Investment Management Governance Lead, RNDIP & Reg R
City National Bank
City National Bank seeks a Senior Manager to govern its Retail Non-Deposit Investment Program (RNDIP) and Reg R compliance within the Investment Management Governance Office. You will coordinate with Network Affiliates and Wealth Management teams to implement policies, develop controls, and produce quarterly metrics for key committees. You will collaborate with 2LOD/3LOD, monitor affiliate activities, drive program reviews, and design training. #J-18808-Ljbffr City National Bank
$120k - $200k
WHAT IS THE OPPORTUNITY? The Lead Fiduciary Compliance Specialist... ...programs within Wealth Management. This role partners closely with... ...of policies, procedures, and governance frameworks. In addition, the... ...Management, Trust & Fiduciary, or investment-related compliance...SuggestedWork at office- ...JPMorgan Chase. As part of Risk Management and Compliance, you are at... ...a Compliance Risk Management Lead within the Compliance, Conduct... ..., deep dive reviews, and governance and reporting practices. You... ...and today we are a leader in investment banking, consumer and small business...Suggested
$150.16k
...journey. Where your co-workers are invested in you and your success.... ...CDM Smith is seeking a Lead Enterprise Architect to join... ...responsible for designing and governing the firm’s enterprise application... ...Enterprise Architecture modules to manage application portfolios, lead...SuggestedH1bRemote work- ...most. In this role, you will lead hands‑on modernization and operational... ...with Finance stakeholders, management information systems teams,... ...controls, partnering with governance stakeholders to enforce least... ..., mortgages, auto financing, investment advice, small business loans...Suggested
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- ...with both internal and external clients to manage expectations and ensure compliance with... ...the Team J.P. Morgan's Commercial & Investment Bank is a global leader across banking,... ...securities services and payments. Corporations, governments and institutions throughout the world...
$122.54k - $208.72k
Team Lead Trust and Estate Administration What is the opportunity... ...? Responsible for managing and directing all trust... ...implementation of trust investment policies to promote growth... ...comply with terms of the governing document. Follow appropriate Reg. 9 process and other bank...Work at officeRemote work$167.09k - $241.96k
...enterprise technology strategy, service management, data and AI priorities,... ...connect business outcomes to technology investments, operational decisions, and risk... ...changes, and digital initiatives. Lead communication planning, governance, and review cycles for major IT...Permanent employmentWork at officeShift workDay shift- A leading financial services firm is seeking a Control Manager for its Wholesale Lending Services. The role involves driving governance initiatives, monitoring program metrics, and ensuring a robust control framework. Candidates should have at least 3 years of experience...
- JPMorgan Chase in Newark, Delaware, is seeking a Control Manager for Wholesale Lending Services Controls Governance. This role focuses on driving continuous improvement initiatives, collaborating with stakeholders, and ensuring compliance with regulatory standards. Ideal...
$84.63k - $112.84k
...AI workloads for enterprises, governments, and communities. At Lumen,... ...us today. The Role As a Lead Finance Analyst – Global... ...work will directly influence investment decisions, operational priorities... ...organizational skills with the ability to manage multiple priorities in a fast...Full timeTemporary workRemote work- The Chemours Company is seeking a Privacy, AI & Compliance Program Manager to join our Wilmington, DE team. You will lead global governance for privacy, AI, and trade compliance, partnering with Legal, IT, Cybersecurity, HR, and Sales to implement scalable policies and...
- JPMorgan Chase seeks a Vice President, Program Management - Cobrand Cards within the Chase Cards team. You will lead complex, cross-functional programs to improve digital... ...customer experiences. In this role you provide governance, structure, and delivery rigor across Product,...
$181.4k - $205.4k
Citigroup Inc. is seeking a Risk Policy Senior Officer I for its Wilmington, Delaware location. This role requires expertise in risk management and financial analysis, where you will manage risk policies and provide oversight to ensure compliance with credit risk...- M&T Bank Corporation is seeking a Lead IAM Governance Specialist in Wilmington, Delaware. This role involves analyzing and developing IAM policies, ensuring compliance and enhancing governance processes. The position is a hybrid work model with four days onsite and the...Work from home1 day per week
- ...consumer banking. You will design analytic tests, synthesize data into actionable insights, and ensure analytics align with data governance standards. PNC offers robust benefits, including medical coverage, a 401(k) plan with company match, and generous paid time off....
$115k - $130k
...Egg, now part of Barclays, is a market-leading, tech-enabled financial platform helping... ...of the company’s Control Framework and governance programs through advanced analytics, reporting... ...analytics, third‑party oversight, issue management governance, exception reporting, and...Temporary workFlexible hours- Gore Fabrics seeks a Global Order-to-Cash Value Stream Lead to transform end-to-end OTC processes, leveraging SAP S/4HANA and Salesforce. This strategic role drives governance, standardization, and commercial effectiveness across regions and operating companies. You will...
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- ADP is looking for a Lead Business Systems Analyst in Wilmington, Delaware. In this role, you'll bridge technology with investment compliance, support investment administration platforms, and ensure operational excellence. Your work involves data analysis, system configuration...
$112.6k - $138k
...Portfolio Senior Analyst in Wilmington, Delaware. In this role, you will be responsible for developing quantitative techniques to inform investment strategies and perform credit reviews. The position requires a Master's degree in Statistics or a related field, with expertise...- ...is seeking an Information Security Senior Compliance Analyst to lead compliance controls, audits, and risk programs across our... ..., collect audit evidence, and drive improvements in policy and governance with IT, Legal, and Audit teams. The role requires 7+ years in...
- ...seeking a Global Trial Master File (TMF) Lead in Wilmington, Delaware. This role is pivotal for overseeing TMF strategy and governance within a global clinical portfolio. The successful... ...have significant experience in TMF management and strong leadership skills. #J-18808-...
- ...Delaware is seeking an experienced professional for a role focused on Regulatory Operations. This position involves coordinating governance activities, preparing reports, and collaborating across business lines to ensure compliance with regulations. The ideal candidate...
- Corporation Service Company is looking for a People Analytics Lead who excels at turning complex data into actionable insights. This... ...efforts, partnering with stakeholders, and advocating for data governance best practices. #J-18808-Ljbffr Corporation Service Company
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