Listings and Extended Hours Trading The New York Stock Exchange (an Intercontinental Exchange company... ...Texas ("Exchange") markets for compliance with Exchange corporate... ...variety of alerts generated by surveillance systems. Review and escalate...SurveillanceFull timeWork experience placementNight shift$124k - $186k
...Compliance Specialist Authorizations Shield AI is seeking a proactive and detail-oriented Compliance Specialist Authorizations to support... ...with regulatory requirements and company policies Utilize trade compliance systems (e.g., DECCS, SNAP-R) to manage licensing...SuggestedFull timeTemporary workPart time- A leading retail company is seeking a candidate for a compliance auditing position. The role offers training in Customs rules, with responsibilities... ...will have a BS/BA degree in Accounting or International Trade/Business and 2-4 years of experience in auditing. Strong...
$160k - $190k
As Manager, Compliance - Control Room, you will be the manager of our compliance control room... ...with identifying and resolving unusual trading patterns, anomalies, and other near real... ...Supervise the work of junior compliance analysts who prepare trading related regulatory...SurveillanceLocal areaOverseas$161.6k - $202k
...About the Role Headway handles sensitive health data for millions of patients - and that responsibility demands a security and compliance program that scales with the business. We're building out our dedicated GRC team to improve and mature our program! You'll join...Work from homeFlexible hours- ...Exchange, you'll think on your feet and grow your skills while providing floor surveillance, preventing loss and helping to create a safe environment for customers to buy, sell, and trade. Exceptional customer service and attention to detail is a must and some experience...Surveillance
$19.05 - $34.06 per hour
...other global agencies), competitor regulatory activities, and compliance changes. Responsibilities include synthesizing regulatory... ..., approvals, and labeling changes Competitor regulatory surveillance (filings, approvals, pipeline monitoring) Regulatory data...SurveillanceContract workInternship$22 per hour
...customer service. Ensure security of the hotel by utilizing video surveillance and conducting hourly rounds to monitor all entrances, common... ...checks, and TB screening clearances. De-escalation and conflict resolution training and experience strongly preferred....SurveillanceHourly payFull time- ...exchange build and rollout across partners, compliance, legal, and business, and grow into... ...company. If you have taken a regulated trading platform from intake to license, this... ...Fluent working with FCMs, DCOs, custodians, surveillance vendors, and KYC providers Strong...Surveillance
$27 per hour
...Prior experience in law enforcement or military service is a plus Key Skills Conflict management and de-escalation techniques Knowledge of surveillance systems and loss prevention strategies Strong observational skills and attention to detail...SurveillanceHourly payTemporary workPart timeWorldwideRelocationMonday to FridayFlexible hoursShift workNight shiftWeekend workDay shiftAfternoon shift- ...covering security protocols, client-specific procedures, and conflict resolution. Competitive Compensation: Aligned with performance... ...Patrol and Monitoring: Conduct regular patrols, monitor surveillance systems, and inspect access points. Access Management:...SurveillanceFull timePart timeFlexible hoursShift work
- ...Job Description Global Compliance Our division prevents, detects and mitigates compliance... ..., such as law, accounting, sales, and trading. We look for those who possess sound... ...: Monitoring and conducting surveillances focusing on compliance with regulatory...SurveillanceWork at office
- The Opportunity Compliance at U.S. RIAs, broker‑dealers, and wealth... ...largely on manual review — analysts reading marketing materials... ...for keywords, and reviewing trades and trade requests by hand.... ...review into communications surveillance, policy and manuals, audit,...Surveillance
$75k - $80k
...Position Overview: The Compliance Analyst supports the organization's compliance and quality assurance activities within Shelter, Residential, and Permanent Housing Programs. This role is responsible for ensuring adherence to regulatory requirements, funder expectations...Permanent employmentContract workWork at officeLocal area- ...Description Title: Senior Regulatory Analyst Location: 221 Main St, San Francisco... .... In close collaboration with the trading and origination teams, you will translate... ...~ Assist, alongside internal Legal and Compliance teams, to ensure compliance with local,...Local area
$130k - $160k
...local presence. KKR Credit is seeking a Compliance Officer ("Officer") to be based in San Francisco... ...oversight and monitoring to the Firm's trading platform and activities. The role will... ...Identifying, reviewing and advising on conflicts of interest related to proposed...Work at officeLocal area- ...maintenance duties requiring good judgment and knowledge of various trade skills such as carpentry, electrical, mechanical, plumbing,... .... Also, security systems such as door access control, video surveillance, burglar alarms and master key systems. Performs weekly...SurveillanceFor contractorsMonday to FridayFlexible hours
- ...and maintained multiple systems from scratch and you know what trade offs are involved in building reliable, performant software at... ...across many different industry verticals such as healthcare, surveillance, retail, agriculture, and many more. Our work is at the cutting...SurveillanceWork at officeFlexible hours
- ...security awareness across the company. Compliance & policy — establish security standards,... ...translate risk into actionables, communicate trade‑offs with engineering/product leadership... ...heads-down focus. It’s security, not surveillance. Our Values Collaborative Humans :...SurveillanceRemote workShift work
$216k - $252k
...internal teams, construction and related trades and other vendors/service providers... ...network integration for access control, surveillance systems and intrusion detection Manage... ...to inquiries unrelated to job posting compliance. We are committed to providing...SurveillanceWork at office- ...existing electrical systems while maintaining compliance with national, state and local... ...Fire Alarm, Security, Access Control and Surveillance) Installation and testing of low voltage... ...: Ariahnnah Mitchell - Skilled Trade Recruiter (***) ***-**** Ariahnnah....SurveillanceHourly payFor contractorsApprenticeshipLocal areaLong distanceNight shiftWeekend work
$176k - $240k
...the Role As the Global Head of Commercial Compliance - Platforms, you will be working as a part of... ...commercial contracts to ensure compliance with trade controls and anti-bribery laws. ~ Monitoring & Surveillance: Implement automated monitoring, trade...SurveillanceLive inWork at officeLocal areaWorldwideFlexible hours3 days per week$24 - $29.4 per hour
...Inspect, monitor, and maintain security compliance across entry points, lobbies, common... ...operations, perimeter protection, CCTV and surveillance systems, and corporate security... ...Red Cross preferred). ~ Training in conflict resolution, de-escalation, or customer...SurveillanceHourly payMinimum wageFull timeTemporary workFor contractorsShift workNight shift$35k - $48k
...Education Required: BA/BS US Citizenship: Required Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I9 audit support services and worksite enforcement compliance activities...Full timeContract workFor contractorsWork at officeRemote workWeekend work- ...imported food products comply with the US federal regulations and compliance requirements. This role supports the ongoing development of... ...in the activities of professionals appropriate for the food trading business and the Company (if and when appropriate); pursue continuing...Local area
- ...Monitor entrances and exits to ensure only authorized personnel access the facility Remove trespassers when necessary Monitor surveillance cameras Respond to reports of suspicious activity Report on daily activities and any security incidents Qualifications...SurveillanceFlexible hours
- ...the medical center and its affiliated sites. In this capacity, the ICNM directs a complex, facility-wide program that encompasses surveillance, infection prevention strategies, regulatory readiness, education, program management, and interdisciplinary collaboration....Surveillance
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