Senior Investigator

The Anti-Money Laundering (AML) Sr. Investigator II, also known as an AML Supervisor, supervises various AML processes, which might include suspicious activity investigations, 314(b)s or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML analysis. The AML Sr. Investigator II coaches their team and teaches others about AML processes through training and education. Responsibilities Include: Operational Management; supervise daily workflow, operational queues, and metrics Manage, develop, train, coach, and lead a team of investigators Write and deliver performance reviews and provide continuous coaching to associates Report (verbally and written) potential findings to management in a timely manner Conduct, review, and evaluate findings using Anti-Money Laundering (AML)/ Know Your Customer (KYC)/ Customer Identification Program (CIP) knowledge Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations Quality Assurance: Perform quality assurance on draft Suspicious Activity Reports, 314(b)s, sanctions reviews, CTR's, EDD reviews or other AML process Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis Qualities Desired: Strong analytical writing and communication skills Excellent Organizational and time management skills Excellent research skills including experience with online search tools Basic Qualifications: High School Diploma, GED or equivalent certification At least 1 year of Anti-Money Laundering (AML) experience within financial services Preferred Qualifications: Bachelor's Degree 4 years of Anti-Money Laundering (AML) experience within the financial services industry 2 years of people management experience 2 years of Microsoft Office Suite, or 2 years of Google Suite experience 1 year of process management experience Certified Anti-Money Laundering Specialist (CAMS) certification At this time Capital One will not sponsor a new applicant for employment authorization for this position. Chicago, IL: $87,700 - $100,100 for AML Sr. Investigator II McLean, VA: $96,500 - $110,100 for AML Sr. Investigator II Plano, TX: $87,700 - $100,100 for AML Sr. Investigator II Richmond, VA: $87,700 - $100,100 for AML Sr. Investigator II Wilmington, DE: $87,700 - $100,100 for AML Sr. Investigator II Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter. This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries. If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at View phone number on click.appcast.io or via email at View email address on click.appcast.io. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations. For technical support or questions about Capital One's recruiting process, please send an email to View email address on click.appcast.io Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC). #J-18808-Ljbffr