Compliance Officer

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Responsibilities Develop, refine, and operationalize a comprehensive investment risk framework for CIO activities Help design and maintain the policies, procedures, and control standards for how CIO conducts IDD and ODD Document investment processes, controls, and oversight routines for RCSAs, audits, and regulatory needs Build dashboards that highlight CIO risk exposures, trends, outliers, and high-impact themes for review by leadership Sit with the CIO team to understand their workflows and ensure the risk framework is practical and adopted Requirements Bachelor’s degree in finance, Economics, Accounting, Mathematics, Statistics, or a related field (preferred) A minimum of 3 years in portfolio management, investment research, or investment risk; familiarity with IDD/ODD concepts strongly preferred CFA, CAIA, or CFIRS, or FRM preferred or in progress Understanding and applying laws and regulations relevant to banking and consumer finance Evaluating potential risks and identifying control gaps in processes and systems #J-18808-Ljbffr

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Vacancy posted 4 days ago

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