Strategic Compliance Director for Financial Firms
Kroll
Kroll's US FSCR Compliance Consulting practice seeks a Director to lead the delivery of expert compliance guidance to a diverse range of financial firms from Los Angeles. You will own senior client relationships, set strategic direction on complex matters, and mentor the engagement teams to ensure high-quality, timely outcomes. This role requires deep knowledge of the Investment Advisers Act of 1940, the ’40 Act, and FINRA rules, with a proven track record of growing engagements, leading #J-18808-Ljbffr Kroll
Vacancy posted more than 2 months ago
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